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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.37B
AUM Growth
+$69.6M
Cap. Flow
+$92.5M
Cap. Flow %
6.76%
Top 10 Hldgs %
19.28%
Holding
943
New
91
Increased
412
Reduced
335
Closed
84

Top Buys

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$6.67M
2
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$6.36M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.83M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.66M
5
FDMO icon
Fidelity Momentum Factor ETF
FDMO
+$4.71M

Top Sells

Rank Stock Value
1
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$5.02M
2
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$4.57M
3
CC icon
Chemours
CC
+$4.34M
4
GEM icon
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GEM
+$3.54M
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$3.05M

Sector Composition

Rank Sector Weight
1 Technology 6.21%
2 Financials 5.18%
3 Healthcare 4.6%
4 Industrials 4.53%
5 Consumer Discretionary 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BBY icon
776
Best Buy
BBY
$18B
$202K 0.01%
+2,881
New +$207K
BHC icon
777
Bausch Health
BHC
$1.65B
$202K 0.01%
12,683
-1,367
-10% -$25.4K
NEM icon
778
Newmont
NEM
$98.2B
$202K 0.01%
+5,165
New +$199K
GHII
779
DELISTED
Invesco S&P High Income Infrastructure ETF
GHII
$202K 0.01%
7,971
-2,872
-26% -$76.3K
SCHO icon
780
Schwab Short-Term US Treasury ETF
SCHO
$12.7B
$201K 0.01%
+8,072
New +$201K
HPQ icon
781
HP
HPQ
$23.5B
$200K 0.01%
+9,140
New +$206K
JFR icon
782
Nuveen Floating Rate Income Fund
JFR
$1.23B
$200K 0.01%
18,389
-270
-1% -$2.97K
DPLO
783
DELISTED
DIPLOMAT PHARMACY, INC.
DPLO
$200K 0.01%
9,945
-1,730
-15% -$40.4K
GBDC icon
784
Golub Capital BDC
GBDC
$3.33B
$198K 0.01%
11,314
-11,916
-51% -$211K
NTG
785
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$193K 0.01%
+1,210
New +$223K
EZPW icon
786
Ezcorp Inc
EZPW
$1.82B
$188K 0.01%
14,270
-1,400
-9% -$17.9K
UA icon
787
Under Armour Class C
UA
$2.92B
$185K 0.01%
12,918
-863
-6% -$12.2K
HL icon
788
Hecla Mining
HL
$10.2B
$182K 0.01%
+49,526
New +$192K
NIM icon
789
Nuveen Select Maturities Municipal Fund
NIM
$117M
$182K 0.01%
18,825
+3,500
+23% +$34.2K
SRC
790
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$178K 0.01%
5,118
-67
-1% -$2.39K
TSI
791
TCW Strategic Income Fund
TSI
$212M
$175K 0.01%
31,367
+8,000
+34% +$44.1K
AVK
792
Advent Convertible and Income Fund
AVK
$544M
$173K 0.01%
11,795
-2,236
-16% -$34.2K
OFS icon
793
OFS Capital
OFS
$43.8M
$172K 0.01%
15,312
+2,688
+21% +$31.4K
DHC
794
Diversified Healthcare Trust
DHC
$2.26B
$170K 0.01%
10,828
+208
+2% +$3.46K
MVT
795
DELISTED
BlackRock MuniVest Fund II
MVT
$170K 0.01%
11,815
+717
+6% +$10.8K
BB icon
796
BlackBerry
BB
$5.01B
$161K 0.01%
13,978
+97
+0.7% +$1.23K
BBDC icon
797
Barings BDC
BBDC
$862M
$160K 0.01%
14,417
-1,135
-7% -$12.3K
EXK
798
Endeavour Silver
EXK
$2.32B
$160K 0.01%
+65,728
New +$157K
ET icon
799
Energy Transfer Partners
ET
$70.1B
$159K 0.01%
11,158
+527
+5% +$8.76K
SIGM
800
DELISTED
Sigma Designs Inc
SIGM
$155K 0.01%
+25,000
New +$155K
30 31
32
33 34

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Sigma Planning Corp's Q1 2018 Portfolio in Review

As of Q1 2018, Sigma Planning Corp held 943 positions worth $1.37B, up 5.4% from $1.3B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp deployed $92.5M of net new capital in Q1 2018, opening 91 new positions and adding to 412 existing holdings. Its largest new stake was Highland Opportunities and Income Fund: 209,860 shares worth $3.36M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Fidelity MSCI Consumer Staples Index ETF, an estimated $5.02M trimmed.

  • Sigma Planning Corp's largest Q1 2018 buy was Highland Opportunities and Income Fund: 209,860 shares worth $3.36M.
  • Sigma Planning Corp added most to State Street SPDR Dow Jones Industrial Average ETF Trust in Q1 2018, an estimated $6.67M increase.
  • Sigma Planning Corp's biggest Q1 2018 reduction was Fidelity MSCI Consumer Staples Index ETF, cutting an estimated $5.02M.
  • Sigma Planning Corp fully exited Chemours in Q1 2018, selling an estimated $4.34M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $1.37B portfolio in Q1 2018.
  • Sigma Planning Corp opened 91 new positions and closed 84 in Q1 2018.
  • Sigma Planning Corp's portfolio value rose 5.4% quarter-over-quarter to $1.37B.

Based on Sigma Planning Corp's 13F filing for Q1 2018, filed 11 May 2018.