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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+7.5%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$2.37B
AUM Growth
+$287M
Cap. Flow
+$62.5M
Cap. Flow %
2.64%
Top 10 Hldgs %
22.16%
Holding
1,143
New
143
Increased
513
Reduced
371
Closed
92

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$7.45M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$6.06M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$6.01M
4
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$5.52M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.67M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.41M
2
NEE icon
NextEra Energy
NEE
+$5.94M
3
CMG icon
Chipotle Mexican Grill
CMG
+$5.85M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.59M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$4.89M

Sector Composition

Rank Sector Weight
1 Miscellaneous 63.92%
2 Technology 7.36%
3 Financials 4.51%
4 Healthcare 4.09%
5 Industrials 3.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXPD icon
826
Expeditors International
EXPD
$24.6B
$283K 0.01%
3,626
-323
-8% -$24.2K
IQV icon
827
IQVIA
IQV
$44.2B
$283K 0.01%
1,829
-61
-3% -$8.91K
XHB icon
828
State Street SPDR S&P Homebuilders ETF
XHB
$1.27B
$283K 0.01%
+6,220
New +$281K
VANI icon
829
Vivani Medical
VANI
$110M
$281K 0.01%
15,801
-282
-2% -$5.53K
FUN icon
830
Cedar Fair
FUN
$1.27B
$280K 0.01%
5,054
+216
+4% +$12.2K
SON icon
831
Sonoco
SON
$4.79B
$279K 0.01%
4,522
+170
+4% +$10.1K
URTH icon
832
iShares MSCI World ETF
URTH
$8.11B
$279K 0.01%
2,819
-65
-2% -$6.19K
FLJP icon
833
Franklin FTSE Japan ETF
FLJP
$4.14B
$278K 0.01%
10,645
-128
-1% -$3.32K
JFR icon
834
Nuveen Floating Rate Income Fund
JFR
$1.2B
$278K 0.01%
27,116
+16,309
+151% +$157K
ANET icon
835
Arista Networks
ANET
$249B
$277K 0.01%
21,808
+2,560
+13% +$33.7K
HA
836
DELISTED
Hawaiian Holdings, Inc.
HA
$277K 0.01%
9,466
-999
-10% -$29.2K
IBD icon
837
Inspire Corporate Bond ETF
IBD
$503M
$276K 0.01%
10,732
+732
+7% +$18.8K
ARWR icon
838
Arrowhead Research
ARWR
$9.29B
$275K 0.01%
+4,340
New +$215K
RSPH icon
839
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$850M
$275K 0.01%
12,400
-3,470
-22% -$72.4K
SPG icon
840
Simon Property Group
SPG
$65.7B
$273K 0.01%
1,830
+437
+31% +$65.5K
CCK icon
841
Crown Holdings
CCK
$12.2B
$272K 0.01%
3,744
-583
-13% -$41.6K
TWO
842
DELISTED
Two Harbors Investment
TWO
$271K 0.01%
4,631
+11
+0.2% +$623
EVT icon
843
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.07B
$270K 0.01%
10,569
+113
+1% +$2.81K
MRSH
844
Marsh
MRSH
$84.4B
$270K 0.01%
+2,419
New +$253K
BBF
845
DELISTED
BlackRock Municipal Income Investment Trust
BBF
$270K 0.01%
20,157
-6,404
-24% -$89.2K
EHTH icon
846
eHealth
EHTH
$27.5M
$269K 0.01%
+2,800
New +$217K
KLAC icon
847
KLA
KLAC
$219B
$268K 0.01%
15,030
-3,930
-21% -$65.9K
MCK icon
848
McKesson
MCK
$103B
$268K 0.01%
+1,935
New +$273K
MNA icon
849
NYLIM Merger Arbitrage ETF
MNA
$261M
$267K 0.01%
8,036
+368
+5% +$12K
UL icon
850
Unilever
UL
$134B
$267K 0.01%
4,151
+835
+25% +$55.5K
32 33
34
35 36

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DAM
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RPGK
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Sigma Planning Corp's Q4 2019 Portfolio in Review

As of Q4 2019, Sigma Planning Corp held 1,143 positions worth $2.37B, up 14% from $2.08B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp's Q4 2019 filing shows 143 new, 513 increased, 371 reduced and 92 closed positions. Its largest new stake was iShares US Transportation ETF: 66,896 shares worth $3.27M. The largest sale was iShares Core S&P 500 ETF, an estimated $6.41M.

By sector, the portfolio is most concentrated in Miscellaneous at 64% of assets, up from 62% a quarter earlier, followed by Technology and Financials.

  • Sigma Planning Corp's largest Q4 2019 buy was iShares US Transportation ETF: 66,896 shares worth $3.27M.
  • Sigma Planning Corp added most to iShares Core Dividend Growth ETF in Q4 2019, an estimated $7.45M increase.
  • Sigma Planning Corp's biggest Q4 2019 reduction was iShares Core S&P 500 ETF, cutting an estimated $6.41M.
  • Sigma Planning Corp fully exited Avalara, Inc. in Q4 2019, selling an estimated $4.36M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.37B portfolio in Q4 2019.
  • Sigma Planning Corp opened 143 new positions and closed 92 in Q4 2019.
  • Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $2.37B.

Based on Sigma Planning Corp's 13F filing for Q4 2019, filed 3 Feb 2020.