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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+5.24%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.3B
AUM Growth
+$85.5M
Cap. Flow
+$30.3M
Cap. Flow %
2.34%
Top 10 Hldgs %
19.03%
Holding
922
New
75
Increased
425
Reduced
333
Closed
70

Top Buys

Rank Stock Value
1
DD icon
DuPont de Nemours
DD
+$5.75M
2
IVE icon
iShares S&P 500 Value ETF
IVE
+$5.51M
3
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$5.22M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$2.77M
5
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$2.74M

Top Sells

Rank Stock Value
1
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$12.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$10.6M
3
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$4.19M
4
SWKS icon
Skyworks Solutions
SWKS
+$2.67M
5
IYR icon
iShares US Real Estate ETF
IYR
+$2.44M

Sector Composition

Rank Sector Weight
1 Technology 5.96%
2 Financials 5.11%
3 Industrials 4.91%
4 Healthcare 4.64%
5 Consumer Staples 4.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LSCC icon
826
Lattice Semiconductor
LSCC
$17.6B
$87K 0.01%
+15,110
New +$88.6K
MVO
827
MV Oil Trust
MVO
$6.85M
$86K 0.01%
+10,288
New +$64.4K
AQMS icon
828
Aqua Metals
AQMS
$9.63M
$84K 0.01%
197
+100
+103% +$75.6K
MHF
829
Western Asset Municipal High Income Fund
MHF
$151M
$84K 0.01%
11,398
+58
+0.5% +$437
SAN icon
830
Banco Santander
SAN
$194B
$84K 0.01%
13,453
+583
+5% +$3.68K
UEC icon
831
Uranium Energy
UEC
$4.71B
$77K 0.01%
43,492
+29,379
+208% +$41.3K
PRTS icon
832
CarParts.com
PRTS
$42.8M
$76K 0.01%
+3,000
New +$74.6K
GAB icon
833
Gabelli Equity Trust
GAB
$1.74B
$70K 0.01%
+11,583
New +$70.6K
REED
834
DELISTED
Reeds, Inc. Common Stock
REED
$69K 0.01%
889
+477
+116% +$43.6K
NYRT
835
DELISTED
New York REIT, Inc.
NYRT
$68K 0.01%
1,723
-1,338
-44% -$86K
S
836
DELISTED
Sprint Corporation
S
$66K 0.01%
11,130
-4,037
-27% -$25.6K
ADAM
837
Adamas Trust
ADAM
$777M
$62K ﹤0.01%
+2,527
New +$63.5K
XXII
838
22nd Century Group
XXII
$1.47M
– –
0
– –
AUY
839
DELISTED
Yamana Gold, Inc.
AUY
$55K ﹤0.01%
17,529
-579
-3% -$1.55K
VVR icon
840
Invesco Senior Income Trust
VVR
$456M
$52K ﹤0.01%
+11,804
New +$52K
DHY
841
Credit Suisse High Yield Credit Fund
DHY
$238M
$50K ﹤0.01%
17,523
+2
+0% +$6
FAX
842
abrdn Asia-Pacific Income Fund
FAX
$590M
$49K ﹤0.01%
1,677
-3,423
-67% -$102K
TULP
843
Bloomia Holdings
TULP
$18.2M
$48K ﹤0.01%
5,757
– –
AT
844
DELISTED
Atlantic Power Corporation
AT
$44K ﹤0.01%
18,621
+5,585
+43% +$13.7K
BDSI
845
DELISTED
BioDelivery Sciences International, Inc.
BDSI
$43K ﹤0.01%
14,472
– –
RADA
846
DELISTED
Rada Electronic Industries Ltd
RADA
$42K ﹤0.01%
+13,514
New +$44.1K
CYTO
847
DELISTED
Altamira Therapeutics Ltd
CYTO
$32K ﹤0.01%
1
– –
PLUG icon
848
Plug Power
PLUG
$2.92B
$31K ﹤0.01%
13,276
+1,400
+12% +$3.59K
NAK
849
Northern Dynasty Minerals
NAK
$885M
$19K ﹤0.01%
+10,452
New +$20.7K
WLB
850
DELISTED
Westmoreland Coal Company
WLB
$15K ﹤0.01%
+12,050
New +$20.7K
32 33
34
35 36

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Sigma Planning Corp's Q4 2017 Portfolio in Review

As of Q4 2017, Sigma Planning Corp held 922 positions worth $1.3B, up 7.1% from $1.21B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q4 2017 filing shows 75 new, 425 increased, 333 reduced and 70 closed positions. Its largest new stake was DuPont de Nemours: 31,933 shares worth $5.76M. The largest sale was iShares Core S&P US Value ETF, an estimated $12.4M.

By sector, the portfolio is most concentrated in Technology at 6% of assets, down from 6% a quarter earlier, followed by Financials and Industrials.

  • Sigma Planning Corp's largest Q4 2017 buy was DuPont de Nemours: 31,933 shares worth $5.76M.
  • Sigma Planning Corp added most to iShares S&P 500 Value ETF in Q4 2017, an estimated $5.51M increase.
  • Sigma Planning Corp's biggest Q4 2017 reduction was iShares Core S&P US Value ETF, cutting an estimated $12.4M.
  • Sigma Planning Corp fully exited Newmont in Q4 2017, selling an estimated $1.74M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $1.3B portfolio in Q4 2017.
  • Sigma Planning Corp opened 75 new positions and closed 70 in Q4 2017.
  • Sigma Planning Corp's portfolio value rose 7.1% quarter-over-quarter to $1.3B.

Based on Sigma Planning Corp's 13F filing for Q4 2017, filed 7 Feb 2018.