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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.37B
AUM Growth
+$69.6M
Cap. Flow
+$92.5M
Cap. Flow %
6.76%
Top 10 Hldgs %
19.28%
Holding
943
New
91
Increased
412
Reduced
335
Closed
84

Top Buys

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$6.67M
2
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$6.36M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.83M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.66M
5
FDMO icon
Fidelity Momentum Factor ETF
FDMO
+$4.71M

Top Sells

Rank Stock Value
1
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$5.02M
2
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$4.57M
3
CC icon
Chemours
CC
+$4.34M
4
GEM icon
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GEM
+$3.54M
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$3.05M

Sector Composition

Rank Sector Weight
1 Technology 6.21%
2 Financials 5.18%
3 Healthcare 4.6%
4 Industrials 4.53%
5 Consumer Discretionary 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MZF
801
DELISTED
Managed Duration Inv Grd Muni Fd
MZF
$154K 0.01%
11,355
– –
GNW icon
802
Genworth Financial
GNW
$3.8B
$148K 0.01%
52,266
+249
+0.5% +$748
SIRI icon
803
SiriusXM
SIRI
$10B
$147K 0.01%
2,356
+95
+4% +$5.71K
FSM icon
804
Fortuna Silver Mines
FSM
$2.59B
$146K 0.01%
+28,051
New +$135K
GGN
805
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$767M
$143K 0.01%
29,310
+1,571
+6% +$8.07K
MUX icon
806
McEwen Inc
MUX
$1.03B
$143K 0.01%
6,899
+398
+6% +$8.62K
B
807
Barrick Mining
B
$62.2B
$142K 0.01%
11,387
-9,110
-44% -$121K
JHD
808
DELISTED
Nuveen High Income December 2019 Target Term Fund
JHD
$138K 0.01%
14,050
-10,080
-42% -$99.6K
VIVS
809
VivoSim Labs
VIVS
$1.46M
$137K 0.01%
555
-100
-15% -$29.2K
BCS icon
810
Barclays
BCS
$94.1B
$133K 0.01%
11,742
+6
+0.1% +$65
MAG
811
DELISTED
MAG Silver
MAG
$131K 0.01%
13,423
+1,021
+8% +$11.1K
SA
812
Seabridge Gold
SA
$2.8B
$128K 0.01%
+11,863
New +$131K
OIL
813
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
$126K 0.01%
17,254
-1,500
-8% -$10.5K
SVXY icon
814
ProShares Short VIX Short-Term Futures ETF
SVXY
$220M
$124K 0.01%
+5,293
New +$610K
CYS
815
DELISTED
CYS Investments Inc.
CYS
$124K 0.01%
18,453
-2,192
-11% -$15.1K
PBT
816
Permian Basin Royalty Trust
PBT
$1.36B
$118K 0.01%
12,201
-380
-3% -$3.53K
JPC icon
817
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$113K 0.01%
11,300
+300
+3% +$2.96K
PFX icon
818
PhenixFIN
PFX
$113K 0.01%
1,417
+7
+0.5% +$641
GSS
819
DELISTED
Golden Star Resources Ltd.
GSS
$111K 0.01%
37,939
+6,920
+22% +$25.6K
DF
820
DELISTED
Dean Foods Company
DF
$104K 0.01%
12,064
+296
+3% +$2.92K
GOGL
821
DELISTED
Golden Ocean Group
GOGL
$103K 0.01%
12,929
-728
-5% -$6.4K
IGR
822
CBRE Global Real Estate Income Fund
IGR
$712M
$101K 0.01%
13,758
+3
+0% +$23
MHF
823
Western Asset Municipal High Income Fund
MHF
$151M
$100K 0.01%
13,928
+2,530
+22% +$18.4K
CLF icon
824
Cleveland-Cliffs
CLF
$6.81B
$93K 0.01%
13,404
-700
-5% -$5.25K
BCX icon
825
BlackRock Resources & Commodities Strategy Trust
BCX
$899M
$92K 0.01%
+10,359
New +$98.7K
31 32
33
34 35

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Sigma Planning Corp's Q1 2018 Portfolio in Review

As of Q1 2018, Sigma Planning Corp held 943 positions worth $1.37B, up 5.4% from $1.3B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp deployed $92.5M of net new capital in Q1 2018, opening 91 new positions and adding to 412 existing holdings. Its largest new stake was Highland Opportunities and Income Fund: 209,860 shares worth $3.36M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Fidelity MSCI Consumer Staples Index ETF, an estimated $5.02M trimmed.

  • Sigma Planning Corp's largest Q1 2018 buy was Highland Opportunities and Income Fund: 209,860 shares worth $3.36M.
  • Sigma Planning Corp added most to State Street SPDR Dow Jones Industrial Average ETF Trust in Q1 2018, an estimated $6.67M increase.
  • Sigma Planning Corp's biggest Q1 2018 reduction was Fidelity MSCI Consumer Staples Index ETF, cutting an estimated $5.02M.
  • Sigma Planning Corp fully exited Chemours in Q1 2018, selling an estimated $4.34M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $1.37B portfolio in Q1 2018.
  • Sigma Planning Corp opened 91 new positions and closed 84 in Q1 2018.
  • Sigma Planning Corp's portfolio value rose 5.4% quarter-over-quarter to $1.37B.

Based on Sigma Planning Corp's 13F filing for Q1 2018, filed 11 May 2018.