SPC

Sigma Planning Corp Portfolio holdings

AUM $3.33B
1-Year Return 17.21%
This Quarter Return
-0.52%
1 Year Return
+17.21%
3 Year Return
+65.27%
5 Year Return
+117.04%
10 Year Return
+263.51%
AUM
$1.36B
AUM Growth
+$69.5M
Cap. Flow
+$90.3M
Cap. Flow %
6.65%
Top 10 Hldgs %
19.41%
Holding
937
New
87
Increased
411
Reduced
335
Closed
81

Top Buys

1
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
$6.41M
2
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
$6.28M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
$5.66M
4
IVV icon
iShares Core S&P 500 ETF
IVV
$5.46M
5
FDMO icon
Fidelity Momentum Factor ETF
FDMO
$4.6M

Top Sells

1
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
$4.8M
2
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$4.54M
3
CC icon
Chemours
CC
$4.34M
4
GEM icon
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GEM
$3.54M
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
$3.05M

Sector Composition

1 Technology 6.25%
2 Financials 5.22%
3 Healthcare 4.63%
4 Industrials 4.57%
5 Consumer Discretionary 3.77%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GGN
801
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$750M
$143K 0.01%
29,310
+1,571
+6% +$7.67K
MUX icon
802
McEwen Inc.
MUX
$723M
$143K 0.01%
6,899
+398
+6% +$8.25K
B
803
Barrick Mining Corporation
B
$46.5B
$142K 0.01%
11,387
-9,110
-44% -$114K
JHD
804
DELISTED
Nuveen High Income December 2019 Target Term Fund
JHD
$138K 0.01%
14,050
-10,080
-42% -$99K
VIVS
805
VivoSim Labs, Inc. Common Stock
VIVS
$5.88M
$137K 0.01%
555
-100
-15% -$24.7K
BCS icon
806
Barclays
BCS
$70.5B
$133K 0.01%
11,742
+6
+0.1% +$68
MAG
807
MAG Silver
MAG
$2.54B
$131K 0.01%
13,423
+1,021
+8% +$9.96K
SA
808
Seabridge Gold
SA
$1.77B
$128K 0.01%
+11,863
New +$128K
OIL
809
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
$126K 0.01%
17,254
-1,500
-8% -$11K
SVXY icon
810
ProShares Short VIX Short-Term Futures ETF
SVXY
$250M
$124K 0.01%
+5,293
New +$124K
CYS
811
DELISTED
CYS Investments Inc.
CYS
$124K 0.01%
18,453
-2,192
-11% -$14.7K
PBT
812
Permian Basin Royalty Trust
PBT
$836M
$118K 0.01%
12,201
-380
-3% -$3.68K
JPC icon
813
Nuveen Preferred & Income Opportunities Fund
JPC
$2.62B
$113K 0.01%
11,300
+300
+3% +$3K
PFX icon
814
PhenixFIN
PFX
$96.7M
$113K 0.01%
1,417
+7
+0.5% +$558
GSS
815
DELISTED
Golden Star Resources Ltd.
GSS
$111K 0.01%
37,939
+6,920
+22% +$20.2K
DF
816
DELISTED
Dean Foods Company
DF
$104K 0.01%
12,064
+296
+3% +$2.55K
GOGL
817
DELISTED
Golden Ocean Group
GOGL
$103K 0.01%
12,929
-728
-5% -$5.8K
IGR
818
CBRE Global Real Estate Income Fund
IGR
$705M
$101K 0.01%
13,758
+3
+0% +$22
MHF
819
Western Asset Municipal High Income Fund
MHF
$152M
$100K 0.01%
13,928
+2,530
+22% +$18.2K
CLF icon
820
Cleveland-Cliffs
CLF
$5.2B
$93K 0.01%
13,404
-700
-5% -$4.86K
BCX icon
821
BlackRock Resources & Commodities Strategy Trust
BCX
$781M
$92K 0.01%
+10,359
New +$92K
SJT
822
San Juan Basin Royalty Trust
SJT
$269M
$91K 0.01%
11,569
+229
+2% +$1.8K
LSCC icon
823
Lattice Semiconductor
LSCC
$9.03B
$90K 0.01%
16,103
+993
+7% +$5.55K
SAN icon
824
Banco Santander
SAN
$142B
$89K 0.01%
14,137
+684
+5% +$4.31K
RAD
825
DELISTED
Rite Aid Corporation
RAD
$89K 0.01%
2,661
+152
+6% +$5.08K
31 32
33
34 35