We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+7.41%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.36B
AUM Growth
+$225M
Cap. Flow
+$26.2M
Cap. Flow %
0.78%
Top 10 Hldgs %
18.93%
Holding
1,527
New
202
Increased
746
Reduced
440
Closed
114

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$8.48M
2
GLD icon
SPDR Gold Trust
GLD
+$8.07M
3
RPV icon
Invesco S&P 500 Pure Value ETF
RPV
+$7.11M
4
DVN icon
Devon Energy
DVN
+$7.08M
5
NUE icon
Nucor
NUE
+$7.07M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$25.1M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$18.3M
3
VGT icon
Vanguard Information Technology ETF
VGT
+$17.8M
4
IVZ icon
Invesco
IVZ
+$8.42M
5
ISCG icon
iShares Morningstar Small-Cap Growth ETF
ISCG
+$7.9M

Sector Composition

Rank Sector Weight
1 Technology 10.94%
2 Consumer Discretionary 6.38%
3 Financials 4.83%
4 Healthcare 4.46%
5 Communication Services 4.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JHG
801
DELISTED
Janus Henderson
JHG
$539K 0.02%
13,881
-2,301
-14% -$83.7K
BSAE
802
DELISTED
Invesco BulletShares 2021 USD Emerging Markets Debt ETF
BSAE
$537K 0.02%
21,555
-4,263
-17% -$107K
BMBL icon
803
Bumble
BMBL
$367M
$536K 0.02%
+9,309
New +$491K
OKE icon
804
Oneok
OKE
$58.7B
$536K 0.02%
9,641
+1,364
+16% +$72.7K
MMYT icon
805
MakeMyTrip
MMYT
$4.67B
$535K 0.02%
17,818
-1,153
-6% -$32K
CHW
806
Calamos Global Dynamic Income Fund
CHW
$544M
$532K 0.02%
48,568
+5,000
+11% +$53K
NUMG icon
807
Nuveen ESG Mid-Cap Growth ETF
NUMG
$343M
$532K 0.02%
9,738
+1,984
+26% +$103K
HMLP
808
DELISTED
HOEGH LNG PARTNERS LP
HMLP
$532K 0.02%
30,265
+181
+0.6% +$3K
BDRY icon
809
Breakwave Dry Bulk Shipping ETF
BDRY
$28.9M
$531K 0.02%
+18,086
New +$431K
WTRG icon
810
Essential Utilities
WTRG
$11.2B
$527K 0.02%
11,532
-925
-7% -$43.4K
SILJ icon
811
Amplify Junior Silver Miners ETF
SILJ
$3.27B
$525K 0.02%
34,546
+8,032
+30% +$130K
RVT icon
812
Royce Value Trust
RVT
$2.21B
$524K 0.02%
27,633
+345
+1% +$6.5K
BNDC icon
813
FlexShares Core Select Bond Fund
BNDC
$167M
$523K 0.02%
19,830
+675
+4% +$17.7K
TSN icon
814
Tyson Foods
TSN
$20.2B
$521K 0.02%
7,056
-639
-8% -$49.6K
FSMB icon
815
First Trust Short Duration Managed Municipal ETF
FSMB
$618M
$519K 0.02%
24,843
+3,435
+16% +$71.7K
GATO
816
DELISTED
Gatos Silver, Inc.
GATO
$518K 0.02%
29,619
+15,775
+114% +$222K
MLPX icon
817
Global X MLP & Energy Infrastructure ETF
MLPX
$3.68B
$517K 0.02%
14,225
+251
+2% +$8.68K
NGD
818
DELISTED
New Gold Inc
NGD
$517K 0.02%
+285,749
New +$538K
SNAP icon
819
Snap
SNAP
$7.32B
$516K 0.02%
7,570
-1,463
-16% -$87.8K
DES icon
820
WisdomTree US SmallCap Dividend Fund
DES
$2.19B
$513K 0.02%
16,094
-5,815
-27% -$188K
CTRA
821
DELISTED
Coterra Energy
CTRA
$511K 0.02%
29,276
+4,746
+19% +$80.8K
CALY
822
Callaway Golf Company
CALY
$3.26B
$511K 0.02%
15,146
+350
+2% +$11.2K
RA
823
Brookfield Real Assets Income Fund
RA
$703M
$509K 0.02%
23,255
+10,057
+76% +$219K
XAR icon
824
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.07B
$508K 0.02%
3,836
+110
+3% +$14.1K
JPS
825
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$507K 0.02%
50,904
-16,245
-24% -$160K
31 32
33
34 35

Similar funds

U
Uber San Francisco, California $3.6B AUM 19.81% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q2 2021 Portfolio in Review

As of Q2 2021, Sigma Planning Corp held 1,527 positions worth $3.36B, up 7.2% from $3.13B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q2 2021 filing shows 202 new, 746 increased, 440 reduced and 114 closed positions. Its largest new stake was Devon Energy: 273,908 shares worth $8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $25.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q2 2021 buy was Devon Energy: 273,908 shares worth $8M.
  • Sigma Planning Corp added most to Invesco QQQ Trust in Q2 2021, an estimated $8.48M increase.
  • Sigma Planning Corp's biggest Q2 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $25.1M.
  • Sigma Planning Corp fully exited iShares Morningstar Small-Cap Growth ETF in Q2 2021, selling an estimated $7.9M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $3.36B portfolio in Q2 2021.
  • Sigma Planning Corp opened 202 new positions and closed 114 in Q2 2021.
  • Sigma Planning Corp's portfolio value rose 7.2% quarter-over-quarter to $3.36B.

Based on Sigma Planning Corp's 13F filing for Q2 2021, filed 13 Aug 2021.