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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+10.07%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.53B
AUM Growth
+$248M
Cap. Flow
+$67.8M
Cap. Flow %
2.68%
Top 10 Hldgs %
24.76%
Holding
1,197
New
143
Increased
443
Reduced
455
Closed
136

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$16.1M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$12.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$12.3M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11.8M
5
GLD icon
SPDR Gold Trust
GLD
+$8.31M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$14.2M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$10.4M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6.27M
4
FBT icon
First Trust NYSE Arca Biotechnology Index Fund
FBT
+$5.32M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5M

Sector Composition

Rank Sector Weight
1 Technology 11.79%
2 Consumer Discretionary 6.34%
3 Healthcare 4.95%
4 Communication Services 4.06%
5 Financials 3.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZGNX
826
DELISTED
Zogenix, Inc.
ZGNX
$279K 0.01%
15,550
+3,510
+29% +$86K
ILCB icon
827
iShares Morningstar US Equity ETF
ILCB
$1.26B
$277K 0.01%
5,676
-24
-0.4% -$1.14K
RSPH icon
828
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$753M
$276K 0.01%
11,720
-19,980
-63% -$470K
MCK icon
829
McKesson
MCK
$100B
$273K 0.01%
1,831
-26
-1% -$3.95K
PGR icon
830
Progressive
PGR
$125B
$273K 0.01%
2,884
-3,133
-52% -$282K
SHM icon
831
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$272K 0.01%
5,455
+235
+5% +$11.7K
IYT icon
832
iShares US Transportation ETF
IYT
$2.32B
$270K 0.01%
+5,428
New +$254K
PHG icon
833
Philips
PHG
$26.1B
$270K 0.01%
7,065
-44
-0.6% -$1.77K
TSCO icon
834
Tractor Supply
TSCO
$16.5B
$270K 0.01%
9,405
-1,535
-14% -$44.1K
TSN icon
835
Tyson Foods
TSN
$21.5B
$270K 0.01%
4,533
-892
-16% -$55K
EVV
836
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$269K 0.01%
23,769
+38
+0.2% +$439
SLB icon
837
SLB Ltd
SLB
$77.6B
$269K 0.01%
17,276
-1,979
-10% -$36.8K
DGRW icon
838
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.6B
$268K 0.01%
5,416
-250
-4% -$12.1K
FCVT icon
839
First Trust SSI Strategic Convertible Securities ETF
FCVT
$112M
$268K 0.01%
6,647
+214
+3% +$8.36K
FITB
840
Fifth Third Bancorp
FITB
$51.9B
$267K 0.01%
12,541
-2,267
-15% -$45.6K
GLW icon
841
Corning
GLW
$119B
$267K 0.01%
8,244
-4,144
-33% -$128K
EDOW icon
842
First Trust Dow 30 Equal Weight ETF
EDOW
$312M
$263K 0.01%
10,794
-1,221
-10% -$29.6K
AB icon
843
AllianceBernstein
AB
$3.52B
$261K 0.01%
+9,657
New +$270K
CINF icon
844
Cincinnati Financial
CINF
$28.6B
$261K 0.01%
3,353
-766
-19% -$59.3K
VMI icon
845
Valmont Industries
VMI
$9.5B
$260K 0.01%
+2,090
New +$257K
DTP
846
DELISTED
DTE Energy Company 2019 Corporate Units
DTP
$259K 0.01%
5,733
– –
NUS icon
847
Nu Skin
NUS
$250M
$257K 0.01%
+5,122
New +$243K
ATO icon
848
Atmos Energy
ATO
$30B
$256K 0.01%
2,677
+12
+0.5% +$1.2K
SPDW icon
849
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$39.7B
$256K 0.01%
+8,757
New +$256K
UN
850
DELISTED
Unilever NV New York Registry Shares
UN
$256K 0.01%
4,238
+139
+3% +$8.05K
32 33
34
35 36

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Sigma Planning Corp's Q3 2020 Portfolio in Review

As of Q3 2020, Sigma Planning Corp held 1,197 positions worth $2.53B, up 11% from $2.28B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp's Q3 2020 filing shows 143 new, 443 increased, 455 reduced and 136 closed positions. Its largest new stake was Abiomed Inc: 20,372 shares worth $5.64M. The largest sale was iShares Core S&P Mid-Cap ETF, an estimated $14.2M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q3 2020 buy was Abiomed Inc: 20,372 shares worth $5.64M.
  • Sigma Planning Corp added most to iShares MSCI USA Momentum Factor ETF in Q3 2020, an estimated $16.1M increase.
  • Sigma Planning Corp's biggest Q3 2020 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $14.2M.
  • Sigma Planning Corp fully exited CyrusOne Inc Common Stock in Q3 2020, selling an estimated $3.05M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $2.53B portfolio in Q3 2020.
  • Sigma Planning Corp opened 143 new positions and closed 136 in Q3 2020.
  • Sigma Planning Corp's portfolio value rose 11% quarter-over-quarter to $2.53B.

Based on Sigma Planning Corp's 13F filing for Q3 2020, filed 3 Nov 2020.