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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+1.79%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.08B
AUM Growth
+$143M
Cap. Flow
+$123M
Cap. Flow %
5.9%
Top 10 Hldgs %
20.64%
Holding
1,098
New
109
Increased
483
Reduced
383
Closed
98

Top Buys

Rank Stock Value
1
VGT icon
Vanguard Information Technology ETF
VGT
+$11.9M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$8.9M
3
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$8.48M
4
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$7.6M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$7.12M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$9.05M
2
MBB icon
iShares MBS ETF
MBB
+$7.28M
3
VT icon
Vanguard Total World Stock ETF
VT
+$4.1M
4
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$4.02M
5
FVC icon
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
+$3.36M

Sector Composition

Rank Sector Weight
1 Technology 7.08%
2 Financials 4.39%
3 Consumer Discretionary 4.39%
4 Industrials 4.11%
5 Healthcare 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STI
776
DELISTED
SunTrust Banks, Inc.
STI
$291K 0.01%
4,226
+120
+3% +$7.68K
LKQ icon
777
LKQ Corp
LKQ
$6.58B
$288K 0.01%
9,167
-13,683
-60% -$374K
SCHH icon
778
Schwab US REIT ETF
SCHH
$11.7B
$288K 0.01%
12,206
-1,016
-8% -$23.3K
WDFC icon
779
WD-40
WDFC
$3.1B
$288K 0.01%
1,567
+133
+9% +$23.9K
ANET icon
780
Arista Networks
ANET
$219B
$287K 0.01%
19,248
-14,112
-42% -$218K
IWY icon
781
iShares Russell Top 200 Growth ETF
IWY
$16B
$287K 0.01%
+3,292
New +$287K
MOS icon
782
The Mosaic Company
MOS
$7.09B
$287K 0.01%
+13,978
New +$304K
CCK icon
783
Crown Holdings
CCK
$12.8B
$286K 0.01%
4,327
-2,057
-32% -$132K
ICF icon
784
iShares Select U.S. REIT ETF
ICF
$2.12B
$286K 0.01%
+4,770
New +$279K
ORLY icon
785
O'Reilly Automotive
ORLY
$72.4B
$286K 0.01%
10,770
-435
-4% -$11.2K
DRI icon
786
Darden Restaurants
DRI
$22.5B
$284K 0.01%
2,399
+126
+6% +$15.4K
DSL
787
DoubleLine Income Solutions Fund
DSL
$1.21B
$284K 0.01%
14,232
+512
+4% +$10.2K
LAD icon
788
Lithia Motors
LAD
$7.78B
$284K 0.01%
2,142
-12
-0.6% -$1.53K
FUN icon
789
Cedar Fair
FUN
$1.78B
$282K 0.01%
+4,838
New +$255K
HAS icon
790
Hasbro
HAS
$12.6B
$282K 0.01%
2,376
+481
+25% +$54.8K
IFV icon
791
First Trust Dorsey Wright International Focus 5 ETF
IFV
$226M
$282K 0.01%
14,798
-611
-4% -$11.8K
IQV icon
792
IQVIA
IQV
$34.7B
$282K 0.01%
1,890
-83
-4% -$12.9K
SPYG icon
793
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$50.7B
$281K 0.01%
7,216
+1,694
+31% +$66.2K
CHTR icon
794
Charter Communications
CHTR
$14.7B
$280K 0.01%
679
+21
+3% +$8.47K
FNX icon
795
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
$280K 0.01%
4,142
-3,652
-47% -$248K
PKW icon
796
Invesco BuyBack Achievers ETF
PKW
$1.69B
$280K 0.01%
4,473
-699
-14% -$43.6K
EBAY icon
797
eBay
EBAY
$48.6B
$279K 0.01%
7,147
+1,632
+30% +$65.5K
HEXO
798
DELISTED
HEXO Corp. Common Shares
HEXO
$279K 0.01%
1,258
-27
-2% -$6.73K
MSFT icon
799
CALL
Microsoft
MSFT
$2.84T
$278K 0.01%
+2,000
New +$275K
ROP icon
800
Roper Technologies
ROP
$36.3B
$277K 0.01%
776
-18
-2% -$6.54K
30 31
32
33 34

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Sigma Planning Corp's Q3 2019 Portfolio in Review

As of Q3 2019, Sigma Planning Corp held 1,098 positions worth $2.08B, up 7.3% from $1.94B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp deployed $123M of net new capital in Q3 2019, opening 109 new positions and adding to 483 existing holdings. Its largest new stake was Chipotle Mexican Grill: 389,450 shares worth $6.55M.

By sector, the portfolio is most concentrated in Technology at 7.1% of assets, down from 7.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $9.05M trimmed.

  • Sigma Planning Corp's largest Q3 2019 buy was Chipotle Mexican Grill: 389,450 shares worth $6.55M.
  • Sigma Planning Corp added most to Vanguard Information Technology ETF in Q3 2019, an estimated $11.9M increase.
  • Sigma Planning Corp's biggest Q3 2019 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $9.05M.
  • Sigma Planning Corp fully exited Vanguard Total World Stock ETF in Q3 2019, selling an estimated $4.1M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $2.08B portfolio in Q3 2019.
  • Sigma Planning Corp opened 109 new positions and closed 98 in Q3 2019.
  • Sigma Planning Corp's portfolio value rose 7.3% quarter-over-quarter to $2.08B.

Based on Sigma Planning Corp's 13F filing for Q3 2019, filed 1 Nov 2019.