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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+7.5%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.37B
AUM Growth
+$287M
Cap. Flow
+$149M
Cap. Flow %
6.27%
Top 10 Hldgs %
22.16%
Holding
1,143
New
143
Increased
513
Reduced
371
Closed
92

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$7.45M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$6.06M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$6.01M
4
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$5.52M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.67M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.41M
2
NEE icon
NextEra Energy
NEE
+$5.94M
3
CMG icon
Chipotle Mexican Grill
CMG
+$5.85M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.59M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$4.89M

Sector Composition

Rank Sector Weight
1 Technology 7.36%
2 Financials 4.5%
3 Healthcare 4.01%
4 Industrials 3.83%
5 Consumer Discretionary 3.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IQDF icon
876
FlexShares International Quality Dividend Index Fund
IQDF
$1.13B
$251K 0.01%
10,329
+1,000
+11% +$23.2K
PHO icon
877
Invesco Water Resources ETF
PHO
$1.97B
$251K 0.01%
6,490
-201
-3% -$7.46K
DIV icon
878
Global X SuperDividend US ETF
DIV
$787M
$250K 0.01%
10,532
+1,653
+19% +$38.7K
DVLU icon
879
First Trust Dorsey Wright Momentum & Value ETF
DVLU
$47M
$249K 0.01%
+12,714
New +$243K
PARA
880
DELISTED
Paramount Global Class B
PARA
$249K 0.01%
+5,924
New +$229K
ETB
881
Eaton Vance Tax-Managed Buy-Write Income Fund
ETB
$449M
$248K 0.01%
15,148
+3,085
+26% +$50.2K
TSI
882
TCW Strategic Income Fund
TSI
$212M
$248K 0.01%
42,922
+5,000
+13% +$28.9K
GF
883
New Germany Fund
GF
$184M
$247K 0.01%
15,758
– –
XHE icon
884
State Street SPDR S&P Health Care Equipment ETF
XHE
$147M
$247K 0.01%
2,878
-1,000
-26% -$81.4K
CNC icon
885
Centene
CNC
$31.3B
$246K 0.01%
+3,905
New +$212K
BJUL icon
886
Innovator US Equity Buffer ETF July
BJUL
$289M
$244K 0.01%
8,815
– –
PFC
887
DELISTED
Premier Financial Corp. Common Stock
PFC
$244K 0.01%
7,761
+2
+0% +$60
DISCK
888
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$243K 0.01%
+7,972
New +$224K
EIX icon
889
Edison International
EIX
$30.7B
$242K 0.01%
3,207
-865
-21% -$61.2K
GBDC icon
890
Golub Capital BDC
GBDC
$3.33B
$242K 0.01%
13,360
+1,999
+18% +$35.3K
VRTX icon
891
Vertex Pharmaceuticals
VRTX
$121B
$242K 0.01%
+1,104
New +$223K
RHP icon
892
Ryman Hospitality Properties
RHP
$8.4B
$241K 0.01%
2,778
+28
+1% +$2.41K
PBI icon
893
Pitney Bowes
PBI
$2.42B
$240K 0.01%
59,641
+172
+0.3% +$788
TSLX icon
894
Sixth Street Specialty
TSLX
$1.59B
$240K 0.01%
+11,186
New +$238K
FTV icon
895
Fortive
FTV
$19B
$239K 0.01%
4,960
-257
-5% -$11.6K
ITT icon
896
ITT
ITT
$17.5B
$239K 0.01%
+3,238
New +$215K
JMF
897
DELISTED
NUVEEN ENERGY MLP TOTAL RETURN FUND
JMF
$239K 0.01%
+30,789
New +$238K
BN icon
898
Brookfield
BN
$102B
$238K 0.01%
+11,547
New +$230K
RWL icon
899
Invesco S&P 500 Revenue ETF
RWL
$9.51B
$238K 0.01%
4,086
+70
+2% +$3.93K
HAS icon
900
Hasbro
HAS
$12.6B
$237K 0.01%
2,245
-131
-6% -$13.6K
34 35
36
37 38

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Sigma Planning Corp's Q4 2019 Portfolio in Review

As of Q4 2019, Sigma Planning Corp held 1,143 positions worth $2.37B, up 14% from $2.08B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp deployed $149M of net new capital in Q4 2019, opening 143 new positions and adding to 513 existing holdings. Its largest new stake was iShares US Transportation ETF: 66,896 shares worth $3.27M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, up from 7.1% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $6.41M trimmed.

  • Sigma Planning Corp's largest Q4 2019 buy was iShares US Transportation ETF: 66,896 shares worth $3.27M.
  • Sigma Planning Corp added most to iShares Core Dividend Growth ETF in Q4 2019, an estimated $7.45M increase.
  • Sigma Planning Corp's biggest Q4 2019 reduction was iShares Core S&P 500 ETF, cutting an estimated $6.41M.
  • Sigma Planning Corp fully exited Avalara, Inc. in Q4 2019, selling an estimated $4.36M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.37B portfolio in Q4 2019.
  • Sigma Planning Corp opened 143 new positions and closed 92 in Q4 2019.
  • Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $2.37B.

Based on Sigma Planning Corp's 13F filing for Q4 2019, filed 3 Feb 2020.