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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-15.19%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.68B
AUM Growth
-$686M
Cap. Flow
-$313M
Cap. Flow %
-18.61%
Top 10 Hldgs %
24.56%
Holding
1,150
New
99
Increased
340
Reduced
463
Closed
235

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$14.9M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$13M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$11M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$4.19M
5
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$3.69M

Top Sells

Rank Stock Value
1
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$16M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$12.7M
3
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$9.08M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$8.23M
5
CPRT icon
Copart
CPRT
+$7.69M

Sector Composition

Rank Sector Weight
1 Technology 8.92%
2 Healthcare 4.9%
3 Consumer Discretionary 4.23%
4 Communication Services 3.99%
5 Consumer Staples 3.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ILCB icon
776
iShares Morningstar US Equity ETF
ILCB
$1.26B
$207K 0.01%
5,656
-36
-0.6% -$1.58K
ZBH icon
777
Zimmer Biomet
ZBH
$17.8B
$207K 0.01%
2,107
+537
+34% +$70.4K
GPN icon
778
Global Payments
GPN
$23B
$206K 0.01%
1,427
+44
+3% +$8.04K
WFC.PRL icon
779
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.68B
$206K 0.01%
+162
New +$234K
AGNC icon
780
AGNC Investment
AGNC
$12.4B
$205K 0.01%
19,379
-18,240
-48% -$304K
BDJ icon
781
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.7B
$205K 0.01%
31,339
+1,834
+6% +$15.7K
FTLS icon
782
First Trust Long/Short Equity ETF
FTLS
$2.46B
$205K 0.01%
5,482
-2,570
-32% -$106K
RSPT icon
783
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.43B
$205K 0.01%
+12,860
New +$243K
ETB
784
Eaton Vance Tax-Managed Buy-Write Income Fund
ETB
$448M
$204K 0.01%
16,735
+1,587
+10% +$24.1K
AAPL icon
785
CALL
Apple
AAPL
$4.95T
$203K 0.01%
3,200
-6,800
-68% -$500K
BKNG icon
786
Booking.com
BKNG
$145B
$202K 0.01%
3,725
-800
-18% -$56.2K
BMAR icon
787
Innovator US Equity Buffer ETF March
BMAR
$249M
$202K 0.01%
+8,555
New +$204K
G icon
788
Genpact
G
$5.45B
$202K 0.01%
6,920
+700
+11% +$27.4K
EMLP icon
789
First Trust North American Energy Infrastructure Fund
EMLP
$4.12B
$201K 0.01%
11,309
-6,505
-37% -$152K
ORLY icon
790
O'Reilly Automotive
ORLY
$75.1B
$201K 0.01%
10,020
-105
-1% -$2.68K
JDD
791
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
$199K 0.01%
+28,281
New +$276K
HYZD icon
792
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
$260M
$192K 0.01%
10,298
-7,254
-41% -$159K
GPP
793
DELISTED
Green Plains Partners LP
GPP
$191K 0.01%
28,699
-10,775
-27% -$131K
OIL
794
DELISTED
iPath Series B S&P GSCI Crude Oil ETN
OIL
$190K 0.01%
+45,920
New +$434K
IXC icon
795
iShares Global Energy ETF
IXC
$2.71B
$188K 0.01%
+11,108
New +$277K
OGI
796
Organigram Holdings
OGI
$132M
$188K 0.01%
23,541
+4,438
+23% +$40.3K
PBCT
797
DELISTED
People's United Financial Inc
PBCT
$188K 0.01%
+17,046
New +$253K
FPF
798
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
$187K 0.01%
10,496
+539
+5% +$12K
CHW
799
Calamos Global Dynamic Income Fund
CHW
$538M
$182K 0.01%
31,686
-1,152
-4% -$8.94K
CODI icon
800
Compass Diversified
CODI
$755M
$181K 0.01%
13,535
-5,801
-30% -$118K
30 31
32
33 34

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Sigma Planning Corp's Q1 2020 Portfolio in Review

As of Q1 2020, Sigma Planning Corp held 1,150 positions worth $1.68B, down 29% from $2.37B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp withdrew a net $313M in Q1 2020, closing 235 positions and reducing 463 holdings. Its most notable exit was Copart, an estimated $7.69M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.9% of assets, up from 7.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Sigma Planning Corp opened a new position in VanEck Semiconductor ETF worth $2.81M.

  • Sigma Planning Corp's largest Q1 2020 buy was VanEck Semiconductor ETF: 47,920 shares worth $2.81M.
  • Sigma Planning Corp added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $14.9M increase.
  • Sigma Planning Corp's biggest Q1 2020 reduction was Invesco S&P 500 Low Volatility ETF, cutting an estimated $16M.
  • Sigma Planning Corp fully exited Copart in Q1 2020, selling an estimated $7.69M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $1.68B portfolio in Q1 2020.
  • Sigma Planning Corp opened 99 new positions and closed 235 in Q1 2020.
  • Sigma Planning Corp's portfolio value fell 29% quarter-over-quarter to $1.68B.

Based on Sigma Planning Corp's 13F filing for Q1 2020, filed 1 May 2020.