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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+5.24%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.3B
AUM Growth
+$85.5M
Cap. Flow
+$30.3M
Cap. Flow %
2.34%
Top 10 Hldgs %
19.03%
Holding
922
New
75
Increased
425
Reduced
333
Closed
70

Top Buys

Rank Stock Value
1
DD icon
DuPont de Nemours
DD
+$5.75M
2
IVE icon
iShares S&P 500 Value ETF
IVE
+$5.51M
3
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$5.22M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$2.77M
5
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$2.74M

Top Sells

Rank Stock Value
1
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$12.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$10.6M
3
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$4.19M
4
SWKS icon
Skyworks Solutions
SWKS
+$2.67M
5
IYR icon
iShares US Real Estate ETF
IYR
+$2.44M

Sector Composition

Rank Sector Weight
1 Technology 5.96%
2 Financials 5.11%
3 Industrials 4.91%
4 Healthcare 4.64%
5 Consumer Staples 4.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VANI icon
801
Vivani Medical
VANI
$110M
$144K 0.01%
+3,142
New +$104K
CDE icon
802
Coeur Mining
CDE
$15.6B
$142K 0.01%
18,914
+2,872
+18% +$22.5K
IAG icon
803
IAMGOLD
IAG
$8.47B
$139K 0.01%
23,868
+2,540
+12% +$14.5K
GSS
804
DELISTED
Golden Star Resources Ltd.
GSS
$138K 0.01%
31,019
+225
+0.7% +$910
DBRG icon
805
DigitalBridge
DBRG
$2.94B
$137K 0.01%
2,992
-200
-6% -$9.82K
TSI
806
TCW Strategic Income Fund
TSI
$212M
$137K 0.01%
+23,367
New +$132K
DF
807
DELISTED
Dean Foods Company
DF
$136K 0.01%
11,768
-1,774
-13% -$18.8K
PVG
808
DELISTED
PRETIUM RESOURCES INC.
PVG
$124K 0.01%
+10,858
New +$118K
KGC icon
809
Kinross Gold
KGC
$28.5B
$123K 0.01%
28,565
-69
-0.2% -$287
OIL
810
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
$123K 0.01%
18,754
-6,690
-26% -$39.3K
BCS icon
811
Barclays
BCS
$94.1B
$122K 0.01%
11,736
+314
+3% +$3.05K
HYT icon
812
BlackRock Corporate High Yield Fund
HYT
$1.36B
$122K 0.01%
11,122
-1,801
-14% -$20K
SIRI icon
813
SiriusXM
SIRI
$10B
$121K 0.01%
2,261
-69
-3% -$3.81K
JPC icon
814
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$114K 0.01%
11,000
+500
+5% +$5.23K
MLPA icon
815
Global X MLP ETF
MLPA
$2.28B
$113K 0.01%
+1,916
New +$112K
PBT
816
Permian Basin Royalty Trust
PBT
$1.36B
$112K 0.01%
12,581
-404
-3% -$3.71K
GOGL
817
DELISTED
Golden Ocean Group
GOGL
$111K 0.01%
13,657
-290
-2% -$2.35K
DRD
818
DRDGold
DRD
$1.82B
$109K 0.01%
33,344
+865
+3% +$2.97K
IGR
819
CBRE Global Real Estate Income Fund
IGR
$712M
$109K 0.01%
+13,755
New +$108K
CCJ icon
820
Cameco
CCJ
$38.3B
$104K 0.01%
11,225
-630
-5% -$5.91K
CLF icon
821
Cleveland-Cliffs
CLF
$6.81B
$102K 0.01%
14,104
-3,100
-18% -$20.6K
RAD
822
DELISTED
Rite Aid Corporation
RAD
$99K 0.01%
2,509
-91
-4% -$3.25K
AWP
823
abrdn Global Premier Properties Fund
AWP
$377M
$96K 0.01%
4,745
-236
-5% -$4.64K
SJT
824
San Juan Basin Royalty Trust
SJT
$117M
$93K 0.01%
11,340
+502
+5% +$3.96K
ESV
825
DELISTED
Ensco Rowan plc
ESV
$89K 0.01%
3,775
+841
+29% +$18.6K
31 32
33
34 35

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Sigma Planning Corp's Q4 2017 Portfolio in Review

As of Q4 2017, Sigma Planning Corp held 922 positions worth $1.3B, up 7.1% from $1.21B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q4 2017 filing shows 75 new, 425 increased, 333 reduced and 70 closed positions. Its largest new stake was DuPont de Nemours: 31,933 shares worth $5.76M. The largest sale was iShares Core S&P US Value ETF, an estimated $12.4M.

By sector, the portfolio is most concentrated in Technology at 6% of assets, down from 6% a quarter earlier, followed by Financials and Industrials.

  • Sigma Planning Corp's largest Q4 2017 buy was DuPont de Nemours: 31,933 shares worth $5.76M.
  • Sigma Planning Corp added most to iShares S&P 500 Value ETF in Q4 2017, an estimated $5.51M increase.
  • Sigma Planning Corp's biggest Q4 2017 reduction was iShares Core S&P US Value ETF, cutting an estimated $12.4M.
  • Sigma Planning Corp fully exited Newmont in Q4 2017, selling an estimated $1.74M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $1.3B portfolio in Q4 2017.
  • Sigma Planning Corp opened 75 new positions and closed 70 in Q4 2017.
  • Sigma Planning Corp's portfolio value rose 7.1% quarter-over-quarter to $1.3B.

Based on Sigma Planning Corp's 13F filing for Q4 2017, filed 7 Feb 2018.