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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-0.42%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.32B
AUM Growth
-$30.1M
Cap. Flow
+$18.8M
Cap. Flow %
0.57%
Top 10 Hldgs %
19.8%
Holding
1,540
New
127
Increased
671
Reduced
531
Closed
168

Top Buys

Rank Stock Value
1
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$13.7M
2
JVAL icon
JPMorgan US Value Factor ETF
JVAL
+$9.67M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$8.51M
4
VLUE icon
iShares MSCI USA Value Factor ETF
VLUE
+$8.04M
5
RPG icon
Invesco S&P 500 Pure Growth ETF
RPG
+$7.21M

Top Sells

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$11.9M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$10.3M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$7.75M
4
RPV icon
Invesco S&P 500 Pure Value ETF
RPV
+$7.34M
5
BBWI icon
Bath & Body Works
BBWI
+$7.26M

Sector Composition

Rank Sector Weight
1 Technology 11.42%
2 Consumer Discretionary 5.83%
3 Financials 4.89%
4 Healthcare 4.72%
5 Communication Services 4.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PHG icon
851
Philips
PHG
$24.3B
$468K 0.01%
12,742
+3,289
+35% +$125K
AVDV icon
852
Avantis International Small Cap Value ETF
AVDV
$18.9B
$467K 0.01%
7,235
+2,275
+46% +$149K
CHW
853
Calamos Global Dynamic Income Fund
CHW
$538M
$465K 0.01%
48,568
– –
MGA icon
854
Magna International
MGA
$18.3B
$465K 0.01%
6,182
-941
-13% -$77.4K
XAR icon
855
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.11B
$464K 0.01%
3,891
+55
+1% +$6.8K
YETI icon
856
Yeti Holdings
YETI
$3.86B
$462K 0.01%
5,395
-1,407
-21% -$136K
PJUL icon
857
Innovator US Equity Power Buffer ETF July
PJUL
$1.22B
$461K 0.01%
15,491
+4,628
+43% +$138K
AOM icon
858
iShares Core Moderate Allocation ETF
AOM
$1.75B
$459K 0.01%
10,252
-1,728
-14% -$78.4K
SILJ icon
859
Amplify Junior Silver Miners ETF
SILJ
$3.29B
$458K 0.01%
38,764
+4,218
+12% +$56.5K
SHAK icon
860
Shake Shack
SHAK
$2.48B
$456K 0.01%
5,813
+2,550
+78% +$232K
AAL icon
861
American Airlines Group
AAL
$9.9B
$455K 0.01%
22,185
+4,831
+28% +$97.9K
IYT icon
862
iShares US Transportation ETF
IYT
$2.32B
$454K 0.01%
7,464
-2,804
-27% -$177K
CHD icon
863
Church & Dwight Co
CHD
$23.4B
$453K 0.01%
5,491
-452
-8% -$38.3K
SCHW
864
Charles Schwab
SCHW
$181B
$453K 0.01%
6,223
-1,338
-18% -$95.6K
EDIT icon
865
Editas Medicine
EDIT
$411M
$452K 0.01%
11,005
+3,944
+56% +$216K
IDCC icon
866
InterDigital
IDCC
$6.7B
$448K 0.01%
6,601
-321
-5% -$22.2K
BLOK icon
867
Amplify Blockchain Technology ETF
BLOK
$1.1B
$446K 0.01%
9,998
-3,776
-27% -$177K
MKC icon
868
McCormick & Company Non-Voting
MKC
$13.6B
$446K 0.01%
5,503
-1,978
-26% -$170K
PDP icon
869
Invesco Dorsey Wright Momentum ETF
PDP
$1.47B
$446K 0.01%
4,987
-181
-4% -$16.6K
RCL icon
870
Royal Caribbean
RCL
$81.8B
$444K 0.01%
4,993
-2,126
-30% -$172K
VICI icon
871
VICI Properties
VICI
$29.5B
$443K 0.01%
+15,586
New +$475K
EMXC icon
872
iShares MSCI Emerging Markets ex China ETF
EMXC
$23.4B
$441K 0.01%
+7,266
New +$448K
SPYM
873
State Street SPDR Portfolio S&P 500 ETF
SPYM
$159B
$441K 0.01%
8,731
-1,252
-13% -$64.9K
ISCV icon
874
iShares Morningstar Small-Cap Value ETF
ISCV
$692M
$439K 0.01%
7,721
+625
+9% +$35.6K
BLE
875
DELISTED
BlackRock Municipal Income Trust II
BLE
$438K 0.01%
28,935
+125
+0.4% +$1.97K
33 34
35
36 37

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Sigma Planning Corp's Q3 2021 Portfolio in Review

As of Q3 2021, Sigma Planning Corp held 1,540 positions worth $3.32B, down 0.9% from $3.36B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp's Q3 2021 filing shows 127 new, 671 increased, 531 reduced and 168 closed positions. Its largest new stake was VictoryShares US 500 Enhanced Volatility Wtd ETF: 55,783 shares worth $3.97M. The largest sale was Invesco S&P 500 High Beta ETF, an estimated $11.9M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q3 2021 buy was VictoryShares US 500 Enhanced Volatility Wtd ETF: 55,783 shares worth $3.97M.
  • Sigma Planning Corp added most to Schwab US Large-Cap Growth ETF in Q3 2021, an estimated $13.7M increase.
  • Sigma Planning Corp's biggest Q3 2021 reduction was Invesco S&P 500 High Beta ETF, cutting an estimated $11.9M.
  • Sigma Planning Corp fully exited Invesco S&P 500 Pure Value ETF in Q3 2021, selling an estimated $7.34M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $3.32B portfolio in Q3 2021.
  • Sigma Planning Corp opened 127 new positions and closed 168 in Q3 2021.
  • Sigma Planning Corp's portfolio value fell 0.9% quarter-over-quarter to $3.32B.

Based on Sigma Planning Corp's 13F filing for Q3 2021, filed 28 Oct 2021.