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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+1.79%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.08B
AUM Growth
+$143M
Cap. Flow
+$123M
Cap. Flow %
5.9%
Top 10 Hldgs %
20.64%
Holding
1,098
New
109
Increased
483
Reduced
383
Closed
98

Top Buys

Rank Stock Value
1
VGT icon
Vanguard Information Technology ETF
VGT
+$11.9M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$8.9M
3
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$8.48M
4
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$7.6M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$7.12M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$9.05M
2
MBB icon
iShares MBS ETF
MBB
+$7.28M
3
VT icon
Vanguard Total World Stock ETF
VT
+$4.1M
4
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$4.02M
5
FVC icon
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
+$3.36M

Sector Composition

Rank Sector Weight
1 Technology 7.08%
2 Financials 4.39%
3 Consumer Discretionary 4.39%
4 Industrials 4.11%
5 Healthcare 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MNA icon
851
IQ ARB Merger Arbitrage ETF
MNA
$249M
$246K 0.01%
7,668
+166
+2% +$5.28K
PHO icon
852
Invesco Water Resources ETF
PHO
$1.97B
$245K 0.01%
6,691
+54
+0.8% +$1.94K
DBP icon
853
Invesco DB Precious Metals Fund
DBP
$237M
$244K 0.01%
+5,964
New +$244K
TLRY icon
854
Tilray
TLRY
$479M
$243K 0.01%
983
+440
+81% +$160K
TWO
855
Two Harbors Investment
TWO
$1.27B
$243K 0.01%
4,620
+93
+2% +$4.91K
DES icon
856
WisdomTree US SmallCap Dividend Fund
DES
$2.19B
$241K 0.01%
8,822
+36
+0.4% +$960
ILCB icon
857
iShares Morningstar US Equity ETF
ILCB
$1.26B
$241K 0.01%
+5,744
New +$239K
MAS icon
858
Masco
MAS
$16B
$241K 0.01%
+5,784
New +$232K
SGOL icon
859
abrdn Physical Gold Shares ETF
SGOL
$6.92B
$241K 0.01%
17,000
– –
SYBT icon
860
Stock Yards Bancorp
SYBT
$2.41B
$241K 0.01%
6,572
– –
VIS icon
861
Vanguard Industrials ETF
VIS
$8.23B
$240K 0.01%
1,640
+197
+14% +$28.5K
PXD
862
DELISTED
Pioneer Natural Resource Co.
PXD
$237K 0.01%
1,886
-32
-2% -$4.23K
AKAM icon
863
Akamai
AKAM
$16.8B
$236K 0.01%
2,581
-280
-10% -$24.3K
IGM icon
864
iShares Expanded Tech Sector ETF
IGM
$9.94B
$236K 0.01%
6,528
+378
+6% +$13.8K
FPF
865
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
$235K 0.01%
9,921
+38
+0.4% +$882
PHG icon
866
Philips
PHG
$25.4B
$232K 0.01%
6,329
-244
-4% -$8.98K
BJUL icon
867
Innovator US Equity Buffer ETF July
BJUL
$289M
$231K 0.01%
+8,815
New +$229K
INDA icon
868
iShares MSCI India ETF
INDA
$6.71B
$230K 0.01%
6,841
-441
-6% -$14.6K
LEG icon
869
Leggett & Platt
LEG
$1.52B
$230K 0.01%
+5,610
New +$220K
IBDN
870
DELISTED
iShares iBonds Dec 2022 Term Corporate ETF
IBDN
$230K 0.01%
9,095
-16
-0.2% -$404
VOD icon
871
Vodafone
VOD
$34.9B
$227K 0.01%
11,416
+939
+9% +$17K
FTV icon
872
Fortive
FTV
$19B
$226K 0.01%
5,217
-270
-5% -$12.4K
OGI
873
Organigram Holdings
OGI
$132M
$225K 0.01%
+16,354
New +$344K
RHP icon
874
Ryman Hospitality Properties
RHP
$8.4B
$225K 0.01%
2,750
– –
TDIV icon
875
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.06B
$225K 0.01%
+5,605
New +$222K
33 34
35
36 37

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Sigma Planning Corp's Q3 2019 Portfolio in Review

As of Q3 2019, Sigma Planning Corp held 1,098 positions worth $2.08B, up 7.3% from $1.94B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp deployed $123M of net new capital in Q3 2019, opening 109 new positions and adding to 483 existing holdings. Its largest new stake was Chipotle Mexican Grill: 389,450 shares worth $6.55M.

By sector, the portfolio is most concentrated in Technology at 7.1% of assets, down from 7.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $9.05M trimmed.

  • Sigma Planning Corp's largest Q3 2019 buy was Chipotle Mexican Grill: 389,450 shares worth $6.55M.
  • Sigma Planning Corp added most to Vanguard Information Technology ETF in Q3 2019, an estimated $11.9M increase.
  • Sigma Planning Corp's biggest Q3 2019 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $9.05M.
  • Sigma Planning Corp fully exited Vanguard Total World Stock ETF in Q3 2019, selling an estimated $4.1M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $2.08B portfolio in Q3 2019.
  • Sigma Planning Corp opened 109 new positions and closed 98 in Q3 2019.
  • Sigma Planning Corp's portfolio value rose 7.3% quarter-over-quarter to $2.08B.

Based on Sigma Planning Corp's 13F filing for Q3 2019, filed 1 Nov 2019.