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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+7.5%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.37B
AUM Growth
+$287M
(+14%)
Cap. Flow
+$149M
Cap. Flow
% of AUM
6.27%
Top 10 Holdings %
Top 10 Hldgs %
22.16%
Holding
1,143
New
143
Increased
513
Reduced
371
Closed
92
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core Dividend Growth ETF
DGRO
|
+$7.45M |
| 2 |
Invesco Dorsey Wright Momentum ETF
PDP
|
+$6.06M |
| 3 |
State Street Technology Select Sector SPDR ETF
XLK
|
+$6.01M |
| 4 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$5.52M |
| 5 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$4.67M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$6.41M |
| 2 |
NextEra Energy
NEE
|
+$5.94M |
| 3 |
Chipotle Mexican Grill
CMG
|
+$5.85M |
| 4 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$5.59M |
| 5 |
iShares S&P 500 Growth ETF
IVW
|
+$4.89M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.36% |
| 2 | Financials | 4.5% |
| 3 | Healthcare | 4.01% |
| 4 | Industrials | 3.83% |
| 5 | Consumer Discretionary | 3.66% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
776
Align Technology
ALGN
$12B
| $313K | 0.01% |
+1,122
| New | +$280K |
|
777
VanEck IG Floating Rate ETF
FLTR
$2.93B
| $313K | 0.01% |
12,354
-4,262
| -26% | -$108K |
|
778
LKQ Corp
LKQ
$6.58B
| $313K | 0.01% |
8,754
-413
| -5% | -$14K |
|
779
ScottsMiracle-Gro
SMG
$4.03B
| $313K | 0.01% |
2,943
+71
| +2% | +$7.26K |
|
780
Harley-Davidson
HOG
$2.68B
| $312K | 0.01% |
8,377
-215
| -3% | -$8K |
|
781
VF Corp
VFC
$6.68B
| $312K | 0.01% |
+3,128
| New | +$280K |
|
782
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.32B
| $311K | 0.01% |
10,791
-1,740
| -14% | -$49.8K |
|
783
NeoGenomics
NEO
$1.81B
| $311K | 0.01% |
10,630
+104
| +1% | +$2.48K |
|
784
Stock Yards Bancorp
SYBT
$2.41B
| $311K | 0.01% |
7,572
+1,000
| +15% | +$39.7K |
|
785
EPR Properties
EPR
$4.86B
| $310K | 0.01% |
4,392
+1,709
| +64% | +$126K |
|
786
Hubbell
HUBB
$25.7B
| $310K | 0.01% |
2,100
+10
| +0.5% | +$1.42K |
|
|
MORL
787
DELISTED
ETRACS Monthly Pay 2xLeveraged Mortgage REIT ETN
MORL
| $310K | 0.01% |
21,698
+379
| +2% | +$5.13K |
|
788
Bank of Hawaii
BOH
$3.33B
| $307K | 0.01% |
+3,230
| New | +$287K |
|
|
VER
789
DELISTED
VEREIT, Inc.
VER
| $307K | 0.01% |
6,645
-95
| -1% | -$4.55K |
|
790
Under Armour
UAA
$3B
| $306K | 0.01% |
+14,173
| New | +$275K |
|
|
FSCS
791
First Trust SMID Capital Strength ETF
FSCS
$57.7M
| $306K | 0.01% |
13,043
+3,337
| +34% | +$76K |
|
|
CYBR
792
DELISTED
CyberArk
CYBR
| $303K | 0.01% |
2,600
-391
| -13% | -$43.9K |
|
793
WisdomTree International AI Enhanced Value Fund
AIVI
$60.2M
| $302K | 0.01% |
7,074
-553
| -7% | -$23.1K |
|
794
Fidelity Dividend ETF for Rising Rates
FDRR
$732M
| $302K | 0.01% |
+8,579
| New | +$288K |
|
795
Gray Television
GTN
$407M
| $302K | 0.01% |
+14,091
| New | +$262K |
|
796
Idexx Laboratories
IDXX
$42.9B
| $302K | 0.01% |
1,158
-184
| -14% | -$48.5K |
|
797
La-Z-Boy
LZB
$1.59B
| $302K | 0.01% |
9,598
| – | – |
|
798
Allegion
ALLE
$13B
| $301K | 0.01% |
2,418
-11
| -0.5% | -$1.27K |
|
799
iShares Global Healthcare ETF
IXJ
$4.11B
| $301K | 0.01% |
4,376
+295
| +7% | +$19.1K |
|
800
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
| $300K | 0.01% |
4,137
-5
| -0.1% | -$350 |
|
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Sigma Planning Corp's Q4 2019 Portfolio in Review
As of Q4 2019, Sigma Planning Corp held 1,143 positions worth $2.37B, up 14% from $2.08B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Sigma Planning Corp deployed $149M of net new capital in Q4 2019, opening 143 new positions and adding to 513 existing holdings. Its largest new stake was iShares US Transportation ETF: 66,896 shares worth $3.27M.
By sector, the portfolio is most concentrated in Technology at 7.4% of assets, up from 7.1% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $6.41M trimmed.
- Sigma Planning Corp's largest Q4 2019 buy was iShares US Transportation ETF: 66,896 shares worth $3.27M.
- Sigma Planning Corp added most to iShares Core Dividend Growth ETF in Q4 2019, an estimated $7.45M increase.
- Sigma Planning Corp's biggest Q4 2019 reduction was iShares Core S&P 500 ETF, cutting an estimated $6.41M.
- Sigma Planning Corp fully exited Avalara, Inc. in Q4 2019, selling an estimated $4.36M.
- Sigma Planning Corp's ten largest holdings make up 22% of its $2.37B portfolio in Q4 2019.
- Sigma Planning Corp opened 143 new positions and closed 92 in Q4 2019.
- Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $2.37B.
Based on Sigma Planning Corp's 13F filing for Q4 2019, filed 3 Feb 2020.