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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+5.24%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.3B
AUM Growth
+$85.5M
Cap. Flow
+$30.3M
Cap. Flow %
2.34%
Top 10 Hldgs %
19.03%
Holding
922
New
75
Increased
425
Reduced
333
Closed
70

Top Buys

Rank Stock Value
1
DD icon
DuPont de Nemours
DD
+$5.75M
2
IVE icon
iShares S&P 500 Value ETF
IVE
+$5.51M
3
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$5.22M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$2.77M
5
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$2.74M

Top Sells

Rank Stock Value
1
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$12.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$10.6M
3
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$4.19M
4
SWKS icon
Skyworks Solutions
SWKS
+$2.67M
5
IYR icon
iShares US Real Estate ETF
IYR
+$2.44M

Sector Composition

Rank Sector Weight
1 Technology 5.96%
2 Financials 5.11%
3 Industrials 4.91%
4 Healthcare 4.64%
5 Consumer Staples 4.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KOPN icon
876
Kopin
KOPN
$663M
– –
-13,000
Closed -$54K
KSS icon
877
Kohl's
KSS
$2.03B
– –
-10,462
Closed -$478K
MCHI icon
878
iShares MSCI China ETF
MCHI
$6.04B
– –
-6,064
Closed -$383K
MCK icon
879
McKesson
MCK
$98.5B
– –
-1,649
Closed -$253K
NAT icon
880
Nordic American Tanker
NAT
$1.37B
– –
-13,057
Closed -$70K
NBH
881
Neuberger Municipal Fund Inc
NBH
$304M
– –
-17,227
Closed -$265K
NEM icon
882
Newmont
NEM
$98.2B
– –
-46,492
Closed -$1.74M
OUNZ icon
883
VanEck Merk Gold Trust
OUNZ
$2.51B
– –
-25,962
Closed -$328K
OXSQ icon
884
Oxford Square Capital
OXSQ
$151M
– –
-10,200
Closed -$70K
PCEF icon
885
Invesco CEF Income Composite ETF
PCEF
$812M
– –
-8,334
Closed -$200K
PI icon
886
Impinj
PI
$3.89B
– –
-10,360
Closed -$431K
PPA icon
887
Invesco Aerospace & Defense ETF
PPA
$8.27B
– –
-4,476
Closed -$230K
PRFZ icon
888
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.75B
– –
-11,580
Closed -$290K
PWB icon
889
Invesco Large Cap Growth ETF
PWB
$2.29B
– –
-13,116
Closed -$511K
RF icon
890
Regions Financial
RF
$26.3B
– –
-10,040
Closed -$153K
RGLD icon
891
Royal Gold
RGLD
$17.1B
– –
-2,830
Closed -$244K
RS icon
892
Reliance Steel & Aluminium
RS
$20.8B
– –
-3,578
Closed -$273K
SA
893
Seabridge Gold
SA
$2.8B
– –
-16,526
Closed -$202K
SENS icon
894
Senseonics Holdings Inc
SENS
$254M
– –
-685
Closed -$44K
SITC icon
895
SITE Centers
SITC
$230M
– –
-8,122
Closed -$96K
SPY icon
896
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$778B
– –
-3,500
Closed -$879K
THQ
897
abrdn Healthcare Opportunities Fund
THQ
$769M
– –
-12,936
Closed -$240K
TTD icon
898
CALL
Trade Desk
TTD
$8.13B
– –
-50,000
Closed -$308K
TTD icon
899
Trade Desk
TTD
$8.13B
– –
-40,100
Closed -$247K
TTWO icon
900
Take-Two Interactive
TTWO
$43B
– –
-2,255
Closed -$231K
33 34 35
36
37

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Sigma Planning Corp's Q4 2017 Portfolio in Review

As of Q4 2017, Sigma Planning Corp held 922 positions worth $1.3B, up 7.1% from $1.21B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q4 2017 filing shows 75 new, 425 increased, 333 reduced and 70 closed positions. Its largest new stake was DuPont de Nemours: 31,933 shares worth $5.76M. The largest sale was iShares Core S&P US Value ETF, an estimated $12.4M.

By sector, the portfolio is most concentrated in Technology at 6% of assets, down from 6% a quarter earlier, followed by Financials and Industrials.

  • Sigma Planning Corp's largest Q4 2017 buy was DuPont de Nemours: 31,933 shares worth $5.76M.
  • Sigma Planning Corp added most to iShares S&P 500 Value ETF in Q4 2017, an estimated $5.51M increase.
  • Sigma Planning Corp's biggest Q4 2017 reduction was iShares Core S&P US Value ETF, cutting an estimated $12.4M.
  • Sigma Planning Corp fully exited Newmont in Q4 2017, selling an estimated $1.74M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $1.3B portfolio in Q4 2017.
  • Sigma Planning Corp opened 75 new positions and closed 70 in Q4 2017.
  • Sigma Planning Corp's portfolio value rose 7.1% quarter-over-quarter to $1.3B.

Based on Sigma Planning Corp's 13F filing for Q4 2017, filed 7 Feb 2018.