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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.9%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.01B
AUM Growth
+$212M
Cap. Flow
+$69.9M
Cap. Flow %
2.32%
Top 10 Hldgs %
20.05%
Holding
1,384
New
123
Increased
566
Reduced
572
Closed
89

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$12.2M
2
GLD icon
SPDR Gold Trust
GLD
+$8.86M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$7.77M
4
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$7.48M
5
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$6.77M

Top Sells

Rank Stock Value
1
TIP icon
iShares TIPS Bond ETF
TIP
+$5.92M
2
PTLC icon
Pacer Trendpilot US Large Cap ETF
PTLC
+$5.7M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$5.18M
4
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$4.65M
5
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$4.61M

Sector Composition

Rank Sector Weight
1 Technology 10.47%
2 Healthcare 4.8%
3 Consumer Discretionary 4.45%
4 Financials 4.25%
5 Industrials 3.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FID icon
801
First Trust Exchange-Traded Fund VI First Trust S&P International Dividend Aristocrats ETF
FID
$166M
$489K 0.02%
31,127
+7,796
+33% +$123K
RSPT icon
802
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.43B
$488K 0.02%
17,690
+310
+2% +$8.17K
RSPU icon
803
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$551M
$488K 0.02%
8,612
-664
-7% -$37.6K
PWV icon
804
Invesco Large Cap Value ETF
PWV
$1.68B
$487K 0.02%
10,761
-1,365
-11% -$63.4K
TXT icon
805
Textron
TXT
$16.7B
$486K 0.02%
6,878
-403
-6% -$28.7K
IVZ icon
806
Invesco
IVZ
$13.3B
$485K 0.02%
29,601
+14,465
+96% +$258K
GSEW icon
807
Goldman Sachs Equal Weight US Large Cap Equity ETF
GSEW
$1.89B
$484K 0.02%
8,045
– –
AGNT
808
AGNT Inc
AGNT
$690M
$484K 0.02%
38,112
-276
-0.7% -$3.68K
ULTA icon
809
Ulta Beauty
ULTA
$20.7B
$483K 0.02%
885
+4
+0.5% +$2.05K
ASO icon
810
Academy Sports + Outdoors
ASO
$3.09B
$483K 0.02%
7,394
+3,450
+87% +$203K
AY
811
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
$480K 0.02%
+16,249
New +$441K
REGL icon
812
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.76B
$479K 0.02%
6,764
-449
-6% -$32.7K
CMA
813
DELISTED
Comerica
CMA
$477K 0.02%
10,978
+5,328
+94% +$341K
ENPH icon
814
Enphase Energy
ENPH
$5.01B
$476K 0.02%
2,262
-1,548
-41% -$335K
RIV
815
RiverNorth Opportunities Fund
RIV
$308M
$475K 0.02%
41,784
+539
+1% +$6.39K
GNW icon
816
Genworth Financial
GNW
$3.79B
$474K 0.02%
94,420
+4,987
+6% +$27.6K
RPM icon
817
RPM International
RPM
$13.8B
$474K 0.02%
5,430
+373
+7% +$32.7K
PEG icon
818
Public Service Enterprise Group
PEG
$39.5B
$473K 0.02%
7,571
-1,022
-12% -$61.9K
RCKT icon
819
Rocket Pharmaceuticals
RCKT
$355M
$473K 0.02%
27,595
+1,275
+5% +$25K
VFC icon
820
VF Corp
VFC
$6.72B
$472K 0.02%
20,601
+5,002
+32% +$131K
IIPR icon
821
Innovative Industrial Properties
IIPR
$1.78B
$471K 0.02%
6,202
+145
+2% +$12.8K
MMP
822
DELISTED
Magellan Midstream Partners, L.P.
MMP
$471K 0.02%
8,674
+152
+2% +$8.05K
JMST icon
823
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.12B
$471K 0.02%
9,264
-9,337
-50% -$473K
BSX icon
824
Boston Scientific
BSX
$67.6B
$470K 0.02%
9,394
+613
+7% +$28.9K
MPLX icon
825
MPLX
MPLX
$59.2B
$470K 0.02%
13,640
-16,019
-54% -$550K
31 32
33
34 35

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Sigma Planning Corp's Q1 2023 Portfolio in Review

As of Q1 2023, Sigma Planning Corp held 1,384 positions worth $3.01B, up 7.6% from $2.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp's Q1 2023 filing shows 123 new, 566 increased, 572 reduced and 89 closed positions. Its largest new stake was iShares 0-3 Month Treasury Bond ETF: 74,585 shares worth $7.5M. The largest sale was iShares TIPS Bond ETF, an estimated $5.92M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2023 buy was iShares 0-3 Month Treasury Bond ETF: 74,585 shares worth $7.5M.
  • Sigma Planning Corp added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2023, an estimated $12.2M increase.
  • Sigma Planning Corp's biggest Q1 2023 reduction was iShares TIPS Bond ETF, cutting an estimated $5.92M.
  • Sigma Planning Corp fully exited FT Vest US Equity Deep Buffer ETF March in Q1 2023, selling an estimated $4.35M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $3.01B portfolio in Q1 2023.
  • Sigma Planning Corp opened 123 new positions and closed 89 in Q1 2023.
  • Sigma Planning Corp's portfolio value rose 7.6% quarter-over-quarter to $3.01B.

Based on Sigma Planning Corp's 13F filing for Q1 2023, filed 8 May 2023.