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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+21.42%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.28B
AUM Growth
+$594M
Cap. Flow
+$272M
Cap. Flow %
11.95%
Top 10 Hldgs %
24.27%
Holding
1,116
New
201
Increased
513
Reduced
312
Closed
62

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$20.9M
2
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$10.6M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$8.59M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$8.46M
5
MSFT icon
Microsoft
MSFT
+$8.38M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$6.33M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$4.61M
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$4.28M
4
STPZ icon
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
+$3.82M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$3.69M

Sector Composition

Rank Sector Weight
1 Technology 10.99%
2 Healthcare 5.18%
3 Consumer Discretionary 5.15%
4 Communication Services 3.99%
5 Financials 3.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ATO icon
826
Atmos Energy
ATO
$29.9B
$265K 0.01%
2,665
+104
+4% +$10.5K
CARR icon
827
Carrier Global
CARR
$57.2B
$265K 0.01%
+11,940
New +$222K
FVC icon
828
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$104M
$265K 0.01%
10,739
-755
-7% -$18K
XSLV icon
829
Invesco S&P SmallCap Low Volatility ETF
XSLV
$249M
$265K 0.01%
7,829
+65
+0.8% +$2.16K
HZNP
830
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$265K 0.01%
+4,761
New +$204K
CINF icon
831
Cincinnati Financial
CINF
$28.3B
$264K 0.01%
4,119
-62
-1% -$4.09K
B
832
Barrick Mining
B
$62.2B
$264K 0.01%
9,792
-36,817
-79% -$920K
LEG icon
833
Leggett & Platt
LEG
$1.52B
$264K 0.01%
+7,522
New +$233K
SPEM icon
834
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17B
$264K 0.01%
+7,890
New +$247K
MCO icon
835
Moody's
MCO
$81.7B
$262K 0.01%
+954
New +$242K
AT
836
DELISTED
Atlantic Power Corporation
AT
$262K 0.01%
130,944
+67,333
+106% +$134K
ES icon
837
Eversource Energy
ES
$28.2B
$261K 0.01%
3,135
+4
+0.1% +$331
KL
838
DELISTED
Kirkland Lake Gold Ltd Ordinary
KL
$261K 0.01%
+6,338
New +$245K
HACK icon
839
Amplify Cybersecurity ETF
HACK
$2.63B
$260K 0.01%
+5,844
New +$243K
SHM icon
840
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$260K 0.01%
5,220
-3,555
-41% -$176K
GPM
841
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
$260K 0.01%
47,819
+252
+0.5% +$1.36K
HELE icon
842
Helen of Troy
HELE
$663M
$259K 0.01%
+1,375
New +$225K
MAS icon
843
Masco
MAS
$16B
$259K 0.01%
+5,160
New +$224K
DGRW icon
844
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.6B
$258K 0.01%
5,666
-232
-4% -$10K
IBUY icon
845
Amplify Online Retail ETF
IBUY
$106M
$257K 0.01%
+3,662
New +$216K
STPZ icon
846
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$511M
$256K 0.01%
4,811
-72,567
-94% -$3.82M
IYJ icon
847
iShares US Industrials ETF
IYJ
$1.98B
$254K 0.01%
3,364
-3,652
-52% -$256K
MFIC icon
848
MidCap Financial Investment
MFIC
$784M
$253K 0.01%
26,467
+4,157
+19% +$37.5K
VFH icon
849
Vanguard Financials ETF
VFH
$13.3B
$253K 0.01%
4,419
-1,091
-20% -$60.6K
CHWY icon
850
Chewy
CHWY
$8.54B
$252K 0.01%
+5,640
New +$246K
32 33
34
35 36

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Sigma Planning Corp's Q2 2020 Portfolio in Review

As of Q2 2020, Sigma Planning Corp held 1,116 positions worth $2.28B, up 35% from $1.68B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Sigma Planning Corp deployed $272M of net new capital in Q2 2020, opening 201 new positions and adding to 513 existing holdings. Its largest new stake was Chipotle Mexican Grill: 205,200 shares worth $4.32M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 8.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $6.33M trimmed.

  • Sigma Planning Corp's largest Q2 2020 buy was Chipotle Mexican Grill: 205,200 shares worth $4.32M.
  • Sigma Planning Corp added most to iShares 7-10 Year Treasury Bond ETF in Q2 2020, an estimated $20.9M increase.
  • Sigma Planning Corp's biggest Q2 2020 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $6.33M.
  • Sigma Planning Corp fully exited Invesco DB US Dollar Index Bullish Fund in Q2 2020, selling an estimated $1.87M.
  • Sigma Planning Corp's ten largest holdings make up 24% of its $2.28B portfolio in Q2 2020.
  • Sigma Planning Corp opened 201 new positions and closed 62 in Q2 2020.
  • Sigma Planning Corp's portfolio value rose 35% quarter-over-quarter to $2.28B.

Based on Sigma Planning Corp's 13F filing for Q2 2020, filed 31 Jul 2020.