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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+1.79%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.08B
AUM Growth
+$143M
(+7.3%)
Cap. Flow
+$123M
Cap. Flow
% of AUM
5.9%
Top 10 Holdings %
Top 10 Hldgs %
20.64%
Holding
1,098
New
109
Increased
483
Reduced
383
Closed
98
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Information Technology ETF
VGT
|
+$11.9M |
| 2 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$8.9M |
| 3 |
iShares MSCI Global Min Vol Factor ETF
ACWV
|
+$8.48M |
| 4 |
Invesco S&P MidCap Low Volatility ETF
XMLV
|
+$7.6M |
| 5 |
iShares S&P 500 Value ETF
IVE
|
+$7.12M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$9.05M |
| 2 |
iShares MBS ETF
MBB
|
+$7.28M |
| 3 |
Vanguard Total World Stock ETF
VT
|
+$4.1M |
| 4 |
iShares MSCI ACWI ETF
ACWI
|
+$4.02M |
| 5 |
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
|
+$3.36M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.08% |
| 2 | Financials | 4.39% |
| 3 | Consumer Discretionary | 4.39% |
| 4 | Industrials | 4.11% |
| 5 | Healthcare | 3.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
PFC
876
DELISTED
Premier Financial Corp. Common Stock
PFC
| $225K | 0.01% |
7,759
+2
| +0% | +$55 |
|
877
Chubb
CB
$140B
| $224K | 0.01% |
1,387
-121
| -8% | -$18.7K |
|
878
Unilever
UL
$131B
| $224K | 0.01% |
3,316
+87
| +3% | +$6.03K |
|
879
Dell
DELL
$283B
| $223K | 0.01% |
8,496
-434
| -5% | -$11.5K |
|
880
Essent Group
ESNT
$6.06B
| $222K | 0.01% |
+4,650
| New | +$222K |
|
881
Extra Space Storage
EXR
$31.2B
| $222K | 0.01% |
+1,903
| New | +$220K |
|
882
Texas Pacific Land
TPL
$28.9B
| $222K | 0.01% |
3,078
+9
| +0.3% | +$701 |
|
883
iShares Morningstar Small-Cap Value ETF
ISCV
$687M
| $221K | 0.01% |
4,953
-939
| -16% | -$41.6K |
|
884
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$740M
| $220K | 0.01% |
+9,000
| New | +$210K |
|
885
Unitil
UTL
$1,000M
| $220K | 0.01% |
3,470
+21
| +0.6% | +$1.26K |
|
|
GF
886
New Germany Fund
GF
$184M
| $218K | 0.01% |
15,758
+340
| +2% | +$4.74K |
|
887
iShares US Consumer Staples ETF
IYK
$1.39B
| $218K | 0.01% |
5,157
+12
| +0.2% | +$496 |
|
888
DexCom
DXCM
$27.6B
| $217K | 0.01% |
+5,824
| New | +$226K |
|
889
Enpro
NPO
$7.05B
| $217K | 0.01% |
3,159
-550
| -15% | -$35.7K |
|
890
Palo Alto Networks
PANW
$264B
| $217K | 0.01% |
6,402
-1,818
| -22% | -$64.3K |
|
891
Invesco S&P 500 Revenue ETF
RWL
$9.51B
| $217K | 0.01% |
4,016
+42
| +1% | +$2.25K |
|
892
Simon Property Group
SPG
$74.5B
| $217K | 0.01% |
+1,393
| New | +$217K |
|
893
Hartford Financial Services
HIG
$38.5B
| $216K | 0.01% |
+3,562
| New | +$208K |
|
|
FSCS
894
First Trust SMID Capital Strength ETF
FSCS
$57.7M
| $216K | 0.01% |
9,706
-3,135
| -24% | -$68.6K |
|
|
MRO
895
DELISTED
Marathon Oil Corporation
MRO
| $216K | 0.01% |
17,624
-1,570
| -8% | -$20.3K |
|
|
ATAXZ
896
DELISTED
AMERICA FIRST TAX EXEMT INV LP
ATAXZ
| $216K | 0.01% |
26,397
-1,662
| -6% | -$13.6K |
|
|
TSI
897
TCW Strategic Income Fund
TSI
$212M
| $215K | 0.01% |
37,922
| – | – |
|
898
Live Oak Bancshares
LOB
$1.95B
| $214K | 0.01% |
11,813
-787
| -6% | -$14.2K |
|
899
Alliant Energy
LNT
$19.4B
| $212K | 0.01% |
+3,922
| New | +$201K |
|
900
Ross Stores
ROST
$76.6B
| $211K | 0.01% |
1,917
-482
| -20% | -$50.8K |
|
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Sigma Planning Corp's Q3 2019 Portfolio in Review
As of Q3 2019, Sigma Planning Corp held 1,098 positions worth $2.08B, up 7.3% from $1.94B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Sigma Planning Corp deployed $123M of net new capital in Q3 2019, opening 109 new positions and adding to 483 existing holdings. Its largest new stake was Chipotle Mexican Grill: 389,450 shares worth $6.55M.
By sector, the portfolio is most concentrated in Technology at 7.1% of assets, down from 7.4% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $9.05M trimmed.
- Sigma Planning Corp's largest Q3 2019 buy was Chipotle Mexican Grill: 389,450 shares worth $6.55M.
- Sigma Planning Corp added most to Vanguard Information Technology ETF in Q3 2019, an estimated $11.9M increase.
- Sigma Planning Corp's biggest Q3 2019 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $9.05M.
- Sigma Planning Corp fully exited Vanguard Total World Stock ETF in Q3 2019, selling an estimated $4.1M.
- Sigma Planning Corp's ten largest holdings make up 21% of its $2.08B portfolio in Q3 2019.
- Sigma Planning Corp opened 109 new positions and closed 98 in Q3 2019.
- Sigma Planning Corp's portfolio value rose 7.3% quarter-over-quarter to $2.08B.
Based on Sigma Planning Corp's 13F filing for Q3 2019, filed 1 Nov 2019.