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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+1.79%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.08B
AUM Growth
+$143M
Cap. Flow
+$123M
Cap. Flow %
5.9%
Top 10 Hldgs %
20.64%
Holding
1,098
New
109
Increased
483
Reduced
383
Closed
98

Top Buys

Rank Stock Value
1
VGT icon
Vanguard Information Technology ETF
VGT
+$11.9M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$8.9M
3
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$8.48M
4
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$7.6M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$7.12M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$9.05M
2
MBB icon
iShares MBS ETF
MBB
+$7.28M
3
VT icon
Vanguard Total World Stock ETF
VT
+$4.1M
4
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$4.02M
5
FVC icon
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
+$3.36M

Sector Composition

Rank Sector Weight
1 Technology 7.08%
2 Financials 4.39%
3 Consumer Discretionary 4.39%
4 Industrials 4.11%
5 Healthcare 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GPC icon
801
Genuine Parts
GPC
$17.1B
$276K 0.01%
2,775
-2,886
-51% -$277K
HUBB icon
802
Hubbell
HUBB
$25.7B
$275K 0.01%
2,090
-21
-1% -$2.71K
HA
803
DELISTED
Hawaiian Holdings, Inc.
HA
$275K 0.01%
10,465
+2,064
+25% +$54.2K
G icon
804
Genpact
G
$5.3B
$274K 0.01%
7,073
+722
+11% +$28.6K
SPAB icon
805
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.78B
$274K 0.01%
9,228
+99
+1% +$2.91K
KL
806
DELISTED
Kirkland Lake Gold Ltd Ordinary
KL
$274K 0.01%
6,106
-1,743
-22% -$79.6K
UN
807
DELISTED
Unilever NV New York Registry Shares
UN
$273K 0.01%
4,543
+758
+20% +$45.5K
MLKN icon
808
MillerKnoll
MLKN
$1.5B
$272K 0.01%
+5,904
New +$260K
PBI icon
809
Pitney Bowes
PBI
$2.42B
$272K 0.01%
59,469
+4,335
+8% +$17.4K
DGRW icon
810
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.6B
$271K 0.01%
6,014
+7
+0.1% +$310
IFGL icon
811
iShares International Developed Real Estate ETF
IFGL
$81.6M
$270K 0.01%
9,086
+209
+2% +$6.21K
ALSN icon
812
Allison Transmission
ALSN
$10.1B
$269K 0.01%
+5,715
New +$259K
ETJ
813
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$563M
$269K 0.01%
29,107
-9,797
-25% -$92K
FLJP icon
814
Franklin FTSE Japan ETF
FLJP
$3.93B
$269K 0.01%
10,773
-527
-5% -$12.7K
BDJ icon
815
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.7B
$268K 0.01%
29,205
-1,181
-4% -$10.6K
ECPG icon
816
Encore Capital Group
ECPG
$1.93B
$268K 0.01%
8,047
-853
-10% -$30K
FMB icon
817
First Trust Managed Municipal ETF
FMB
$2.03B
$268K 0.01%
+4,825
New +$268K
NWL icon
818
Newell Brands
NWL
$2.16B
$268K 0.01%
14,323
-1,888
-12% -$30.4K
STAG icon
819
STAG Industrial
STAG
$7.86B
$268K 0.01%
9,088
+20
+0.2% +$594
KGC icon
820
Kinross Gold
KGC
$28.5B
$267K 0.01%
+58,138
New +$270K
URTH icon
821
iShares MSCI World ETF
URTH
$7.95B
$265K 0.01%
2,884
-254
-8% -$23.1K
UHS icon
822
Universal Health Services
UHS
$9.43B
$264K 0.01%
1,778
-14
-0.8% -$2.01K
FLRN icon
823
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.11B
$262K 0.01%
8,533
-254
-3% -$7.8K
FTXO icon
824
First Trust Nasdaq Bank ETF
FTXO
$305M
$262K 0.01%
10,259
+1,793
+21% +$45K
MGK icon
825
Vanguard Mega Cap Growth ETF
MGK
$31.9B
$262K 0.01%
9,890
+1,535
+18% +$40.6K
31 32
33
34 35

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Sigma Planning Corp's Q3 2019 Portfolio in Review

As of Q3 2019, Sigma Planning Corp held 1,098 positions worth $2.08B, up 7.3% from $1.94B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp deployed $123M of net new capital in Q3 2019, opening 109 new positions and adding to 483 existing holdings. Its largest new stake was Chipotle Mexican Grill: 389,450 shares worth $6.55M.

By sector, the portfolio is most concentrated in Technology at 7.1% of assets, down from 7.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $9.05M trimmed.

  • Sigma Planning Corp's largest Q3 2019 buy was Chipotle Mexican Grill: 389,450 shares worth $6.55M.
  • Sigma Planning Corp added most to Vanguard Information Technology ETF in Q3 2019, an estimated $11.9M increase.
  • Sigma Planning Corp's biggest Q3 2019 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $9.05M.
  • Sigma Planning Corp fully exited Vanguard Total World Stock ETF in Q3 2019, selling an estimated $4.1M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $2.08B portfolio in Q3 2019.
  • Sigma Planning Corp opened 109 new positions and closed 98 in Q3 2019.
  • Sigma Planning Corp's portfolio value rose 7.3% quarter-over-quarter to $2.08B.

Based on Sigma Planning Corp's 13F filing for Q3 2019, filed 1 Nov 2019.