SPC

Sigma Planning Corp Portfolio holdings

AUM $3.33B
1-Year Return 17.21%
This Quarter Return
+10.26%
1 Year Return
+17.21%
3 Year Return
+65.27%
5 Year Return
+117.04%
10 Year Return
+263.51%
AUM
$1.28B
AUM Growth
-$1.39B
Cap. Flow
-$1.63B
Cap. Flow %
-127.16%
Top 10 Hldgs %
23.75%
Holding
1,224
New
33
Increased
29
Reduced
773
Closed
380

Top Buys

1
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
$14.2M
2
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$4.35M
3
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$4.01M
4
IOO icon
iShares Global 100 ETF
IOO
$3.98M
5
XLG icon
Invesco S&P 500 Top 50 ETF
XLG
$2.14M

Top Sells

1
AAPL icon
Apple
AAPL
$101M
2
IVV icon
iShares Core S&P 500 ETF
IVV
$82.9M
3
AMZN icon
Amazon
AMZN
$33.8M
4
MSFT icon
Microsoft
MSFT
$32.3M
5
FAUG icon
FT Vest US Equity Buffer ETF August
FAUG
$26.9M

Sector Composition

1 Technology 11.6%
2 Healthcare 4.94%
3 Consumer Discretionary 4.41%
4 Financials 4.22%
5 Industrials 3.3%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
LTRN icon
826
Lantern Pharma
LTRN
$46.5M
$50.8K ﹤0.01%
11,875
-6,250
-34% -$26.8K
RNTX
827
Rein Therapeutics, Inc. Common Stock
RNTX
$31M
$50.5K ﹤0.01%
+16,580
New +$50.5K
TPIC
828
DELISTED
TPI Composites
TPIC
$41.4K ﹤0.01%
10,011
– –
OXSQ icon
829
Oxford Square Capital
OXSQ
$172M
$38.7K ﹤0.01%
13,525
-407
-3% -$1.16K
ACXP icon
830
Acurx Pharmaceuticals
ACXP
$6.47M
$38.3K ﹤0.01%
+500
New +$38.3K
CHPT icon
831
ChargePoint
CHPT
$239M
$32.7K ﹤0.01%
+699
New +$32.7K
NKLA
832
DELISTED
Nikola Corporation Common Stock
NKLA
$23.3K ﹤0.01%
889
-99
-10% -$2.6K
EVGN icon
833
Evogene
EVGN
$10.5M
$19.4K ﹤0.01%
2,309
-2,790
-55% -$23.4K
DNN icon
834
Denison Mines
DNN
$2.11B
$17.7K ﹤0.01%
10,000
-9,500
-49% -$16.8K
PLG
835
Platinum Group Metals
PLG
$186M
$17.7K ﹤0.01%
15,500
-3,000
-16% -$3.42K
MBRX icon
836
Moleculin Biotech
MBRX
$11.4M
$10.3K ﹤0.01%
800
-333
-29% -$4.29K
BSGM icon
837
BioSig Technologies, Inc. Common Stock
BSGM
$156M
$7.13K ﹤0.01%
1,500
-590
-28% -$2.8K
SQFTW icon
838
Presidio Property Trust, Inc. Series A Common Stock Purchase Warrants
SQFTW
$448K
$613 ﹤0.01%
10,218
-4,897
-32% -$294
QQQX icon
839
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.33B
– –
-27,424
Closed -$616K
QS icon
840
QuantumScape
QS
$4.44B
– –
-11,344
Closed -$75.9K
QTUM icon
841
Defiance Quantum ETF
QTUM
$2.01B
– –
-5,629
Closed -$270K
RCAT icon
842
Red Cat Holdings
RCAT
$850M
– –
-13,683
Closed -$13.3K
RCL icon
843
Royal Caribbean
RCL
$95.7B
– –
-2,378
Closed -$219K
REGL icon
844
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.87B
– –
-5,090
Closed -$340K
REGN icon
845
Regeneron Pharmaceuticals
REGN
$60.8B
– –
-385
Closed -$317K
RGR icon
846
Sturm, Ruger & Co
RGR
$572M
– –
-4,865
Closed -$254K
RPM icon
847
RPM International
RPM
$16.2B
– –
-3,367
Closed -$319K
RSPH icon
848
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$714M
– –
-8,655
Closed -$237K
RSPT icon
849
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$3.77B
– –
-9,869
Closed -$278K
RVT icon
850
Royce Value Trust
RVT
$1.96B
– –
-30,979
Closed -$399K
32 33
34
35 36