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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+12.59%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.76B
AUM Growth
+$386M
Cap. Flow
+$217M
Cap. Flow %
12.31%
Top 10 Hldgs %
19.78%
Holding
1,008
New
157
Increased
460
Reduced
296
Closed
68

Top Buys

Rank Stock Value
1
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$21.8M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$9.97M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$9.39M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$9.32M
5
MBB icon
iShares MBS ETF
MBB
+$9.11M

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$7.42M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$5.97M
3
SSO icon
ProShares Ultra S&P500
SSO
+$5.95M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$5.88M
5
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$5.68M

Sector Composition

Rank Sector Weight
1 Technology 7.02%
2 Healthcare 4.47%
3 Financials 4.46%
4 Industrials 4.26%
5 Consumer Discretionary 4.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IQ icon
801
iQIYI
IQ
$1.18B
$226K 0.01%
+9,460
New +$209K
FPF
802
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
$224K 0.01%
10,258
-459
-4% -$9.73K
ICSH icon
803
iShares Ultra Short Duration Bond Active ETF
ICSH
$7.97B
$224K 0.01%
+4,460
New +$224K
ALLT icon
804
Allot
ALLT
$374M
$223K 0.01%
+28,100
New +$202K
MFA
805
MFA Financial
MFA
$929M
$223K 0.01%
7,673
-87
-1% -$2.52K
VV icon
806
Vanguard Large-Cap ETF
VV
$51.9B
$223K 0.01%
+1,721
New +$215K
ECPG icon
807
Encore Capital Group
ECPG
$1.93B
$222K 0.01%
+8,157
New +$244K
SYBT icon
808
Stock Yards Bancorp
SYBT
$2.41B
$222K 0.01%
6,572
– –
UL icon
809
Unilever
UL
$131B
$222K 0.01%
+3,420
New +$208K
PCI
810
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$222K 0.01%
+9,489
New +$217K
GDV icon
811
Gabelli Dividend & Income Trust
GDV
$2.6B
$221K 0.01%
10,403
+44
+0.4% +$906
TM icon
812
Toyota
TM
$210B
$220K 0.01%
1,861
– –
BPL
813
DELISTED
Buckeye Partners, L.P.
BPL
$220K 0.01%
6,480
-1,176
-15% -$38K
FIW icon
814
First Trust Water ETF
FIW
$1.84B
$219K 0.01%
4,278
-3,502
-45% -$171K
IQDF icon
815
FlexShares International Quality Dividend Index Fund
IQDF
$1.13B
$219K 0.01%
9,484
-200
-2% -$4.55K
RQI icon
816
Cohen & Steers Quality Income Realty Fund
RQI
$1.71B
$219K 0.01%
+17,071
New +$204K
XHR
817
Xenia Hotels & Resorts
XHR
$1.98B
$219K 0.01%
10,006
-9,240
-48% -$176K
EVV
818
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$218K 0.01%
17,230
-5
-0% -$62
UTL icon
819
Unitil
UTL
$1,000M
$218K 0.01%
4,022
+3
+0.1% +$157
GPK icon
820
Graphic Packaging
GPK
$3.26B
$217K 0.01%
+17,192
New +$209K
VTWO icon
821
Vanguard Russell 2000 ETF
VTWO
$17.3B
$217K 0.01%
+3,526
New +$213K
AKAM icon
822
Akamai
AKAM
$16.8B
$216K 0.01%
+3,011
New +$204K
GF
823
New Germany Fund
GF
$184M
$216K 0.01%
15,418
+2,749
+22% +$37K
QQQ icon
824
CALL
Invesco QQQ Trust
QQQ
$455B
$216K 0.01%
1,200
-1,000
-45% -$170K
RJF icon
825
Raymond James Financial
RJF
$32.5B
$215K 0.01%
+4,004
New +$214K
31 32
33
34 35

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Sigma Planning Corp's Q1 2019 Portfolio in Review

As of Q1 2019, Sigma Planning Corp held 1,008 positions worth $1.76B, up 28% from $1.37B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp deployed $217M of net new capital in Q1 2019, opening 157 new positions and adding to 460 existing holdings. Its largest new stake was Invesco AI and Next Gen Software ETF: 179,652 shares worth $5.47M.

By sector, the portfolio is most concentrated in Technology at 7% of assets, up from 6.6% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Floating Rate Bond ETF, an estimated $7.42M trimmed.

  • Sigma Planning Corp's largest Q1 2019 buy was Invesco AI and Next Gen Software ETF: 179,652 shares worth $5.47M.
  • Sigma Planning Corp added most to Invesco S&P 500 Low Volatility ETF in Q1 2019, an estimated $21.8M increase.
  • Sigma Planning Corp's biggest Q1 2019 reduction was iShares Floating Rate Bond ETF, cutting an estimated $7.42M.
  • Sigma Planning Corp fully exited iShares Micro-Cap ETF in Q1 2019, selling an estimated $1.5M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $1.76B portfolio in Q1 2019.
  • Sigma Planning Corp opened 157 new positions and closed 68 in Q1 2019.
  • Sigma Planning Corp's portfolio value rose 28% quarter-over-quarter to $1.76B.

Based on Sigma Planning Corp's 13F filing for Q1 2019, filed 1 May 2019.