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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+12.59%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.76B
AUM Growth
+$386M
Cap. Flow
+$217M
Cap. Flow %
12.31%
Top 10 Hldgs %
19.78%
Holding
1,008
New
157
Increased
460
Reduced
296
Closed
68

Top Buys

Rank Stock Value
1
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$21.8M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$9.97M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$9.39M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$9.32M
5
MBB icon
iShares MBS ETF
MBB
+$9.11M

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$7.42M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$5.97M
3
SSO icon
ProShares Ultra S&P500
SSO
+$5.95M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$5.88M
5
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$5.68M

Sector Composition

Rank Sector Weight
1 Technology 7.02%
2 Healthcare 4.47%
3 Financials 4.46%
4 Industrials 4.26%
5 Consumer Discretionary 4.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYT icon
851
iShares US Transportation ETF
IYT
$2.33B
$203K 0.01%
+4,336
New +$197K
LEG icon
852
Leggett & Platt
LEG
$1.52B
$203K 0.01%
+4,796
New +$202K
MGK icon
853
Vanguard Mega Cap Growth ETF
MGK
$31.9B
$202K 0.01%
+8,130
New +$191K
MOS icon
854
The Mosaic Company
MOS
$7.09B
$202K 0.01%
7,397
-1,245
-14% -$38K
FEP icon
855
First Trust Europe AlphaDEX Fund
FEP
$513M
$200K 0.01%
+5,750
New +$195K
PSL icon
856
Invesco Dorsey Wright Consumer Staples Momentum ETF
PSL
$83.4M
$200K 0.01%
+2,823
New +$193K
NUAN
857
DELISTED
Nuance Communications, Inc.
NUAN
$198K 0.01%
13,478
+1,415
+12% +$19.6K
SRNE
858
DELISTED
Sorrento Therapeutics, Inc.
SRNE
$192K 0.01%
40,500
+20,250
+100% +$53.1K
MGNX icon
859
MacroGenics
MGNX
$235M
$191K 0.01%
+10,600
New +$183K
BBF
860
DELISTED
BlackRock Municipal Income Investment Trust
BBF
$190K 0.01%
+14,147
New +$183K
CHW
861
Calamos Global Dynamic Income Fund
CHW
$544M
$189K 0.01%
23,670
+19
+0.1% +$145
FDD icon
862
First Trust STOXX European Select Dividend Income Fund
FDD
$858M
$189K 0.01%
14,743
-94
-0.6% -$1.19K
NFJ
863
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$189K 0.01%
15,685
-500
-3% -$5.92K
AGNT
864
AGNT Inc
AGNT
$664M
$186K 0.01%
34,230
– –
GBDC icon
865
Golub Capital BDC
GBDC
$3.33B
$186K 0.01%
10,640
-1,970
-16% -$34.7K
LOB icon
866
Live Oak Bancshares
LOB
$1.95B
$185K 0.01%
12,678
+521
+4% +$8.01K
INDP icon
867
Indaptus Therapeutics
INDP
$348M
$183K 0.01%
+11
New +$193K
WEN icon
868
Wendy's
WEN
$1.33B
$182K 0.01%
10,201
-898
-8% -$15.3K
GNW icon
869
Genworth Financial
GNW
$3.8B
$178K 0.01%
46,420
-1,397
-3% -$6.12K
LAB icon
870
Standard BioTools
LAB
$326M
$177K 0.01%
+13,352
New +$141K
AVK
871
Advent Convertible and Income Fund
AVK
$544M
$171K 0.01%
11,882
+336
+3% +$4.63K
FCX icon
872
Freeport-McMoran
FCX
$90B
$171K 0.01%
13,289
+1,106
+9% +$13.4K
BRSL
873
Brightstar Lottery PLC
BRSL
$1.91B
$170K 0.01%
+13,112
New +$202K
LIVE icon
874
Live Ventures
LIVE
$29.8M
$168K 0.01%
21,543
-477
-2% -$3.6K
RIG icon
875
Transocean
RIG
$5.92B
$163K 0.01%
18,754
+8,375
+81% +$71.7K
33 34
35
36 37

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Sigma Planning Corp's Q1 2019 Portfolio in Review

As of Q1 2019, Sigma Planning Corp held 1,008 positions worth $1.76B, up 28% from $1.37B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp deployed $217M of net new capital in Q1 2019, opening 157 new positions and adding to 460 existing holdings. Its largest new stake was Invesco AI and Next Gen Software ETF: 179,652 shares worth $5.47M.

By sector, the portfolio is most concentrated in Technology at 7% of assets, up from 6.6% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Floating Rate Bond ETF, an estimated $7.42M trimmed.

  • Sigma Planning Corp's largest Q1 2019 buy was Invesco AI and Next Gen Software ETF: 179,652 shares worth $5.47M.
  • Sigma Planning Corp added most to Invesco S&P 500 Low Volatility ETF in Q1 2019, an estimated $21.8M increase.
  • Sigma Planning Corp's biggest Q1 2019 reduction was iShares Floating Rate Bond ETF, cutting an estimated $7.42M.
  • Sigma Planning Corp fully exited iShares Micro-Cap ETF in Q1 2019, selling an estimated $1.5M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $1.76B portfolio in Q1 2019.
  • Sigma Planning Corp opened 157 new positions and closed 68 in Q1 2019.
  • Sigma Planning Corp's portfolio value rose 28% quarter-over-quarter to $1.76B.

Based on Sigma Planning Corp's 13F filing for Q1 2019, filed 1 May 2019.