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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+7.5%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.37B
AUM Growth
+$287M
Cap. Flow
+$149M
Cap. Flow %
6.27%
Top 10 Hldgs %
22.16%
Holding
1,143
New
143
Increased
513
Reduced
371
Closed
92

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$7.45M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$6.06M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$6.01M
4
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$5.52M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.67M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.41M
2
NEE icon
NextEra Energy
NEE
+$5.94M
3
CMG icon
Chipotle Mexican Grill
CMG
+$5.85M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.59M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$4.89M

Sector Composition

Rank Sector Weight
1 Technology 7.36%
2 Financials 4.5%
3 Healthcare 4.01%
4 Industrials 3.83%
5 Consumer Discretionary 3.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NAD icon
801
Nuveen Quality Municipal Income Fund
NAD
$2.71B
$300K 0.01%
+20,543
New +$297K
BDCS
802
DELISTED
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
$300K 0.01%
14,664
+2,424
+20% +$48.3K
ECPG icon
803
Encore Capital Group
ECPG
$1.93B
$299K 0.01%
8,469
+422
+5% +$14.8K
RWX icon
804
State Street SPDR Dow Jones International Real Estate ETF
RWX
$265M
$298K 0.01%
7,694
-253
-3% -$10.2K
ORLY icon
805
O'Reilly Automotive
ORLY
$72.4B
$296K 0.01%
10,125
-645
-6% -$18.5K
AON icon
806
Aon
AON
$77.3B
$295K 0.01%
1,418
-89
-6% -$17.6K
DOV icon
807
Dover
DOV
$27.2B
$294K 0.01%
+2,551
New +$273K
QSR icon
808
Restaurant Brands International
QSR
$25.1B
$294K 0.01%
4,607
+324
+8% +$21.7K
TLTE icon
809
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
$334M
$294K 0.01%
5,526
+300
+6% +$15.1K
BKK
810
DELISTED
Blackrock Municipal 2020 Term Trust
BKK
$294K 0.01%
+19,743
New +$296K
BDJ icon
811
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.7B
$293K 0.01%
29,505
+300
+1% +$2.82K
DOC icon
812
Healthpeak Properties
DOC
$15.4B
$293K 0.01%
8,510
-17,385
-67% -$608K
FEN
813
DELISTED
First Trust Energy Income and Growth Fund
FEN
$293K 0.01%
12,962
-8,605
-40% -$185K
ENBL
814
DELISTED
ENABLE MIDSTREAM PARTNERS, LP
ENBL
$293K 0.01%
29,213
+15,115
+107% +$154K
FFTY icon
815
CapForce IBD 50 ETF
FFTY
$80.2M
$292K 0.01%
8,404
-9,169
-52% -$310K
XLC icon
816
State Street Communication Services Select Sector SPDR ETF
XLC
$21.9B
$292K 0.01%
5,451
+436
+9% +$22.5K
FFC
817
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$768M
$291K 0.01%
13,417
+952
+8% +$20.4K
ATCO
818
DELISTED
Atlas Corp.
ATCO
$291K 0.01%
+20,510
New +$245K
AMJ
819
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$288K 0.01%
13,213
-555
-4% -$11.9K
JKHY icon
820
Jack Henry & Associates
JKHY
$10.7B
$287K 0.01%
1,970
-61
-3% -$8.91K
SKY icon
821
Champion Homes
SKY
$4.48B
$287K 0.01%
9,061
-3,473
-28% -$108K
DNP icon
822
DNP Select Income Fund
DNP
$4.18B
$286K 0.01%
22,380
-1,159
-5% -$14.8K
PPTY
823
US Diversified Real Estate ETF
PPTY
$26.5M
$286K 0.01%
+8,810
New +$287K
CHW
824
Calamos Global Dynamic Income Fund
CHW
$544M
$285K 0.01%
32,838
+9,150
+39% +$76.1K
MAR icon
825
Marriott International
MAR
$98.7B
$284K 0.01%
1,877
-535
-22% -$71.7K
31 32
33
34 35

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Sigma Planning Corp's Q4 2019 Portfolio in Review

As of Q4 2019, Sigma Planning Corp held 1,143 positions worth $2.37B, up 14% from $2.08B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp deployed $149M of net new capital in Q4 2019, opening 143 new positions and adding to 513 existing holdings. Its largest new stake was iShares US Transportation ETF: 66,896 shares worth $3.27M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, up from 7.1% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $6.41M trimmed.

  • Sigma Planning Corp's largest Q4 2019 buy was iShares US Transportation ETF: 66,896 shares worth $3.27M.
  • Sigma Planning Corp added most to iShares Core Dividend Growth ETF in Q4 2019, an estimated $7.45M increase.
  • Sigma Planning Corp's biggest Q4 2019 reduction was iShares Core S&P 500 ETF, cutting an estimated $6.41M.
  • Sigma Planning Corp fully exited Avalara, Inc. in Q4 2019, selling an estimated $4.36M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.37B portfolio in Q4 2019.
  • Sigma Planning Corp opened 143 new positions and closed 92 in Q4 2019.
  • Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $2.37B.

Based on Sigma Planning Corp's 13F filing for Q4 2019, filed 3 Feb 2020.