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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-0.42%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.32B
AUM Growth
-$30.1M
Cap. Flow
+$18.8M
Cap. Flow %
0.57%
Top 10 Hldgs %
19.8%
Holding
1,540
New
127
Increased
671
Reduced
531
Closed
168

Top Buys

Rank Stock Value
1
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$13.7M
2
JVAL icon
JPMorgan US Value Factor ETF
JVAL
+$9.67M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$8.51M
4
VLUE icon
iShares MSCI USA Value Factor ETF
VLUE
+$8.04M
5
RPG icon
Invesco S&P 500 Pure Growth ETF
RPG
+$7.21M

Top Sells

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$11.9M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$10.3M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$7.75M
4
RPV icon
Invesco S&P 500 Pure Value ETF
RPV
+$7.34M
5
BBWI icon
Bath & Body Works
BBWI
+$7.26M

Sector Composition

Rank Sector Weight
1 Technology 11.42%
2 Consumer Discretionary 5.83%
3 Financials 4.89%
4 Healthcare 4.72%
5 Communication Services 4.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WTRG icon
801
Essential Utilities
WTRG
$11.2B
$520K 0.02%
11,287
-245
-2% -$11.9K
BSAE
802
DELISTED
Invesco BulletShares 2021 USD Emerging Markets Debt ETF
BSAE
$517K 0.02%
20,741
-814
-4% -$20.3K
RPM icon
803
RPM International
RPM
$13.8B
$516K 0.02%
6,642
-157
-2% -$13.2K
AIVI icon
804
WisdomTree International AI Enhanced Value Fund
AIVI
$60.5M
$515K 0.02%
12,636
+1,334
+12% +$57.7K
IFRA icon
805
iShares US Infrastructure ETF
IFRA
$4.6B
$513K 0.02%
15,047
+2,642
+21% +$94K
FEN
806
DELISTED
First Trust Energy Income and Growth Fund
FEN
$512K 0.02%
37,761
+234
+0.6% +$3.26K
KHC icon
807
Kraft Heinz
KHC
$31.1B
$509K 0.02%
13,827
+2,432
+21% +$91.6K
VRTX icon
808
Vertex Pharmaceuticals
VRTX
$122B
$509K 0.02%
2,808
+1,201
+75% +$234K
XPO icon
809
XPO
XPO
$24.4B
$508K 0.02%
10,751
-6,568
-38% -$329K
AVUV icon
810
Avantis US Small Cap Value ETF
AVUV
$30.3B
$507K 0.02%
6,709
+3,347
+100% +$248K
MAG
811
DELISTED
MAG Silver
MAG
$507K 0.02%
31,283
+4,107
+15% +$76.8K
ENBL
812
DELISTED
ENABLE MIDSTREAM PARTNERS, LP
ENBL
$506K 0.02%
62,338
-3,063
-5% -$25K
RVT icon
813
Royce Value Trust
RVT
$2.21B
$505K 0.02%
28,038
+405
+1% +$7.48K
AAXJ icon
814
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.66B
$504K 0.02%
5,931
+3,495
+143% +$309K
NG icon
815
NovaGold Resources
NG
$2.62B
$503K 0.02%
+73,164
New +$542K
TEI
816
Templeton Emerging Markets Income Fund
TEI
$310M
$499K 0.02%
+64,470
New +$509K
OXY icon
817
Occidental Petroleum
OXY
$54.6B
$498K 0.02%
16,842
-27,061
-62% -$722K
ELME
818
Elme Communities
ELME
$144M
$497K 0.01%
20,073
-82
-0.4% -$2.02K
PJUN icon
819
Innovator US Equity Power Buffer ETF June
PJUN
$951M
$496K 0.01%
15,968
– –
VXX icon
820
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
$161M
$496K 0.01%
+1,114
New +$499K
UUUU icon
821
Energy Fuels
UUUU
$2.93B
$495K 0.01%
+70,452
New +$401K
MFIC icon
822
MidCap Financial Investment
MFIC
$790M
$492K 0.01%
37,896
+2,612
+7% +$35.6K
VRP icon
823
Invesco Variable Rate Preferred ETF
VRP
$2.99B
$491K 0.01%
18,737
+2,456
+15% +$64.8K
YUM icon
824
Yum! Brands
YUM
$40.7B
$491K 0.01%
4,012
+470
+13% +$59.6K
FDRR icon
825
Fidelity Dividend ETF for Rising Rates
FDRR
$733M
$490K 0.01%
11,843
+1,476
+14% +$63K
31 32
33
34 35

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Sigma Planning Corp's Q3 2021 Portfolio in Review

As of Q3 2021, Sigma Planning Corp held 1,540 positions worth $3.32B, down 0.9% from $3.36B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp's Q3 2021 filing shows 127 new, 671 increased, 531 reduced and 168 closed positions. Its largest new stake was VictoryShares US 500 Enhanced Volatility Wtd ETF: 55,783 shares worth $3.97M. The largest sale was Invesco S&P 500 High Beta ETF, an estimated $11.9M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q3 2021 buy was VictoryShares US 500 Enhanced Volatility Wtd ETF: 55,783 shares worth $3.97M.
  • Sigma Planning Corp added most to Schwab US Large-Cap Growth ETF in Q3 2021, an estimated $13.7M increase.
  • Sigma Planning Corp's biggest Q3 2021 reduction was Invesco S&P 500 High Beta ETF, cutting an estimated $11.9M.
  • Sigma Planning Corp fully exited Invesco S&P 500 Pure Value ETF in Q3 2021, selling an estimated $7.34M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $3.32B portfolio in Q3 2021.
  • Sigma Planning Corp opened 127 new positions and closed 168 in Q3 2021.
  • Sigma Planning Corp's portfolio value fell 0.9% quarter-over-quarter to $3.32B.

Based on Sigma Planning Corp's 13F filing for Q3 2021, filed 28 Oct 2021.