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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+12.59%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.76B
AUM Growth
+$386M
Cap. Flow
+$217M
Cap. Flow %
12.31%
Top 10 Hldgs %
19.78%
Holding
1,008
New
157
Increased
460
Reduced
296
Closed
68

Top Buys

Rank Stock Value
1
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$21.8M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$9.97M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$9.39M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$9.32M
5
MBB icon
iShares MBS ETF
MBB
+$9.11M

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$7.42M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$5.97M
3
SSO icon
ProShares Ultra S&P500
SSO
+$5.95M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$5.88M
5
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$5.68M

Sector Composition

Rank Sector Weight
1 Technology 7.02%
2 Healthcare 4.47%
3 Financials 4.46%
4 Industrials 4.26%
5 Consumer Discretionary 4.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGI icon
876
Alamos Gold
AGI
$12.4B
$160K 0.01%
+31,432
New +$143K
B
877
Barrick Mining
B
$62.2B
$155K 0.01%
11,295
-27,102
-71% -$350K
ATAXZ
878
DELISTED
AMERICA FIRST TAX EXEMT INV LP
ATAXZ
$153K 0.01%
+22,323
New +$153K
AT
879
DELISTED
Atlantic Power Corporation
AT
$152K 0.01%
60,453
+16,362
+37% +$41.7K
NBEV
880
DELISTED
NewAge, Inc. Common Stock (Delaware)
NBEV
$151K 0.01%
28,660
+240
+0.8% +$1.45K
VMO icon
881
Invesco Municipal Opportunity Trust
VMO
$647M
$142K 0.01%
+11,930
New +$140K
EZPW icon
882
Ezcorp Inc
EZPW
$1.82B
$140K 0.01%
15,006
-1,930
-11% -$18.2K
SER icon
883
Serina Therapeutics
SER
$31M
$139K 0.01%
+974
New +$142K
UNIT
884
Uniti Group
UNIT
$2.63B
$138K 0.01%
12,369
+899
+8% +$13.2K
CSQ icon
885
Calamos Strategic Total Return Fund
CSQ
$3.21B
$134K 0.01%
10,805
-9
-0.1% -$107
DHC
886
Diversified Healthcare Trust
DHC
$2.26B
$131K 0.01%
11,093
-1,068
-9% -$13.7K
HTGC icon
887
Hercules Capital
HTGC
$2.94B
$130K 0.01%
10,262
-1,275
-11% -$16.2K
HYT icon
888
BlackRock Corporate High Yield Fund
HYT
$1.36B
$129K 0.01%
12,554
-42,676
-77% -$428K
SIRI icon
889
SiriusXM
SIRI
$10B
$129K 0.01%
2,276
+228
+11% +$13.6K
FLG
890
Flagstar Bank National Association
FLG
$5.77B
$121K 0.01%
3,472
-157
-4% -$5.4K
CAMT icon
891
Camtek
CAMT
$6.9B
$117K 0.01%
+13,100
New +$106K
JFR icon
892
Nuveen Floating Rate Income Fund
JFR
$1.23B
$111K 0.01%
11,565
-452
-4% -$4.42K
EXG icon
893
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.91B
$108K 0.01%
13,326
+1,322
+11% +$10.5K
GGN
894
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$767M
$105K 0.01%
24,133
+618
+3% +$2.6K
IGR
895
CBRE Global Real Estate Income Fund
IGR
$712M
$99K 0.01%
13,269
+3
+0% +$21
EHT
896
DELISTED
Eaton Vance 2021 Target Term Trust
EHT
$98K 0.01%
10,107
-446
-4% -$4.25K
GAB icon
897
Gabelli Equity Trust
GAB
$1.74B
$96K 0.01%
15,942
– –
ESV
898
DELISTED
Ensco Rowan plc
ESV
$94K 0.01%
5,968
+152
+3% +$2.65K
REED
899
DELISTED
Reeds, Inc. Common Stock
REED
$91K 0.01%
630
-58
-8% -$7.58K
SMTX
900
DELISTED
SMTC Corporation
SMTX
$91K 0.01%
+24,199
New +$115K
34 35
36
37 38

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Sigma Planning Corp's Q1 2019 Portfolio in Review

As of Q1 2019, Sigma Planning Corp held 1,008 positions worth $1.76B, up 28% from $1.37B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp deployed $217M of net new capital in Q1 2019, opening 157 new positions and adding to 460 existing holdings. Its largest new stake was Invesco AI and Next Gen Software ETF: 179,652 shares worth $5.47M.

By sector, the portfolio is most concentrated in Technology at 7% of assets, up from 6.6% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Floating Rate Bond ETF, an estimated $7.42M trimmed.

  • Sigma Planning Corp's largest Q1 2019 buy was Invesco AI and Next Gen Software ETF: 179,652 shares worth $5.47M.
  • Sigma Planning Corp added most to Invesco S&P 500 Low Volatility ETF in Q1 2019, an estimated $21.8M increase.
  • Sigma Planning Corp's biggest Q1 2019 reduction was iShares Floating Rate Bond ETF, cutting an estimated $7.42M.
  • Sigma Planning Corp fully exited iShares Micro-Cap ETF in Q1 2019, selling an estimated $1.5M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $1.76B portfolio in Q1 2019.
  • Sigma Planning Corp opened 157 new positions and closed 68 in Q1 2019.
  • Sigma Planning Corp's portfolio value rose 28% quarter-over-quarter to $1.76B.

Based on Sigma Planning Corp's 13F filing for Q1 2019, filed 1 May 2019.