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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+5.24%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.3B
AUM Growth
+$85.5M
Cap. Flow
+$30.3M
Cap. Flow %
2.34%
Top 10 Hldgs %
19.03%
Holding
922
New
75
Increased
425
Reduced
333
Closed
70

Top Buys

Rank Stock Value
1
DD icon
DuPont de Nemours
DD
+$5.75M
2
IVE icon
iShares S&P 500 Value ETF
IVE
+$5.51M
3
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$5.22M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$2.77M
5
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$2.74M

Top Sells

Rank Stock Value
1
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$12.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$10.6M
3
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$4.19M
4
SWKS icon
Skyworks Solutions
SWKS
+$2.67M
5
IYR icon
iShares US Real Estate ETF
IYR
+$2.44M

Sector Composition

Rank Sector Weight
1 Technology 5.96%
2 Financials 5.11%
3 Industrials 4.91%
4 Healthcare 4.64%
5 Consumer Staples 4.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PGH
851
DELISTED
Pengrowth Energy Corporation
PGH
$13K ﹤0.01%
16,278
– –
AGI icon
852
Alamos Gold
AGI
$12.4B
– –
-10,458
Closed -$71K
AZTA icon
853
Azenta
AZTA
$1.26B
– –
-10,000
Closed -$304K
BBN icon
854
BlackRock Taxable Municipal Bond Trust
BBN
$969M
– –
-20,056
Closed -$469K
BIB icon
855
ProShares Ultra NASDAQ Biotechnology
BIB
$82.2M
– –
-4,090
Closed -$251K
CF icon
856
CF Industries
CF
$19.2B
– –
-20,303
Closed -$714K
CIM
857
Chimera Investment
CIM
$1.05B
– –
-3,719
Closed -$211K
CLF icon
858
CALL
Cleveland-Cliffs
CLF
$6.81B
– –
-11,000
Closed -$79K
DPZ icon
859
Domino's
DPZ
$11B
– –
-1,156
Closed -$230K
EA icon
860
Electronic Arts
EA
$52.4B
– –
-2,620
Closed -$309K
EFG icon
861
iShares MSCI EAFE Growth ETF
EFG
$16.3B
– –
-2,607
Closed -$202K
EFV icon
862
iShares MSCI EAFE Value ETF
EFV
$27.6B
– –
-5,591
Closed -$305K
FCX icon
863
CALL
Freeport-McMoran
FCX
$90B
– –
-12,000
Closed -$168K
GES
864
DELISTED
Guess Inc
GES
– –
-15,967
Closed -$272K
GRMN
865
Garmin
GRMN
$46.9B
– –
-4,460
Closed -$241K
HEQ
866
John Hancock Hedged Equity & Income Fund
HEQ
$140M
– –
-13,155
Closed -$232K
HPE icon
867
Hewlett Packard
HPE
$63.2B
– –
-10,168
Closed -$150K
IBM icon
868
CALL
IBM
IBM
$202B
– –
-2,092
Closed -$290K
ICF icon
869
iShares Select U.S. REIT ETF
ICF
$2.12B
– –
-5,386
Closed -$271K
IGM icon
870
iShares Expanded Tech Sector ETF
IGM
$9.94B
– –
-10,350
Closed -$268K
ILCV icon
871
iShares Morningstar Value ETF
ILCV
$1.3B
– –
-6,866
Closed -$342K
ILF icon
872
iShares Latin America 40 ETF
ILF
$3.77B
– –
-15,202
Closed -$533K
JNUG icon
873
Direxion Daily Junior Gold Miners Index Bull 2X ETF
JNUG
$351M
– –
-393
Closed -$353K
KDP icon
874
Keurig Dr Pepper
KDP
$40.4B
– –
-2,785
Closed -$246K
KIM icon
875
Kimco Realty
KIM
$17.6B
– –
-12,124
Closed -$237K
33 34
35
36 37

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Sigma Planning Corp's Q4 2017 Portfolio in Review

As of Q4 2017, Sigma Planning Corp held 922 positions worth $1.3B, up 7.1% from $1.21B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q4 2017 filing shows 75 new, 425 increased, 333 reduced and 70 closed positions. Its largest new stake was DuPont de Nemours: 31,933 shares worth $5.76M. The largest sale was iShares Core S&P US Value ETF, an estimated $12.4M.

By sector, the portfolio is most concentrated in Technology at 6% of assets, down from 6% a quarter earlier, followed by Financials and Industrials.

  • Sigma Planning Corp's largest Q4 2017 buy was DuPont de Nemours: 31,933 shares worth $5.76M.
  • Sigma Planning Corp added most to iShares S&P 500 Value ETF in Q4 2017, an estimated $5.51M increase.
  • Sigma Planning Corp's biggest Q4 2017 reduction was iShares Core S&P US Value ETF, cutting an estimated $12.4M.
  • Sigma Planning Corp fully exited Newmont in Q4 2017, selling an estimated $1.74M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $1.3B portfolio in Q4 2017.
  • Sigma Planning Corp opened 75 new positions and closed 70 in Q4 2017.
  • Sigma Planning Corp's portfolio value rose 7.1% quarter-over-quarter to $1.3B.

Based on Sigma Planning Corp's 13F filing for Q4 2017, filed 7 Feb 2018.