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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+10.07%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.53B
AUM Growth
+$248M
Cap. Flow
+$67.8M
Cap. Flow %
2.68%
Top 10 Hldgs %
24.76%
Holding
1,197
New
143
Increased
443
Reduced
455
Closed
136

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$16.1M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$12.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$12.3M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11.8M
5
GLD icon
SPDR Gold Trust
GLD
+$8.31M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$14.2M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$10.4M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6.27M
4
FBT icon
First Trust NYSE Arca Biotechnology Index Fund
FBT
+$5.32M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5M

Sector Composition

Rank Sector Weight
1 Technology 11.79%
2 Consumer Discretionary 6.34%
3 Healthcare 4.95%
4 Communication Services 4.06%
5 Financials 3.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPGP icon
801
Invesco S&P 500 GARP ETF
SPGP
$2.21B
$294K 0.01%
4,929
-35
-0.7% -$2.06K
SYBT icon
802
Stock Yards Bancorp
SYBT
$2.42B
$292K 0.01%
8,572
– –
MMP
803
DELISTED
Magellan Midstream Partners, L.P.
MMP
$292K 0.01%
8,534
-6,257
-42% -$248K
TFC icon
804
Truist Financial
TFC
$64B
$291K 0.01%
7,636
-473
-6% -$17.8K
RDS.B
805
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$291K 0.01%
12,011
-2,368
-16% -$67.8K
IYJ icon
806
iShares US Industrials ETF
IYJ
$1.98B
$290K 0.01%
3,468
+104
+3% +$8.46K
TSM icon
807
TSMC
TSM
$2.03T
$290K 0.01%
+3,580
New +$272K
ET icon
808
Energy Transfer Partners
ET
$68.9B
$289K 0.01%
53,228
-35,921
-40% -$228K
FDD icon
809
First Trust STOXX European Select Dividend Income Fund
FDD
$862M
$289K 0.01%
28,195
-27,585
-49% -$301K
LTC
810
LTC Properties
LTC
$2.15B
$288K 0.01%
8,267
-307
-4% -$11.3K
MPC icon
811
Marathon Petroleum
MPC
$89.5B
$288K 0.01%
9,810
-6,437
-40% -$226K
MDP
812
DELISTED
Meredith Corporation
MDP
$287K 0.01%
21,887
-7,322
-25% -$102K
IWN icon
813
iShares Russell 2000 Value ETF
IWN
$14.4B
$286K 0.01%
2,876
-871
-23% -$88.5K
VTWO icon
814
Vanguard Russell 2000 ETF
VTWO
$17.4B
$286K 0.01%
4,728
+22
+0.5% +$1.33K
ECPG icon
815
Encore Capital Group
ECPG
$1.99B
$284K 0.01%
7,360
+273
+4% +$10.9K
VPL icon
816
Vanguard FTSE Pacific ETF
VPL
$8.01B
$284K 0.01%
+4,167
New +$278K
YETI icon
817
Yeti Holdings
YETI
$3.85B
$284K 0.01%
+6,261
New +$297K
WING icon
818
Wingstop
WING
$3.78B
$283K 0.01%
+2,073
New +$305K
CHW
819
Calamos Global Dynamic Income Fund
CHW
$540M
$282K 0.01%
34,718
+3,032
+10% +$24.3K
MBIO icon
820
Mustang Bio
MBIO
$4.26M
$282K 0.01%
119
-23
-16% -$56.7K
AT
821
DELISTED
Atlantic Power Corporation
AT
$282K 0.01%
143,980
+13,036
+10% +$26.5K
FVC icon
822
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$105M
$281K 0.01%
10,739
– –
FBC
823
DELISTED
Flagstar Bancorp, Inc. New
FBC
$280K 0.01%
9,456
+418
+5% +$12.6K
ITB icon
824
iShares US Home Construction ETF
ITB
$2.36B
$279K 0.01%
+4,925
New +$257K
URTH icon
825
iShares MSCI World ETF
URTH
$7.89B
$279K 0.01%
2,804
-94
-3% -$9.27K
31 32
33
34 35

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Sigma Planning Corp's Q3 2020 Portfolio in Review

As of Q3 2020, Sigma Planning Corp held 1,197 positions worth $2.53B, up 11% from $2.28B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp's Q3 2020 filing shows 143 new, 443 increased, 455 reduced and 136 closed positions. Its largest new stake was Abiomed Inc: 20,372 shares worth $5.64M. The largest sale was iShares Core S&P Mid-Cap ETF, an estimated $14.2M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q3 2020 buy was Abiomed Inc: 20,372 shares worth $5.64M.
  • Sigma Planning Corp added most to iShares MSCI USA Momentum Factor ETF in Q3 2020, an estimated $16.1M increase.
  • Sigma Planning Corp's biggest Q3 2020 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $14.2M.
  • Sigma Planning Corp fully exited CyrusOne Inc Common Stock in Q3 2020, selling an estimated $3.05M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $2.53B portfolio in Q3 2020.
  • Sigma Planning Corp opened 143 new positions and closed 136 in Q3 2020.
  • Sigma Planning Corp's portfolio value rose 11% quarter-over-quarter to $2.53B.

Based on Sigma Planning Corp's 13F filing for Q3 2020, filed 3 Nov 2020.