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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+6.51%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$3.13B
AUM Growth
+$190M
Cap. Flow
+$107M
Cap. Flow %
3.41%
Top 10 Hldgs %
18.65%
Holding
1,432
New
237
Increased
632
Reduced
426
Closed
107

Top Buys

Rank Stock Value
1
PTBD icon
Pacer Trendpilot US Bond ETF
PTBD
+$13M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.73M
3
TPR icon
Tapestry
TPR
+$8.3M
4
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$8.22M
5
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$7.78M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.7M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$17.1M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$13.5M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$12.2M
5
GLD icon
SPDR Gold Trust
GLD
+$9.82M

Sector Composition

Rank Sector Weight
1 Miscellaneous 57.87%
2 Technology 10.14%
3 Consumer Discretionary 6.28%
4 Financials 4.83%
5 Healthcare 4.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WRK
801
DELISTED
WestRock Company
WRK
$455K 0.01%
+8,735
New +$408K
EWW icon
802
iShares MSCI Mexico ETF
EWW
$1.72B
$451K 0.01%
10,287
+4,771
+86% +$205K
IDCC icon
803
InterDigital
IDCC
$8.31B
$451K 0.01%
7,101
+130
+2% +$8.5K
ECL icon
804
Ecolab
ECL
$76.2B
$450K 0.01%
2,102
-204
-9% -$43.4K
MSOS icon
805
AdvisorShares Pure US Cannabis ETF
MSOS
$977M
$449K 0.01%
+10,580
New +$488K
FSMB icon
806
First Trust Short Duration Managed Municipal ETF
FSMB
$620M
$446K 0.01%
21,408
+4,291
+25% +$89.4K
PEG icon
807
Public Service Enterprise Group
PEG
$35.4B
$446K 0.01%
7,411
-178
-2% -$10.3K
CHW
808
Calamos Global Dynamic Income Fund
CHW
$521M
$445K 0.01%
43,568
+7,350
+20% +$73K
SRE icon
809
Sempra
SRE
$53.7B
$444K 0.01%
6,694
+500
+8% +$31.1K
CMG icon
810
Chipotle Mexican Grill
CMG
$42.4B
$442K 0.01%
15,550
-187,850
-92% -$5.43M
MLPX icon
811
Global X MLP & Energy Infrastructure ETF
MLPX
$3.59B
$442K 0.01%
13,974
-117
-0.8% -$3.53K
PDP icon
812
Invesco Dorsey Wright Momentum ETF
PDP
$1.43B
$442K 0.01%
5,194
-13
-0.2% -$1.14K
NARI
813
DELISTED
Inari Medical, Inc. Common Stock
NARI
$441K 0.01%
4,125
-1,775
-30% -$184K
QQQJ icon
814
Invesco NASDAQ Next Gen 100 ETF
QQQJ
$1.18B
$440K 0.01%
13,820
-1,095
-7% -$35.8K
PHG icon
815
Philips
PHG
$24.1B
$439K 0.01%
9,491
+1,681
+22% +$76.3K
LIT icon
816
Global X Lithium & Battery Tech ETF
LIT
$1.49B
$438K 0.01%
7,499
-4,760
-39% -$311K
LVS icon
817
Las Vegas Sands
LVS
$26.3B
$438K 0.01%
7,215
-1,066
-13% -$62.4K
HMLP
818
DELISTED
HOEGH LNG PARTNERS LP
HMLP
$437K 0.01%
30,084
-4,938
-14% -$76.2K
MFC icon
819
Manulife Financial
MFC
$73B
$436K 0.01%
20,287
-311
-2% -$6.2K
ZG icon
820
Zillow
ZG
$6.89B
$435K 0.01%
3,309
-472
-12% -$72.8K
BA icon
821
CALL
Boeing
BA
$156B
$433K 0.01%
1,700
-1,400
-45% -$311K
BUD icon
822
AB InBev
BUD
$155B
$433K 0.01%
6,890
+2,024
+42% +$131K
REM icon
823
iShares Mortgage Real Estate ETF
REM
$490M
$433K 0.01%
12,279
-212
-2% -$7.1K
RETA
824
DELISTED
Reata Pharmaceuticals, Inc. Class A Common Stock
RETA
$433K 0.01%
4,345
+630
+17% +$73.5K
INMD icon
825
InMode
INMD
$837M
$432K 0.01%
11,944
-8,452
-41% -$274K
31 32
33
34 35

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DAM
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RPGK
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Sigma Planning Corp's Q1 2021 Portfolio in Review

As of Q1 2021, Sigma Planning Corp held 1,432 positions worth $3.13B, up 6.5% from $2.94B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp deployed $107M of net new capital in Q1 2021, opening 237 new positions and adding to 632 existing holdings. Its largest new stake was Tapestry: 215,385 shares worth $8.88M.

By sector, the portfolio is most concentrated in Miscellaneous at 58% of assets, down from 58% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was iShares 7-10 Year Treasury Bond ETF, an estimated $21.7M trimmed.

  • Sigma Planning Corp's largest Q1 2021 buy was Tapestry: 215,385 shares worth $8.88M.
  • Sigma Planning Corp added most to Pacer Trendpilot US Bond ETF in Q1 2021, an estimated $13M increase.
  • Sigma Planning Corp's biggest Q1 2021 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $21.7M.
  • Sigma Planning Corp fully exited Invesco CurrencyShares Japanese Yen Trust in Q1 2021, selling an estimated $8.35M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $3.13B portfolio in Q1 2021.
  • Sigma Planning Corp opened 237 new positions and closed 107 in Q1 2021.
  • Sigma Planning Corp's portfolio value rose 6.5% quarter-over-quarter to $3.13B.

Based on Sigma Planning Corp's 13F filing for Q1 2021, filed 6 May 2021.