We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+10.07%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.53B
AUM Growth
+$248M
Cap. Flow
+$67.8M
Cap. Flow %
2.68%
Top 10 Hldgs %
24.76%
Holding
1,197
New
143
Increased
443
Reduced
455
Closed
136

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$16.1M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$12.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$12.3M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11.8M
5
GLD icon
SPDR Gold Trust
GLD
+$8.31M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$14.2M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$10.4M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6.27M
4
FBT icon
First Trust NYSE Arca Biotechnology Index Fund
FBT
+$5.32M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5M

Sector Composition

Rank Sector Weight
1 Technology 11.79%
2 Consumer Discretionary 6.34%
3 Healthcare 4.95%
4 Communication Services 4.06%
5 Financials 3.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ICF icon
876
iShares Select U.S. REIT ETF
ICF
$2.12B
$244K 0.01%
4,784
-170
-3% -$8.8K
TEAM icon
877
Atlassian
TEAM
$22B
$244K 0.01%
1,343
-156
-10% -$27.8K
ALLE icon
878
Allegion
ALLE
$13B
$242K 0.01%
2,450
+32
+1% +$3.25K
MFIC icon
879
MidCap Financial Investment
MFIC
$784M
$242K 0.01%
29,252
+2,785
+11% +$25.8K
SMH icon
880
VanEck Semiconductor ETF
SMH
$67.6B
$242K 0.01%
2,782
-39,426
-93% -$3.3M
FEN
881
DELISTED
First Trust Energy Income and Growth Fund
FEN
$242K 0.01%
26,655
+9,522
+56% +$94.8K
CHY
882
Calamos Convertible and High Income Fund
CHY
$1.03B
$241K 0.01%
20,605
+175
+0.9% +$2.08K
CMA
883
DELISTED
Comerica
CMA
$241K 0.01%
6,292
-900
-13% -$34.6K
LDOS icon
884
Leidos
LDOS
$14.1B
$241K 0.01%
2,706
+86
+3% +$7.77K
RIO icon
885
Rio Tinto
RIO
$148B
$241K 0.01%
+3,995
New +$245K
TPHD icon
886
Timothy Plan High Dividend Stock ETF
TPHD
$364M
$241K 0.01%
10,525
-26,370
-71% -$605K
PD icon
887
PagerDuty
PD
$700M
$240K 0.01%
8,871
+301
+4% +$8.46K
FXI icon
888
iShares China Large-Cap ETF
FXI
$4.14B
$239K 0.01%
+5,695
New +$245K
QLTA icon
889
iShares AAA-A Rated Corporate Bond ETF
QLTA
$1.26B
$239K 0.01%
+4,124
New +$241K
X
890
DELISTED
US Steel
X
$238K 0.01%
32,469
+325
+1% +$2.46K
EXPD icon
891
Expeditors International
EXPD
$22.9B
$237K 0.01%
2,613
-200
-7% -$17K
FRME icon
892
First Merchants
FRME
$2.72B
$237K 0.01%
10,214
-623
-6% -$15.6K
NVG icon
893
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.65B
$237K 0.01%
15,115
-2,605
-15% -$40.8K
NEM icon
894
Newmont
NEM
$98.2B
$235K 0.01%
3,702
-43,569
-92% -$2.84M
SLY
895
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$234K 0.01%
3,842
-82
-2% -$5.08K
GNW icon
896
Genworth Financial
GNW
$3.8B
$233K 0.01%
69,435
+4,680
+7% +$12.5K
ITM icon
897
VanEck Intermediate Muni ETF
ITM
$2.14B
$233K 0.01%
4,548
-67
-1% -$3.45K
PLD icon
898
Prologis
PLD
$138B
$233K 0.01%
+2,319
New +$232K
AAPL icon
899
CALL
Apple
AAPL
$4.89T
$232K 0.01%
2,000
-2,000
-50% -$218K
AVNS icon
900
Avanos Medical
AVNS
$1.17B
$232K 0.01%
+6,973
New +$223K
34 35
36
37 38

Similar funds

U
Uber San Francisco, California $3.6B AUM 19.81% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q3 2020 Portfolio in Review

As of Q3 2020, Sigma Planning Corp held 1,197 positions worth $2.53B, up 11% from $2.28B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp's Q3 2020 filing shows 143 new, 443 increased, 455 reduced and 136 closed positions. Its largest new stake was Abiomed Inc: 20,372 shares worth $5.64M. The largest sale was iShares Core S&P Mid-Cap ETF, an estimated $14.2M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q3 2020 buy was Abiomed Inc: 20,372 shares worth $5.64M.
  • Sigma Planning Corp added most to iShares MSCI USA Momentum Factor ETF in Q3 2020, an estimated $16.1M increase.
  • Sigma Planning Corp's biggest Q3 2020 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $14.2M.
  • Sigma Planning Corp fully exited CyrusOne Inc Common Stock in Q3 2020, selling an estimated $3.05M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $2.53B portfolio in Q3 2020.
  • Sigma Planning Corp opened 143 new positions and closed 136 in Q3 2020.
  • Sigma Planning Corp's portfolio value rose 11% quarter-over-quarter to $2.53B.

Based on Sigma Planning Corp's 13F filing for Q3 2020, filed 3 Nov 2020.