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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+21.42%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.28B
AUM Growth
+$594M
Cap. Flow
+$272M
Cap. Flow %
11.95%
Top 10 Hldgs %
24.27%
Holding
1,116
New
201
Increased
513
Reduced
312
Closed
62

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$20.9M
2
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$10.6M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$8.59M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$8.46M
5
MSFT icon
Microsoft
MSFT
+$8.38M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$6.33M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$4.61M
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$4.28M
4
STPZ icon
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
+$3.82M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$3.69M

Sector Composition

Rank Sector Weight
1 Technology 10.99%
2 Healthcare 5.18%
3 Consumer Discretionary 5.15%
4 Communication Services 3.99%
5 Financials 3.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BBY icon
776
Best Buy
BBY
$18B
$302K 0.01%
+3,465
New +$263K
BGS icon
777
B&G Foods
BGS
$285M
$302K 0.01%
12,385
-12,661
-51% -$274K
CIEN icon
778
Ciena
CIEN
$55.3B
$300K 0.01%
+5,531
New +$275K
FRME icon
779
First Merchants
FRME
$2.72B
$299K 0.01%
10,837
+825
+8% +$22K
AIVI icon
780
WisdomTree International AI Enhanced Value Fund
AIVI
$60.2M
$298K 0.01%
8,386
-205
-2% -$6.95K
AXAS
781
DELISTED
Abraxas Petroleum Corp
AXAS
$298K 0.01%
63,865
+11,800
+23% +$53.4K
JDD
782
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
$297K 0.01%
38,358
+10,077
+36% +$76K
ALK icon
783
Alaska Air
ALK
$5.15B
$294K 0.01%
+8,103
New +$264K
EL icon
784
Estee Lauder
EL
$29B
$294K 0.01%
1,557
-501
-24% -$89.5K
LZB icon
785
La-Z-Boy
LZB
$1.59B
$294K 0.01%
+10,858
New +$261K
UNM icon
786
Unum
UNM
$13.8B
$294K 0.01%
+17,751
New +$280K
BOX icon
787
Box
BOX
$4.02B
$292K 0.01%
+14,081
New +$247K
LQDH icon
788
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
$503M
$291K 0.01%
3,239
+4
+0.1% +$350
IXJ icon
789
iShares Global Healthcare ETF
IXJ
$4.11B
$290K 0.01%
4,210
+200
+5% +$13.5K
LEN icon
790
Lennar Class A
LEN
$20.4B
$290K 0.01%
+4,867
New +$249K
MNA icon
791
IQ ARB Merger Arbitrage ETF
MNA
$249M
$289K 0.01%
9,165
-3,071
-25% -$95.7K
TSCO icon
792
Tractor Supply
TSCO
$16.3B
$288K 0.01%
+10,940
New +$239K
WDFC icon
793
WD-40
WDFC
$3.1B
$287K 0.01%
1,445
+112
+8% +$20.3K
FITB
794
Fifth Third Bancorp
FITB
$52B
$286K 0.01%
14,808
-2,246
-13% -$41.6K
MCK icon
795
McKesson
MCK
$98.5B
$285K 0.01%
1,857
-95
-5% -$13.7K
UTG icon
796
Reaves Utility Income Fund
UTG
$3.69B
$285K 0.01%
9,440
-296
-3% -$9.13K
UL icon
797
Unilever
UL
$131B
$284K 0.01%
4,594
+438
+11% +$26.2K
LGLV icon
798
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
$1.19B
$282K 0.01%
2,759
+62
+2% +$6.15K
USO icon
799
United States Oil Fund
USO
$2.45B
$282K 0.01%
10,059
+8,345
+487% +$228K
EDOW icon
800
First Trust Dow 30 Equal Weight ETF
EDOW
$308M
$280K 0.01%
+12,015
New +$271K
30 31
32
33 34

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BPS
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Sigma Planning Corp's Q2 2020 Portfolio in Review

As of Q2 2020, Sigma Planning Corp held 1,116 positions worth $2.28B, up 35% from $1.68B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Sigma Planning Corp deployed $272M of net new capital in Q2 2020, opening 201 new positions and adding to 513 existing holdings. Its largest new stake was Chipotle Mexican Grill: 205,200 shares worth $4.32M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 8.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $6.33M trimmed.

  • Sigma Planning Corp's largest Q2 2020 buy was Chipotle Mexican Grill: 205,200 shares worth $4.32M.
  • Sigma Planning Corp added most to iShares 7-10 Year Treasury Bond ETF in Q2 2020, an estimated $20.9M increase.
  • Sigma Planning Corp's biggest Q2 2020 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $6.33M.
  • Sigma Planning Corp fully exited Invesco DB US Dollar Index Bullish Fund in Q2 2020, selling an estimated $1.87M.
  • Sigma Planning Corp's ten largest holdings make up 24% of its $2.28B portfolio in Q2 2020.
  • Sigma Planning Corp opened 201 new positions and closed 62 in Q2 2020.
  • Sigma Planning Corp's portfolio value rose 35% quarter-over-quarter to $2.28B.

Based on Sigma Planning Corp's 13F filing for Q2 2020, filed 31 Jul 2020.