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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.51%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.13B
AUM Growth
+$190M
Cap. Flow
+$76.3M
Cap. Flow %
2.44%
Top 10 Hldgs %
18.65%
Holding
1,432
New
237
Increased
632
Reduced
426
Closed
107

Top Buys

Rank Stock Value
1
PTBD icon
Pacer Trendpilot US Bond ETF
PTBD
+$13M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.73M
3
TPR icon
Tapestry
TPR
+$8.3M
4
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$8.22M
5
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$7.78M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.7M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$17.1M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$13.5M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$12.2M
5
GLD icon
SPDR Gold Trust
GLD
+$9.82M

Sector Composition

Rank Sector Weight
1 Technology 10.1%
2 Consumer Discretionary 6.28%
3 Financials 4.79%
4 Healthcare 4.54%
5 Communication Services 4.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BBF
851
DELISTED
BlackRock Municipal Income Investment Trust
BBF
$412K 0.01%
29,612
-1,327
-4% -$18.2K
VRP icon
852
Invesco Variable Rate Preferred ETF
VRP
$2.99B
$411K 0.01%
15,917
+3,414
+27% +$88.2K
FEN
853
DELISTED
First Trust Energy Income and Growth Fund
FEN
$411K 0.01%
30,671
+1,340
+5% +$16.5K
TFC icon
854
Truist Financial
TFC
$63.7B
$410K 0.01%
7,034
-169
-2% -$9.26K
RDS.A
855
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$410K 0.01%
10,458
+1,923
+23% +$77.4K
OXY icon
856
Occidental Petroleum
OXY
$54.6B
$409K 0.01%
15,351
-180
-1% -$4.5K
SPHQ icon
857
Invesco S&P 500 Quality ETF
SPHQ
$19.5B
$409K 0.01%
9,226
+1,759
+24% +$76K
SY
858
So-Young International
SY
$198M
$409K 0.01%
+41,441
New +$521K
DVYE icon
859
iShares Emerging Markets Dividend ETF
DVYE
$1.2B
$406K 0.01%
10,355
-516
-5% -$19.9K
FRT icon
860
Federal Realty Investment Trust
FRT
$11B
$406K 0.01%
4,001
-297
-7% -$28.6K
TFI icon
861
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.06B
$406K 0.01%
7,854
+467
+6% +$24.3K
XOP icon
862
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.47B
$405K 0.01%
+4,980
New +$380K
BGS icon
863
B&G Foods
BGS
$291M
$403K 0.01%
12,987
-9,769
-43% -$307K
BXMT icon
864
Blackstone Mortgage Trust
BXMT
$2.8B
$403K 0.01%
13,001
-3,496
-21% -$102K
HACK icon
865
Amplify Cybersecurity ETF
HACK
$2.65B
$403K 0.01%
7,334
+267
+4% +$15.6K
CC icon
866
Chemours
CC
$2.55B
$401K 0.01%
14,378
+9
+0.1% +$239
EDOW icon
867
First Trust Dow 30 Equal Weight ETF
EDOW
$311M
$398K 0.01%
+13,454
New +$380K
HQH
868
abrdn Healthcare Investors
HQH
$1.24B
$397K 0.01%
+16,250
New +$396K
NET icon
869
Cloudflare
NET
$94.3B
$397K 0.01%
5,652
-18,715
-77% -$1.44M
OFS icon
870
OFS Capital
OFS
$46M
$397K 0.01%
45,268
-3,520
-7% -$27.5K
CALY
871
Callaway Golf Company
CALY
$3.28B
$396K 0.01%
+14,796
New +$419K
SAM icon
872
Boston Beer
SAM
$1.91B
$396K 0.01%
328
-246
-43% -$258K
JWN
873
DELISTED
Nordstrom
JWN
$395K 0.01%
10,428
-1,100
-10% -$40.7K
BLV icon
874
Vanguard Long-Term Bond ETF
BLV
$5.78B
$393K 0.01%
4,000
+754
+23% +$77.4K
CSQ icon
875
Calamos Strategic Total Return Fund
CSQ
$3.21B
$391K 0.01%
22,702
+4,502
+25% +$73.9K
33 34
35
36 37

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Sigma Planning Corp's Q1 2021 Portfolio in Review

As of Q1 2021, Sigma Planning Corp held 1,432 positions worth $3.13B, up 6.5% from $2.94B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q1 2021 filing shows 237 new, 632 increased, 426 reduced and 107 closed positions. Its largest new stake was Tapestry: 215,385 shares worth $8.88M. The largest sale was iShares 7-10 Year Treasury Bond ETF, an estimated $21.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q1 2021 buy was Tapestry: 215,385 shares worth $8.88M.
  • Sigma Planning Corp added most to Pacer Trendpilot US Bond ETF in Q1 2021, an estimated $13M increase.
  • Sigma Planning Corp's biggest Q1 2021 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $21.7M.
  • Sigma Planning Corp fully exited Invesco CurrencyShares Japanese Yen Trust in Q1 2021, selling an estimated $8.35M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $3.13B portfolio in Q1 2021.
  • Sigma Planning Corp opened 237 new positions and closed 107 in Q1 2021.
  • Sigma Planning Corp's portfolio value rose 6.5% quarter-over-quarter to $3.13B.

Based on Sigma Planning Corp's 13F filing for Q1 2021, filed 6 May 2021.