We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.9%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.01B
AUM Growth
+$212M
Cap. Flow
+$69.9M
Cap. Flow %
2.32%
Top 10 Hldgs %
20.05%
Holding
1,384
New
123
Increased
566
Reduced
572
Closed
89

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$12.2M
2
GLD icon
SPDR Gold Trust
GLD
+$8.86M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$7.77M
4
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$7.48M
5
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$6.77M

Top Sells

Rank Stock Value
1
TIP icon
iShares TIPS Bond ETF
TIP
+$5.92M
2
PTLC icon
Pacer Trendpilot US Large Cap ETF
PTLC
+$5.7M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$5.18M
4
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$4.65M
5
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$4.61M

Sector Composition

Rank Sector Weight
1 Technology 10.47%
2 Healthcare 4.8%
3 Consumer Discretionary 4.45%
4 Financials 4.25%
5 Industrials 3.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INTU icon
851
Intuit
INTU
$83.1B
$448K 0.01%
1,004
+225
+29% +$92.4K
BIG
852
DELISTED
Big Lots, Inc.
BIG
$448K 0.01%
40,845
+13,631
+50% +$206K
CGW icon
853
Invesco S&P Global Water Index ETF
CGW
$1.05B
$446K 0.01%
8,935
-226
-2% -$11.1K
BABA icon
854
Alibaba
BABA
$276B
$444K 0.01%
4,346
-239
-5% -$23.9K
VFH icon
855
Vanguard Financials ETF
VFH
$13.5B
$441K 0.01%
5,663
+90
+2% +$7.61K
ESGE icon
856
iShares ESG Aware MSCI EM ETF
ESGE
$6.53B
$439K 0.01%
13,936
+2,850
+26% +$90.3K
CALY
857
Callaway Golf Company
CALY
$3.28B
$438K 0.01%
20,248
+40
+0.2% +$907
CRPT icon
858
First Trust SkyBridge Crypto Industry and Digital Economy ETF
CRPT
$86.4M
$434K 0.01%
88,016
-19,332
-18% -$85.4K
DGRW icon
859
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.6B
$434K 0.01%
6,955
+10
+0.1% +$615
WY icon
860
Weyerhaeuser
WY
$17.2B
$432K 0.01%
14,342
+546
+4% +$17.2K
BJUL icon
861
Innovator US Equity Buffer ETF July
BJUL
$343M
$432K 0.01%
13,225
-665
-5% -$21.2K
XMLV icon
862
Invesco S&P MidCap Low Volatility ETF
XMLV
$759M
$431K 0.01%
8,227
-77
-0.9% -$4.17K
DOV icon
863
Dover
DOV
$27.7B
$431K 0.01%
2,837
+664
+31% +$97.5K
BOCT icon
864
Innovator US Equity Buffer ETF October
BOCT
$283M
$431K 0.01%
12,739
-2,593
-17% -$85.4K
XME icon
865
State Street SPDR S&P Metals & Mining ETF
XME
$3.96B
$431K 0.01%
+8,100
New +$441K
WTRG icon
866
Essential Utilities
WTRG
$11.2B
$430K 0.01%
9,860
-1,758
-15% -$79.3K
IMO icon
867
Imperial Oil
IMO
$60.8B
$430K 0.01%
8,463
-196
-2% -$9.78K
BUFD icon
868
FT Vest Fund of Deep Buffer ETFs
BUFD
$1.94B
$430K 0.01%
21,023
-12,326
-37% -$247K
TTE icon
869
TotalEnergies
TTE
$187B
$429K 0.01%
7,266
+452
+7% +$27.8K
SPDW icon
870
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$39.8B
$427K 0.01%
13,280
-149
-1% -$4.7K
GWW icon
871
W.W. Grainger
GWW
$66B
$426K 0.01%
+618
New +$394K
BSCQ icon
872
Invesco BulletShares 2026 Corporate Bond ETF
BSCQ
$3.66B
$425K 0.01%
22,163
+5,596
+34% +$107K
IDCC icon
873
InterDigital
IDCC
$6.7B
$423K 0.01%
5,805
-109
-2% -$7.59K
BG icon
874
Bunge Global
BG
$22.8B
$423K 0.01%
4,427
+1,611
+57% +$157K
ARKG icon
875
ARK Genomic Revolution ETF
ARKG
$1.54B
$420K 0.01%
13,980
+303
+2% +$9.39K
33 34
35
36 37

Similar funds

U
Uber San Francisco, California $3.6B AUM 19.81% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q1 2023 Portfolio in Review

As of Q1 2023, Sigma Planning Corp held 1,384 positions worth $3.01B, up 7.6% from $2.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp's Q1 2023 filing shows 123 new, 566 increased, 572 reduced and 89 closed positions. Its largest new stake was iShares 0-3 Month Treasury Bond ETF: 74,585 shares worth $7.5M. The largest sale was iShares TIPS Bond ETF, an estimated $5.92M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2023 buy was iShares 0-3 Month Treasury Bond ETF: 74,585 shares worth $7.5M.
  • Sigma Planning Corp added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2023, an estimated $12.2M increase.
  • Sigma Planning Corp's biggest Q1 2023 reduction was iShares TIPS Bond ETF, cutting an estimated $5.92M.
  • Sigma Planning Corp fully exited FT Vest US Equity Deep Buffer ETF March in Q1 2023, selling an estimated $4.35M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $3.01B portfolio in Q1 2023.
  • Sigma Planning Corp opened 123 new positions and closed 89 in Q1 2023.
  • Sigma Planning Corp's portfolio value rose 7.6% quarter-over-quarter to $3.01B.

Based on Sigma Planning Corp's 13F filing for Q1 2023, filed 8 May 2023.