We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-0.42%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.32B
AUM Growth
-$30.1M
Cap. Flow
+$18.8M
Cap. Flow %
0.57%
Top 10 Hldgs %
19.8%
Holding
1,540
New
127
Increased
671
Reduced
531
Closed
168

Top Buys

Rank Stock Value
1
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$13.7M
2
JVAL icon
JPMorgan US Value Factor ETF
JVAL
+$9.67M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$8.51M
4
VLUE icon
iShares MSCI USA Value Factor ETF
VLUE
+$8.04M
5
RPG icon
Invesco S&P 500 Pure Growth ETF
RPG
+$7.21M

Top Sells

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$11.9M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$10.3M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$7.75M
4
RPV icon
Invesco S&P 500 Pure Value ETF
RPV
+$7.34M
5
BBWI icon
Bath & Body Works
BBWI
+$7.26M

Sector Composition

Rank Sector Weight
1 Technology 11.42%
2 Consumer Discretionary 5.83%
3 Financials 4.89%
4 Healthcare 4.72%
5 Communication Services 4.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSOS icon
776
AdvisorShares Pure US Cannabis ETF
MSOS
$860M
$548K 0.02%
17,372
+3,801
+28% +$132K
OFS icon
777
OFS Capital
OFS
$46M
$546K 0.02%
52,672
+2,343
+5% +$23.4K
PAAS icon
778
Pan American Silver
PAAS
$18.6B
$546K 0.02%
+23,463
New +$613K
FSMB icon
779
First Trust Short Duration Managed Municipal ETF
FSMB
$619M
$545K 0.02%
26,112
+1,269
+5% +$26.6K
ICF icon
780
iShares Select U.S. REIT ETF
ICF
$2.12B
$543K 0.02%
8,300
+985
+13% +$67.5K
NUMG icon
781
Nuveen ESG Mid-Cap Growth ETF
NUMG
$348M
$543K 0.02%
9,990
+252
+3% +$14.1K
AG icon
782
First Majestic Silver
AG
$8.01B
$542K 0.02%
47,927
+9,002
+23% +$116K
DES icon
783
WisdomTree US SmallCap Dividend Fund
DES
$2.2B
$541K 0.02%
17,556
+1,462
+9% +$45.9K
QDEF icon
784
FlexShares Quality Dividend Defensive Index Fund
QDEF
$544M
$540K 0.02%
10,161
-6,678
-40% -$368K
FAAR icon
785
First Trust Alternative Absolute Return Strategy ETF
FAAR
$191M
$538K 0.02%
17,588
-12,055
-41% -$360K
GSEW icon
786
Goldman Sachs Equal Weight US Large Cap Equity ETF
GSEW
$1.89B
$538K 0.02%
8,045
– –
OGIG icon
787
ALPS O'Shares Global Internet Giants ETF
OGIG
$100M
$538K 0.02%
10,161
-1,801
-15% -$99.6K
BAX icon
788
Baxter International
BAX
$12.1B
$535K 0.02%
6,645
-136
-2% -$10.7K
GTM
789
ZoomInfo Technologies
GTM
$908M
$534K 0.02%
+8,727
New +$522K
GOOG icon
790
CALL
Alphabet (Google) Class C
GOOG
$3.99T
$533K 0.02%
+4,000
New +$551K
MLPX icon
791
Global X MLP & Energy Infrastructure ETF
MLPX
$3.6B
$533K 0.02%
14,845
+620
+4% +$21.5K
GXO icon
792
GXO Logistics
GXO
$6.13B
$531K 0.02%
+6,766
New +$531K
SE icon
793
Sea Limited
SE
$63.9B
$531K 0.02%
1,667
+570
+52% +$175K
JHG
794
DELISTED
Janus Henderson
JHG
$530K 0.02%
12,812
-1,069
-8% -$44.4K
WY icon
795
Weyerhaeuser
WY
$17.2B
$530K 0.02%
14,894
+2,622
+21% +$91.8K
B
796
Barrick Mining
B
$62.6B
$529K 0.02%
29,296
-32,680
-53% -$656K
ORLY icon
797
O'Reilly Automotive
ORLY
$75.1B
$527K 0.02%
12,930
+1,665
+15% +$66.6K
TSCO icon
798
Tractor Supply
TSCO
$16.7B
$526K 0.02%
12,975
+190
+1% +$7.37K
FSM icon
799
Fortuna Silver Mines
FSM
$2.59B
$524K 0.02%
+133,399
New +$597K
UL icon
800
Unilever
UL
$132B
$521K 0.02%
8,539
-2,859
-25% -$182K
30 31
32
33 34

Similar funds

U
Uber San Francisco, California $3.6B AUM 19.81% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q3 2021 Portfolio in Review

As of Q3 2021, Sigma Planning Corp held 1,540 positions worth $3.32B, down 0.9% from $3.36B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp's Q3 2021 filing shows 127 new, 671 increased, 531 reduced and 168 closed positions. Its largest new stake was VictoryShares US 500 Enhanced Volatility Wtd ETF: 55,783 shares worth $3.97M. The largest sale was Invesco S&P 500 High Beta ETF, an estimated $11.9M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q3 2021 buy was VictoryShares US 500 Enhanced Volatility Wtd ETF: 55,783 shares worth $3.97M.
  • Sigma Planning Corp added most to Schwab US Large-Cap Growth ETF in Q3 2021, an estimated $13.7M increase.
  • Sigma Planning Corp's biggest Q3 2021 reduction was Invesco S&P 500 High Beta ETF, cutting an estimated $11.9M.
  • Sigma Planning Corp fully exited Invesco S&P 500 Pure Value ETF in Q3 2021, selling an estimated $7.34M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $3.32B portfolio in Q3 2021.
  • Sigma Planning Corp opened 127 new positions and closed 168 in Q3 2021.
  • Sigma Planning Corp's portfolio value fell 0.9% quarter-over-quarter to $3.32B.

Based on Sigma Planning Corp's 13F filing for Q3 2021, filed 28 Oct 2021.