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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+7.5%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.37B
AUM Growth
+$287M
(+14%)
Cap. Flow
+$149M
Cap. Flow
% of AUM
6.27%
Top 10 Holdings %
Top 10 Hldgs %
22.16%
Holding
1,143
New
143
Increased
513
Reduced
371
Closed
92
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core Dividend Growth ETF
DGRO
|
+$7.45M |
| 2 |
Invesco Dorsey Wright Momentum ETF
PDP
|
+$6.06M |
| 3 |
State Street Technology Select Sector SPDR ETF
XLK
|
+$6.01M |
| 4 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$5.52M |
| 5 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$4.67M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$6.41M |
| 2 |
NextEra Energy
NEE
|
+$5.94M |
| 3 |
Chipotle Mexican Grill
CMG
|
+$5.85M |
| 4 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$5.59M |
| 5 |
iShares S&P 500 Growth ETF
IVW
|
+$4.89M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.36% |
| 2 | Financials | 4.5% |
| 3 | Healthcare | 4.01% |
| 4 | Industrials | 3.83% |
| 5 | Consumer Discretionary | 3.66% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
851
iShares Select U.S. REIT ETF
ICF
$2.12B
| $266K | 0.01% |
4,552
-218
| -5% | -$12.8K |
|
852
OFS Capital
OFS
$43.8M
| $265K | 0.01% |
23,767
+1,199
| +5% | +$13.9K |
|
853
iShares Morningstar US Equity ETF
ILCB
$1.26B
| $263K | 0.01% |
5,692
-52
| -0.9% | -$2.28K |
|
854
Genpact
G
$5.3B
| $262K | 0.01% |
6,220
-853
| -12% | -$34.1K |
|
|
PXD
855
DELISTED
Pioneer Natural Resource Co.
PXD
| $262K | 0.01% |
1,728
-158
| -8% | -$21K |
|
856
Allison Transmission
ALSN
$10.1B
| $261K | 0.01% |
5,395
-320
| -6% | -$14.9K |
|
857
iShares International Developed Real Estate ETF
IFGL
$81.6M
| $261K | 0.01% |
8,626
-460
| -5% | -$13.9K |
|
858
Schwab US REIT ETF
SCHH
$11.7B
| $261K | 0.01% |
11,368
-838
| -7% | -$19.5K |
|
|
BRT
859
BRT Apartments
BRT
$282M
| $259K | 0.01% |
+15,287
| New | +$257K |
|
|
BXMX
860
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
| $259K | 0.01% |
18,854
-1,087
| -5% | -$14.7K |
|
861
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$737M
| $259K | 0.01% |
7,073
-1,408
| -17% | -$49.9K |
|
862
abrdn Physical Gold Shares ETF
SGOL
$6.92B
| $259K | 0.01% |
17,700
+700
| +4% | +$10K |
|
863
WD-40
WDFC
$3.1B
| $258K | 0.01% |
1,327
-240
| -15% | -$45.2K |
|
864
Linde
LIN
$237B
| $257K | 0.01% |
+1,207
| New | +$243K |
|
865
CALL
Tilray
TLRY
$479M
| $257K | 0.01% |
+1,500
| New | +$310K |
|
|
APTS
866
DELISTED
Preferred Apartment Communities, Inc.
APTS
| $257K | 0.01% |
19,289
+7,062
| +58% | +$97.5K |
|
867
Newell Brands
NWL
$2.16B
| $256K | 0.01% |
13,325
-998
| -7% | -$19.2K |
|
|
ETJ
868
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$563M
| $255K | 0.01% |
27,337
-1,770
| -6% | -$16.5K |
|
869
EverQuote
EVER
$886M
| $254K | 0.01% |
+7,386
| New | +$206K |
|
870
Invesco BuyBack Achievers ETF
PKW
$1.69B
| $254K | 0.01% |
3,678
-795
| -18% | -$52.4K |
|
871
Global Payments
GPN
$22.1B
| $253K | 0.01% |
1,383
-471
| -25% | -$80.9K |
|
872
Philips
PHG
$25.4B
| $253K | 0.01% |
6,517
+188
| +3% | +$6.8K |
|
|
ACB
873
Aurora Cannabis
ACB
$165M
| $252K | 0.01% |
971
-17
| -2% | -$6.34K |
|
|
ARI
874
Apollo Commercial Real Estate
ARI
$887M
| $252K | 0.01% |
13,780
-1,660
| -11% | -$30.6K |
|
875
Nexstar Media Group
NXST
$5.6B
| $252K | 0.01% |
+2,145
| New | +$224K |
|
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Sigma Planning Corp's Q4 2019 Portfolio in Review
As of Q4 2019, Sigma Planning Corp held 1,143 positions worth $2.37B, up 14% from $2.08B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Sigma Planning Corp deployed $149M of net new capital in Q4 2019, opening 143 new positions and adding to 513 existing holdings. Its largest new stake was iShares US Transportation ETF: 66,896 shares worth $3.27M.
By sector, the portfolio is most concentrated in Technology at 7.4% of assets, up from 7.1% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $6.41M trimmed.
- Sigma Planning Corp's largest Q4 2019 buy was iShares US Transportation ETF: 66,896 shares worth $3.27M.
- Sigma Planning Corp added most to iShares Core Dividend Growth ETF in Q4 2019, an estimated $7.45M increase.
- Sigma Planning Corp's biggest Q4 2019 reduction was iShares Core S&P 500 ETF, cutting an estimated $6.41M.
- Sigma Planning Corp fully exited Avalara, Inc. in Q4 2019, selling an estimated $4.36M.
- Sigma Planning Corp's ten largest holdings make up 22% of its $2.37B portfolio in Q4 2019.
- Sigma Planning Corp opened 143 new positions and closed 92 in Q4 2019.
- Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $2.37B.
Based on Sigma Planning Corp's 13F filing for Q4 2019, filed 3 Feb 2020.