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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-3.05%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.67B
AUM Growth
-$117M
Cap. Flow
+$7.73M
Cap. Flow %
0.29%
Top 10 Hldgs %
22.23%
Holding
1,324
New
121
Increased
493
Reduced
556
Closed
129

Top Buys

Rank Stock Value
1
XAUG icon
FT Vest US Equity Enhance & Moderate Buffer ETF August
XAUG
+$11M
2
ABBV icon
AbbVie
ABBV
+$5.08M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$4.55M
4
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$3.89M
5
ABT icon
Abbott
ABT
+$3.79M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$5.16M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.76M
3
AZO icon
AutoZone
AZO
+$3.74M
4
TSLA icon
Tesla
TSLA
+$3.66M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$3.53M

Sector Composition

Rank Sector Weight
1 Technology 11.22%
2 Healthcare 4.66%
3 Consumer Discretionary 4.34%
4 Financials 4.17%
5 Industrials 3.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EW icon
801
Edwards Lifesciences
EW
$47.6B
$402K 0.02%
5,800
+488
+9% +$39.2K
BSEP icon
802
Innovator US Equity Buffer ETF September
BSEP
$215M
$401K 0.02%
11,911
+4,039
+51% +$140K
JPEM icon
803
JPMorgan Diversified Return Emerging Markets Equity ETF
JPEM
$381M
$401K 0.02%
7,956
-55
-0.7% -$2.83K
CNA icon
804
CNA Financial
CNA
$14.5B
$400K 0.02%
10,166
-1,077
-10% -$42.6K
SKT icon
805
Tanger
SKT
$4.82B
$399K 0.02%
17,656
+4
+0% +$93
RVT icon
806
Royce Value Trust
RVT
$2.21B
$399K 0.01%
30,979
+492
+2% +$6.73K
BEPC icon
807
Brookfield Renewable
BEPC
$6.12B
$399K 0.01%
16,648
-49
-0.3% -$1.42K
FID icon
808
First Trust Exchange-Traded Fund VI First Trust S&P International Dividend Aristocrats ETF
FID
$165M
$398K 0.01%
27,107
+2,582
+11% +$39.6K
FFEB icon
809
FT Vest US Equity Buffer ETF February
FFEB
$1.37B
$398K 0.01%
+10,205
New +$408K
QURE icon
810
uniQure
QURE
$2.68B
$398K 0.01%
59,255
+9,385
+19% +$84.5K
MKC icon
811
McCormick & Company Non-Voting
MKC
$13.4B
$397K 0.01%
5,250
+223
+4% +$18.6K
CROX icon
812
Crocs
CROX
$6.69B
$397K 0.01%
4,493
-4,393
-49% -$451K
FQAL icon
813
Fidelity Quality Factor ETF
FQAL
$1.41B
$395K 0.01%
8,006
+5
+0.1% +$255
IEI icon
814
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$393K 0.01%
3,475
-2,764
-44% -$316K
PBR icon
815
Petrobras
PBR
$121B
$392K 0.01%
26,122
+640
+3% +$9.1K
BNS icon
816
Scotiabank
BNS
$106B
$391K 0.01%
+8,584
New +$411K
FNY icon
817
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$580M
$391K 0.01%
6,442
+46
+0.7% +$2.94K
PJUN icon
818
Innovator US Equity Power Buffer ETF June
PJUN
$949M
$391K 0.01%
12,486
-4,579
-27% -$146K
DIVO icon
819
Amplify CWP Enhanced Dividend Income ETF
DIVO
$7.41B
$391K 0.01%
11,250
-993
-8% -$35.7K
STLD icon
820
Steel Dynamics
STLD
$35.6B
$388K 0.01%
+3,617
New +$377K
IGPT icon
821
Invesco AI and Next Gen Software ETF
IGPT
$1.21B
$388K 0.01%
11,965
-557
-4% -$19.1K
HZNP
822
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$386K 0.01%
3,340
-70
-2% -$7.52K
PFXF icon
823
VanEck Preferred Securities ex Financials ETF
PFXF
$2.39B
$385K 0.01%
22,880
+541
+2% +$9.31K
HBAN icon
824
Huntington Bancshares
HBAN
$35.1B
$385K 0.01%
36,980
-13,068
-26% -$147K
HLT icon
825
Hilton Worldwide
HLT
$74B
$384K 0.01%
2,556
-6
-0.2% -$906
31 32
33
34 35

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Sigma Planning Corp's Q3 2023 Portfolio in Review

As of Q3 2023, Sigma Planning Corp held 1,324 positions worth $2.67B, down 4.2% from $2.78B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp's Q3 2023 filing shows 121 new, 493 increased, 556 reduced and 129 closed positions. Its largest new stake was FT Vest US Equity Enhance & Moderate Buffer ETF August: 366,335 shares worth $10.9M. The largest sale was Apple, an estimated $5.16M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Sigma Planning Corp's largest Q3 2023 buy was FT Vest US Equity Enhance & Moderate Buffer ETF August: 366,335 shares worth $10.9M.
  • Sigma Planning Corp added most to AbbVie in Q3 2023, an estimated $5.08M increase.
  • Sigma Planning Corp's biggest Q3 2023 reduction was Apple, cutting an estimated $5.16M.
  • Sigma Planning Corp fully exited FT Vest Gold Strategy Target Income ETF in Q3 2023, selling an estimated $2.89M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.67B portfolio in Q3 2023.
  • Sigma Planning Corp opened 121 new positions and closed 129 in Q3 2023.
  • Sigma Planning Corp's portfolio value fell 4.2% quarter-over-quarter to $2.67B.

Based on Sigma Planning Corp's 13F filing for Q3 2023, filed 6 Nov 2023.