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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+12.59%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.76B
AUM Growth
+$386M
Cap. Flow
+$217M
Cap. Flow %
12.31%
Top 10 Hldgs %
19.78%
Holding
1,008
New
157
Increased
460
Reduced
296
Closed
68

Top Buys

Rank Stock Value
1
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$21.8M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$9.97M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$9.39M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$9.32M
5
MBB icon
iShares MBS ETF
MBB
+$9.11M

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$7.42M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$5.97M
3
SSO icon
ProShares Ultra S&P500
SSO
+$5.95M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$5.88M
5
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$5.68M

Sector Composition

Rank Sector Weight
1 Technology 7.02%
2 Healthcare 4.47%
3 Financials 4.46%
4 Industrials 4.26%
5 Consumer Discretionary 4.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VIS icon
826
Vanguard Industrials ETF
VIS
$8.23B
$215K 0.01%
+1,537
New +$208K
CY
827
DELISTED
Cypress Semiconductor
CY
$214K 0.01%
14,315
-10,732
-43% -$156K
CB icon
828
Chubb
CB
$140B
$213K 0.01%
1,523
-188
-11% -$25K
FXD icon
829
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$263M
$213K 0.01%
+5,053
New +$206K
SGOL icon
830
abrdn Physical Gold Shares ETF
SGOL
$6.92B
$212K 0.01%
17,000
– –
TSN icon
831
Tyson Foods
TSN
$20.2B
$212K 0.01%
+3,048
New +$189K
APTS
832
DELISTED
Preferred Apartment Communities, Inc.
APTS
$212K 0.01%
14,313
+7
+0% +$110
EIX icon
833
Edison International
EIX
$30.7B
$210K 0.01%
+3,397
New +$203K
KDP icon
834
Keurig Dr Pepper
KDP
$40.4B
$210K 0.01%
+7,520
New +$203K
PEY icon
835
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.13B
$210K 0.01%
11,777
-881
-7% -$15.2K
PHG icon
836
Philips
PHG
$25.4B
$210K 0.01%
+6,626
New +$197K
SMG icon
837
ScottsMiracle-Gro
SMG
$4.03B
$209K 0.01%
+2,655
New +$200K
TSI
838
TCW Strategic Income Fund
TSI
$212M
$209K 0.01%
37,922
– –
WFC.PRL icon
839
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.66B
$209K 0.01%
+162
New +$209K
BKK
840
DELISTED
Blackrock Municipal 2020 Term Trust
BKK
$209K 0.01%
13,893
+1,893
+16% +$28.3K
HBI
841
DELISTED
Hanesbrands
HBI
$208K 0.01%
+11,614
New +$193K
PRGO icon
842
Perrigo
PRGO
$1.4B
$207K 0.01%
+4,304
New +$201K
AAL icon
843
American Airlines Group
AAL
$9.58B
$206K 0.01%
6,482
-58
-0.9% -$1.95K
VBF icon
844
Invesco Bond Fund
VBF
$168M
$206K 0.01%
11,182
-2,587
-19% -$45.7K
NWL icon
845
Newell Brands
NWL
$2.16B
$205K 0.01%
13,367
+1,095
+9% +$20.1K
OI icon
846
O-I Glass
OI
$1.39B
$205K 0.01%
10,792
-819
-7% -$15.9K
DIV icon
847
Global X SuperDividend US ETF
DIV
$787M
$204K 0.01%
8,582
-19,443
-69% -$461K
STX icon
848
Seagate
STX
$193B
$204K 0.01%
+4,258
New +$189K
ILCB icon
849
iShares Morningstar US Equity ETF
ILCB
$1.26B
$203K 0.01%
5,080
-2,076
-29% -$79.7K
ITB icon
850
iShares US Home Construction ETF
ITB
$2.41B
$203K 0.01%
+5,748
New +$195K
32 33
34
35 36

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Sigma Planning Corp's Q1 2019 Portfolio in Review

As of Q1 2019, Sigma Planning Corp held 1,008 positions worth $1.76B, up 28% from $1.37B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp deployed $217M of net new capital in Q1 2019, opening 157 new positions and adding to 460 existing holdings. Its largest new stake was Invesco AI and Next Gen Software ETF: 179,652 shares worth $5.47M.

By sector, the portfolio is most concentrated in Technology at 7% of assets, up from 6.6% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Floating Rate Bond ETF, an estimated $7.42M trimmed.

  • Sigma Planning Corp's largest Q1 2019 buy was Invesco AI and Next Gen Software ETF: 179,652 shares worth $5.47M.
  • Sigma Planning Corp added most to Invesco S&P 500 Low Volatility ETF in Q1 2019, an estimated $21.8M increase.
  • Sigma Planning Corp's biggest Q1 2019 reduction was iShares Floating Rate Bond ETF, cutting an estimated $7.42M.
  • Sigma Planning Corp fully exited iShares Micro-Cap ETF in Q1 2019, selling an estimated $1.5M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $1.76B portfolio in Q1 2019.
  • Sigma Planning Corp opened 157 new positions and closed 68 in Q1 2019.
  • Sigma Planning Corp's portfolio value rose 28% quarter-over-quarter to $1.76B.

Based on Sigma Planning Corp's 13F filing for Q1 2019, filed 1 May 2019.