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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+7.5%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.37B
AUM Growth
+$287M
Cap. Flow
+$149M
Cap. Flow %
6.27%
Top 10 Hldgs %
22.16%
Holding
1,143
New
143
Increased
513
Reduced
371
Closed
92

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$7.45M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$6.06M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$6.01M
4
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$5.52M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.67M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.41M
2
NEE icon
NextEra Energy
NEE
+$5.94M
3
CMG icon
Chipotle Mexican Grill
CMG
+$5.85M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.59M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$4.89M

Sector Composition

Rank Sector Weight
1 Technology 7.36%
2 Financials 4.5%
3 Healthcare 4.01%
4 Industrials 3.83%
5 Consumer Discretionary 3.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXPD icon
826
Expeditors International
EXPD
$22.9B
$283K 0.01%
3,626
-323
-8% -$24.2K
IQV icon
827
IQVIA
IQV
$34.7B
$283K 0.01%
1,829
-61
-3% -$8.91K
XHB icon
828
State Street SPDR S&P Homebuilders ETF
XHB
$1.74B
$283K 0.01%
+6,220
New +$281K
VANI icon
829
Vivani Medical
VANI
$110M
$281K 0.01%
15,801
-282
-2% -$5.53K
FUN icon
830
Cedar Fair
FUN
$1.78B
$280K 0.01%
5,054
+216
+4% +$12.2K
SON icon
831
Sonoco
SON
$5.76B
$279K 0.01%
4,522
+170
+4% +$10.1K
URTH icon
832
iShares MSCI World ETF
URTH
$7.95B
$279K 0.01%
2,819
-65
-2% -$6.19K
FLJP icon
833
Franklin FTSE Japan ETF
FLJP
$3.93B
$278K 0.01%
10,645
-128
-1% -$3.32K
JFR icon
834
Nuveen Floating Rate Income Fund
JFR
$1.23B
$278K 0.01%
27,116
+16,309
+151% +$157K
ANET icon
835
Arista Networks
ANET
$219B
$277K 0.01%
21,808
+2,560
+13% +$33.7K
HA
836
DELISTED
Hawaiian Holdings, Inc.
HA
$277K 0.01%
9,466
-999
-10% -$29.2K
IBD icon
837
Inspire Corporate Bond ETF
IBD
$481M
$276K 0.01%
10,732
+732
+7% +$18.8K
ARWR icon
838
Arrowhead Research
ARWR
$12.1B
$275K 0.01%
+4,340
New +$215K
RSPH icon
839
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$741M
$275K 0.01%
12,400
-3,470
-22% -$72.4K
SPG icon
840
Simon Property Group
SPG
$74.5B
$273K 0.01%
1,830
+437
+31% +$65.5K
CCK icon
841
Crown Holdings
CCK
$12.8B
$272K 0.01%
3,744
-583
-13% -$41.6K
TWO
842
Two Harbors Investment
TWO
$1.27B
$271K 0.01%
4,631
+11
+0.2% +$623
EVT icon
843
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.06B
$270K 0.01%
10,569
+113
+1% +$2.81K
MRSH
844
Marsh
MRSH
$86.3B
$270K 0.01%
+2,419
New +$253K
BBF
845
DELISTED
BlackRock Municipal Income Investment Trust
BBF
$270K 0.01%
20,157
-6,404
-24% -$89.2K
EHTH icon
846
eHealth
EHTH
$42.5M
$269K 0.01%
+2,800
New +$217K
KLAC icon
847
KLA
KLAC
$275B
$268K 0.01%
15,030
-3,930
-21% -$65.9K
MCK icon
848
McKesson
MCK
$98.5B
$268K 0.01%
+1,935
New +$273K
MNA icon
849
IQ ARB Merger Arbitrage ETF
MNA
$249M
$267K 0.01%
8,036
+368
+5% +$12K
UL icon
850
Unilever
UL
$131B
$267K 0.01%
4,151
+835
+25% +$55.5K
32 33
34
35 36

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Sigma Planning Corp's Q4 2019 Portfolio in Review

As of Q4 2019, Sigma Planning Corp held 1,143 positions worth $2.37B, up 14% from $2.08B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp deployed $149M of net new capital in Q4 2019, opening 143 new positions and adding to 513 existing holdings. Its largest new stake was iShares US Transportation ETF: 66,896 shares worth $3.27M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, up from 7.1% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $6.41M trimmed.

  • Sigma Planning Corp's largest Q4 2019 buy was iShares US Transportation ETF: 66,896 shares worth $3.27M.
  • Sigma Planning Corp added most to iShares Core Dividend Growth ETF in Q4 2019, an estimated $7.45M increase.
  • Sigma Planning Corp's biggest Q4 2019 reduction was iShares Core S&P 500 ETF, cutting an estimated $6.41M.
  • Sigma Planning Corp fully exited Avalara, Inc. in Q4 2019, selling an estimated $4.36M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.37B portfolio in Q4 2019.
  • Sigma Planning Corp opened 143 new positions and closed 92 in Q4 2019.
  • Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $2.37B.

Based on Sigma Planning Corp's 13F filing for Q4 2019, filed 3 Feb 2020.