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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+12.59%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.76B
AUM Growth
+$386M
Cap. Flow
+$217M
Cap. Flow %
12.31%
Top 10 Hldgs %
19.78%
Holding
1,008
New
157
Increased
460
Reduced
296
Closed
68

Top Buys

Rank Stock Value
1
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$21.8M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$9.97M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$9.39M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$9.32M
5
MBB icon
iShares MBS ETF
MBB
+$9.11M

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$7.42M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$5.97M
3
SSO icon
ProShares Ultra S&P500
SSO
+$5.95M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$5.88M
5
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$5.68M

Sector Composition

Rank Sector Weight
1 Technology 7.02%
2 Healthcare 4.47%
3 Financials 4.46%
4 Industrials 4.26%
5 Consumer Discretionary 4.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MAR icon
776
Marriott International
MAR
$98.7B
$238K 0.01%
1,905
-16
-0.8% -$1.88K
XSLV icon
777
Invesco S&P SmallCap Low Volatility ETF
XSLV
$249M
$238K 0.01%
+5,080
New +$236K
HA
778
DELISTED
Hawaiian Holdings, Inc.
HA
$238K 0.01%
9,051
– –
RHP icon
779
Ryman Hospitality Properties
RHP
$8.4B
$236K 0.01%
+2,871
New +$229K
EVT icon
780
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.06B
$233K 0.01%
+10,431
New +$222K
LGND icon
781
Ligand Pharmaceuticals
LGND
$6.02B
$233K 0.01%
+2,970
New +$225K
SCI icon
782
Service Corp International
SCI
$11.4B
$233K 0.01%
+5,807
New +$242K
SPYD icon
783
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.66B
$233K 0.01%
6,154
+195
+3% +$7.19K
JRO
784
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$233K 0.01%
24,303
-1,189
-5% -$11.7K
LULU icon
785
lululemon athletica
LULU
$13B
$232K 0.01%
+1,418
New +$207K
RAVI icon
786
FlexShares Ultra-Short Income Fund
RAVI
$1.47B
$232K 0.01%
+3,070
New +$231K
TOTL icon
787
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.11B
$232K 0.01%
4,802
-3,312
-41% -$158K
PFC
788
DELISTED
Premier Financial Corp. Common Stock
PFC
$232K 0.01%
+8,056
New +$233K
DSL
789
DoubleLine Income Solutions Fund
DSL
$1.21B
$231K 0.01%
11,610
+202
+2% +$3.91K
CI icon
790
Cigna
CI
$76.6B
$230K 0.01%
1,427
+216
+18% +$39.4K
MNDT
791
DELISTED
Mandiant, Inc. Common Stock
MNDT
$230K 0.01%
13,717
+1,298
+10% +$21.8K
EEFT icon
792
Euronet Worldwide
EEFT
$3.02B
$229K 0.01%
+1,603
New +$200K
IXJ icon
793
iShares Global Healthcare ETF
IXJ
$4.11B
$228K 0.01%
3,725
+20
+0.5% +$1.19K
SPIP icon
794
State Street SPDR Portfolio TIPS ETF
SPIP
$1B
$228K 0.01%
8,172
– –
STE icon
795
Steris
STE
$20.9B
$228K 0.01%
+1,779
New +$209K
USCI icon
796
US Commodity Index
USCI
$372M
$228K 0.01%
5,875
+375
+7% +$14.5K
XPO icon
797
XPO
XPO
$25B
$228K 0.01%
12,277
+142
+1% +$2.73K
CLH icon
798
Clean Harbors
CLH
$16.1B
$227K 0.01%
+3,177
New +$196K
IFF icon
799
International Flavors & Fragrances
IFF
$19.4B
$227K 0.01%
+1,760
New +$233K
QTNA
800
DELISTED
Quantenna Communications, Inc. Common Stock
QTNA
$227K 0.01%
+9,350
New +$163K
30 31
32
33 34

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Sigma Planning Corp's Q1 2019 Portfolio in Review

As of Q1 2019, Sigma Planning Corp held 1,008 positions worth $1.76B, up 28% from $1.37B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp deployed $217M of net new capital in Q1 2019, opening 157 new positions and adding to 460 existing holdings. Its largest new stake was Invesco AI and Next Gen Software ETF: 179,652 shares worth $5.47M.

By sector, the portfolio is most concentrated in Technology at 7% of assets, up from 6.6% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Floating Rate Bond ETF, an estimated $7.42M trimmed.

  • Sigma Planning Corp's largest Q1 2019 buy was Invesco AI and Next Gen Software ETF: 179,652 shares worth $5.47M.
  • Sigma Planning Corp added most to Invesco S&P 500 Low Volatility ETF in Q1 2019, an estimated $21.8M increase.
  • Sigma Planning Corp's biggest Q1 2019 reduction was iShares Floating Rate Bond ETF, cutting an estimated $7.42M.
  • Sigma Planning Corp fully exited iShares Micro-Cap ETF in Q1 2019, selling an estimated $1.5M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $1.76B portfolio in Q1 2019.
  • Sigma Planning Corp opened 157 new positions and closed 68 in Q1 2019.
  • Sigma Planning Corp's portfolio value rose 28% quarter-over-quarter to $1.76B.

Based on Sigma Planning Corp's 13F filing for Q1 2019, filed 1 May 2019.