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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+6.51%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$3.13B
AUM Growth
+$190M
Cap. Flow
+$107M
Cap. Flow %
3.41%
Top 10 Hldgs %
18.65%
Holding
1,432
New
237
Increased
632
Reduced
426
Closed
107

Top Buys

Rank Stock Value
1
PTBD icon
Pacer Trendpilot US Bond ETF
PTBD
+$13M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.73M
3
TPR icon
Tapestry
TPR
+$8.3M
4
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$8.22M
5
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$7.78M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.7M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$17.1M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$13.5M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$12.2M
5
GLD icon
SPDR Gold Trust
GLD
+$9.82M

Sector Composition

Rank Sector Weight
1 Miscellaneous 57.87%
2 Technology 10.14%
3 Consumer Discretionary 6.28%
4 Financials 4.83%
5 Healthcare 4.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLW icon
876
Corning
GLW
$128B
$389K 0.01%
8,938
-19,094
-68% -$734K
NUMG icon
877
Nuveen ESG Mid-Cap Growth ETF
NUMG
$346M
$388K 0.01%
+7,754
New +$390K
YUM icon
878
Yum! Brands
YUM
$37.3B
$388K 0.01%
3,586
-134
-4% -$14.2K
YETI icon
879
Yeti Holdings
YETI
$3.07B
$386K 0.01%
5,348
-3,483
-39% -$248K
INDA icon
880
iShares MSCI India ETF
INDA
$6.52B
$384K 0.01%
9,107
-5,712
-39% -$240K
SILJ icon
881
Amplify Junior Silver Miners ETF
SILJ
$3.95B
$383K 0.01%
26,514
+14,768
+126% +$227K
VOD icon
882
Vodafone
VOD
$40.5B
$382K 0.01%
20,710
+5,884
+40% +$106K
FCEL icon
883
FuelCell Energy
FCEL
$1.44B
$380K 0.01%
878
+42
+5% +$22.5K
STLD icon
884
Steel Dynamics
STLD
$35.2B
$379K 0.01%
7,466
+1,349
+22% +$56.9K
CGRN
885
DELISTED
Capstone Green Energy Corporation Common Stock
CGRN
$379K 0.01%
+41,515
New +$422K
MJ icon
886
CALL
Amplify Alternative Harvest ETF
MJ
$110M
$378K 0.01%
+1,375
New +$363K
STRL icon
887
Sterling Infrastructure
STRL
$15.3B
$378K 0.01%
+16,300
New +$355K
CLOV icon
888
Clover Health Investments
CLOV
$2.48B
$377K 0.01%
+49,886
New +$563K
EFR
889
Eaton Vance Senior Floating-Rate Fund
EFR
$306M
$376K 0.01%
27,265
+449
+2% +$6.05K
GE icon
890
CALL
GE Aerospace
GE
$326B
$376K 0.01%
+5,738
New +$348K
TSCO icon
891
Tractor Supply
TSCO
$17.2B
$376K 0.01%
+10,610
New +$339K
FUTU icon
892
Futu Holdings
FUTU
$15.7B
$373K 0.01%
+2,350
New +$291K
USO icon
893
United States Oil Fund
USO
$2.26B
$373K 0.01%
9,202
-389
-4% -$15.3K
PBCT
894
DELISTED
People's United Financial Inc
PBCT
$373K 0.01%
20,856
-915
-4% -$14.7K
GPC icon
895
Genuine Parts
GPC
$18B
$366K 0.01%
3,165
-1,588
-33% -$169K
ALLY icon
896
Ally Financial
ALLY
$12.4B
$365K 0.01%
8,063
+820
+11% +$34.3K
DNL icon
897
WisdomTree Global ex-U.S. Quality Growth Fund
DNL
$478M
$365K 0.01%
9,392
+1,914
+26% +$75K
ORLY icon
898
O'Reilly Automotive
ORLY
$68.7B
$365K 0.01%
10,785
-135
-1% -$4.18K
TNDM icon
899
Tandem Diabetes Care
TNDM
$1.2B
$365K 0.01%
4,141
+155
+4% +$14.4K
JDD
900
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
$363K 0.01%
38,329
– –
34 35
36
37 38

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Sigma Planning Corp's Q1 2021 Portfolio in Review

As of Q1 2021, Sigma Planning Corp held 1,432 positions worth $3.13B, up 6.5% from $2.94B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp deployed $107M of net new capital in Q1 2021, opening 237 new positions and adding to 632 existing holdings. Its largest new stake was Tapestry: 215,385 shares worth $8.88M.

By sector, the portfolio is most concentrated in Miscellaneous at 58% of assets, down from 58% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was iShares 7-10 Year Treasury Bond ETF, an estimated $21.7M trimmed.

  • Sigma Planning Corp's largest Q1 2021 buy was Tapestry: 215,385 shares worth $8.88M.
  • Sigma Planning Corp added most to Pacer Trendpilot US Bond ETF in Q1 2021, an estimated $13M increase.
  • Sigma Planning Corp's biggest Q1 2021 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $21.7M.
  • Sigma Planning Corp fully exited Invesco CurrencyShares Japanese Yen Trust in Q1 2021, selling an estimated $8.35M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $3.13B portfolio in Q1 2021.
  • Sigma Planning Corp opened 237 new positions and closed 107 in Q1 2021.
  • Sigma Planning Corp's portfolio value rose 6.5% quarter-over-quarter to $3.13B.

Based on Sigma Planning Corp's 13F filing for Q1 2021, filed 6 May 2021.