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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+10.07%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.53B
AUM Growth
+$248M
Cap. Flow
+$67.8M
Cap. Flow %
2.68%
Top 10 Hldgs %
24.76%
Holding
1,197
New
143
Increased
443
Reduced
455
Closed
136

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$16.1M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$12.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$12.3M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11.8M
5
GLD icon
SPDR Gold Trust
GLD
+$8.31M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$14.2M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$10.4M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6.27M
4
FBT icon
First Trust NYSE Arca Biotechnology Index Fund
FBT
+$5.32M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5M

Sector Composition

Rank Sector Weight
1 Technology 11.79%
2 Consumer Discretionary 6.34%
3 Healthcare 4.95%
4 Communication Services 4.06%
5 Financials 3.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSQ icon
851
Calamos Strategic Total Return Fund
CSQ
$3.23B
$255K 0.01%
18,955
-384
-2% -$5.17K
FCOM icon
852
Fidelity MSCI Communication Services Index ETF
FCOM
$1.78B
$255K 0.01%
6,617
+518
+8% +$19.9K
ROST icon
853
Ross Stores
ROST
$77.5B
$254K 0.01%
+2,718
New +$244K
VXX icon
854
CALL
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
$158M
$254K 0.01%
+159
New +$282K
ATR icon
855
AptarGroup
ATR
$8.53B
$252K 0.01%
2,230
+45
+2% +$5.26K
MAS icon
856
Masco
MAS
$16.4B
$251K 0.01%
4,547
-613
-12% -$34.3K
SPSB icon
857
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
$251K 0.01%
+7,991
New +$251K
SWAN icon
858
Amplify BlackSwan Growth & Treasure Core ETF
SWAN
$156M
$251K 0.01%
7,930
-130
-2% -$4.13K
PALL icon
859
abrdn Physical Palladium Shares ETF
PALL
$621M
$250K 0.01%
5,765
+50
+0.9% +$2.04K
SCHO icon
860
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
$250K 0.01%
9,716
+260
+3% +$6.7K
SPH icon
861
Suburban Propane Partners
SPH
$1.22B
$250K 0.01%
15,384
-1,084
-7% -$14.9K
USHY icon
862
iShares Broad USD High Yield Corporate Bond ETF
USHY
$29.2B
$250K 0.01%
6,334
-233
-4% -$9.2K
VFH icon
863
Vanguard Financials ETF
VFH
$13.5B
$250K 0.01%
4,271
-148
-3% -$8.8K
ZYME icon
864
Zymeworks
ZYME
$1.69B
$250K 0.01%
+5,369
New +$184K
CIBR icon
865
First Trust NASDAQ Cybersecurity ETF
CIBR
$14.1B
$249K 0.01%
7,167
-887
-11% -$30.9K
BUD icon
866
AB InBev
BUD
$156B
$248K 0.01%
4,598
-1,002
-18% -$55.5K
AXS icon
867
AXIS Capital
AXS
$8.63B
$247K 0.01%
+5,617
New +$245K
DGS icon
868
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.71B
$247K 0.01%
5,982
-85
-1% -$3.56K
IVOL icon
869
Quadratic Interest Rate Volatility and Inflation Hedge ETF
IVOL
$271M
$247K 0.01%
+9,016
New +$246K
NXTG icon
870
First Trust Indxx NextG ETF
NXTG
$542M
$247K 0.01%
+4,170
New +$244K
SPXX icon
871
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$333M
$247K 0.01%
+18,513
New +$249K
IOVA icon
872
Iovance Biotherapeutics
IOVA
$2.18B
$246K 0.01%
7,461
-1,023
-12% -$31.4K
UPWK icon
873
Upwork
UPWK
$1.12B
$245K 0.01%
+14,075
New +$211K
URI icon
874
United Rentals
URI
$70.7B
$245K 0.01%
+1,405
New +$236K
FEZ icon
875
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.34B
$244K 0.01%
6,708
-4,582
-41% -$172K
33 34
35
36 37

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Sigma Planning Corp's Q3 2020 Portfolio in Review

As of Q3 2020, Sigma Planning Corp held 1,197 positions worth $2.53B, up 11% from $2.28B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp's Q3 2020 filing shows 143 new, 443 increased, 455 reduced and 136 closed positions. Its largest new stake was Abiomed Inc: 20,372 shares worth $5.64M. The largest sale was iShares Core S&P Mid-Cap ETF, an estimated $14.2M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q3 2020 buy was Abiomed Inc: 20,372 shares worth $5.64M.
  • Sigma Planning Corp added most to iShares MSCI USA Momentum Factor ETF in Q3 2020, an estimated $16.1M increase.
  • Sigma Planning Corp's biggest Q3 2020 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $14.2M.
  • Sigma Planning Corp fully exited CyrusOne Inc Common Stock in Q3 2020, selling an estimated $3.05M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $2.53B portfolio in Q3 2020.
  • Sigma Planning Corp opened 143 new positions and closed 136 in Q3 2020.
  • Sigma Planning Corp's portfolio value rose 11% quarter-over-quarter to $2.53B.

Based on Sigma Planning Corp's 13F filing for Q3 2020, filed 3 Nov 2020.