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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+7.5%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$2.37B
AUM Growth
+$287M
Cap. Flow
+$62.5M
Cap. Flow %
2.64%
Top 10 Hldgs %
22.16%
Holding
1,143
New
143
Increased
513
Reduced
371
Closed
92

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$7.45M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$6.06M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$6.01M
4
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$5.52M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.67M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.41M
2
NEE icon
NextEra Energy
NEE
+$5.94M
3
CMG icon
Chipotle Mexican Grill
CMG
+$5.85M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.59M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$4.89M

Sector Composition

Rank Sector Weight
1 Miscellaneous 63.92%
2 Technology 7.36%
3 Financials 4.51%
4 Healthcare 4.09%
5 Industrials 3.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ICF icon
851
iShares Select U.S. REIT ETF
ICF
$1.94B
$266K 0.01%
4,552
-218
-5% -$12.8K
OFS icon
852
OFS Capital
OFS
$48.9M
$265K 0.01%
23,767
+1,199
+5% +$13.9K
ILCB icon
853
iShares Morningstar US Equity ETF
ILCB
$1.29B
$263K 0.01%
5,692
-52
-0.9% -$2.28K
G icon
854
Genpact
G
$5.79B
$262K 0.01%
6,220
-853
-12% -$34.1K
PXD
855
DELISTED
Pioneer Natural Resource Co.
PXD
$262K 0.01%
1,728
-158
-8% -$21K
ALSN icon
856
Allison Transmission
ALSN
$9.79B
$261K 0.01%
5,395
-320
-6% -$14.9K
IFGL icon
857
iShares International Developed Real Estate ETF
IFGL
$75.9M
$261K 0.01%
8,626
-460
-5% -$13.9K
SCHH icon
858
Schwab US REIT ETF
SCHH
$10.9B
$261K 0.01%
11,368
-838
-7% -$19.5K
BRT
859
BRT Apartments
BRT
$258M
$259K 0.01%
+15,287
New +$257K
BXMX
860
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$259K 0.01%
18,854
-1,087
-5% -$14.7K
OUSA icon
861
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$725M
$259K 0.01%
7,073
-1,408
-17% -$49.9K
SGOL icon
862
abrdn Physical Gold Shares ETF
SGOL
$7.27B
$259K 0.01%
17,700
+700
+4% +$10K
WDFC icon
863
WD-40
WDFC
$2.54B
$258K 0.01%
1,327
-240
-15% -$45.2K
LIN icon
864
Linde
LIN
$210B
$257K 0.01%
+1,207
New +$243K
TLRY icon
865
CALL
Tilray
TLRY
$552M
$257K 0.01%
+1,500
New +$310K
APTS
866
DELISTED
Preferred Apartment Communities, Inc.
APTS
$257K 0.01%
19,289
+7,062
+58% +$97.5K
NWL icon
867
Newell Brands
NWL
$2.37B
$256K 0.01%
13,325
-998
-7% -$19.2K
ETJ
868
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$554M
$255K 0.01%
27,337
-1,770
-6% -$16.5K
EVER icon
869
EverQuote
EVER
$806M
$254K 0.01%
+7,386
New +$206K
PKW icon
870
Invesco BuyBack Achievers ETF
PKW
$1.74B
$254K 0.01%
3,678
-795
-18% -$52.4K
GPN icon
871
Global Payments
GPN
$22.5B
$253K 0.01%
1,383
-471
-25% -$80.9K
PHG icon
872
Philips
PHG
$23.9B
$253K 0.01%
6,517
+188
+3% +$6.8K
ACB
873
Aurora Cannabis
ACB
$244M
$252K 0.01%
971
-17
-2% -$6.34K
ARI
874
Apollo Commercial Real Estate
ARI
$819M
$252K 0.01%
13,780
-1,660
-11% -$30.6K
NXST icon
875
Nexstar Media Group
NXST
$4.91B
$252K 0.01%
+2,145
New +$224K
33 34
35
36 37

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AIM
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DAM
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RPGK
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SCTC
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Sigma Planning Corp's Q4 2019 Portfolio in Review

As of Q4 2019, Sigma Planning Corp held 1,143 positions worth $2.37B, up 14% from $2.08B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp's Q4 2019 filing shows 143 new, 513 increased, 371 reduced and 92 closed positions. Its largest new stake was iShares US Transportation ETF: 66,896 shares worth $3.27M. The largest sale was iShares Core S&P 500 ETF, an estimated $6.41M.

By sector, the portfolio is most concentrated in Miscellaneous at 64% of assets, up from 62% a quarter earlier, followed by Technology and Financials.

  • Sigma Planning Corp's largest Q4 2019 buy was iShares US Transportation ETF: 66,896 shares worth $3.27M.
  • Sigma Planning Corp added most to iShares Core Dividend Growth ETF in Q4 2019, an estimated $7.45M increase.
  • Sigma Planning Corp's biggest Q4 2019 reduction was iShares Core S&P 500 ETF, cutting an estimated $6.41M.
  • Sigma Planning Corp fully exited Avalara, Inc. in Q4 2019, selling an estimated $4.36M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.37B portfolio in Q4 2019.
  • Sigma Planning Corp opened 143 new positions and closed 92 in Q4 2019.
  • Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $2.37B.

Based on Sigma Planning Corp's 13F filing for Q4 2019, filed 3 Feb 2020.