SPC

Sigma Planning Corp Portfolio holdings

AUM $3.33B
1-Year Return 17.21%
This Quarter Return
-0.52%
1 Year Return
+17.21%
3 Year Return
+65.27%
5 Year Return
+117.04%
10 Year Return
+263.51%
AUM
$1.36B
AUM Growth
+$69.5M
Cap. Flow
+$90.3M
Cap. Flow %
6.65%
Top 10 Hldgs %
19.41%
Holding
937
New
87
Increased
411
Reduced
335
Closed
81

Top Buys

1
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
$6.41M
2
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
$6.28M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
$5.66M
4
IVV icon
iShares Core S&P 500 ETF
IVV
$5.46M
5
FDMO icon
Fidelity Momentum Factor ETF
FDMO
$4.6M

Top Sells

1
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
$4.8M
2
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$4.54M
3
CC icon
Chemours
CC
$4.34M
4
GEM icon
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GEM
$3.54M
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
$3.05M

Sector Composition

1 Technology 6.25%
2 Financials 5.22%
3 Healthcare 4.63%
4 Industrials 4.57%
5 Consumer Discretionary 3.77%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SCHO icon
776
Schwab Short-Term US Treasury ETF
SCHO
$11.7B
$201K 0.01%
+8,072
New +$201K
HPQ icon
777
HP
HPQ
$27B
$200K 0.01%
+9,140
New +$200K
JFR icon
778
Nuveen Floating Rate Income Fund
JFR
$1.13B
$200K 0.01%
18,389
-270
-1% -$2.94K
DPLO
779
DELISTED
DIPLOMAT PHARMACY, INC.
DPLO
$200K 0.01%
9,945
-1,730
-15% -$34.8K
GBDC icon
780
Golub Capital BDC
GBDC
$3.94B
$198K 0.01%
11,314
-11,916
-51% -$209K
NTG
781
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$193K 0.01%
+1,210
New +$193K
EZPW icon
782
Ezcorp Inc
EZPW
$1.03B
$188K 0.01%
14,270
-1,400
-9% -$18.4K
UA icon
783
Under Armour Class C
UA
$2.19B
$185K 0.01%
12,918
-863
-6% -$12.4K
HL icon
784
Hecla Mining
HL
$5.93B
$182K 0.01%
+49,526
New +$182K
NIM icon
785
Nuveen Select Maturities Municipal Fund
NIM
$114M
$182K 0.01%
18,825
+3,500
+23% +$33.8K
SRC
786
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$178K 0.01%
5,118
-67
-1% -$2.33K
TSI
787
TCW Strategic Income Fund
TSI
$237M
$175K 0.01%
31,367
+8,000
+34% +$44.6K
AVK
788
Advent Convertible and Income Fund
AVK
$551M
$173K 0.01%
11,795
-2,236
-16% -$32.8K
OFS icon
789
OFS Capital
OFS
$116M
$172K 0.01%
15,312
+2,688
+21% +$30.2K
DHC
790
Diversified Healthcare Trust
DHC
$939M
$170K 0.01%
10,828
+208
+2% +$3.27K
MVT icon
791
BlackRock MuniVest Fund II
MVT
$217M
$170K 0.01%
11,815
+717
+6% +$10.3K
BB icon
792
BlackBerry
BB
$2.26B
$161K 0.01%
13,978
+97
+0.7% +$1.12K
BBDC icon
793
Barings BDC
BBDC
$990M
$160K 0.01%
14,417
-1,135
-7% -$12.6K
EXK
794
Endeavour Silver
EXK
$1.78B
$160K 0.01%
+65,728
New +$160K
ET icon
795
Energy Transfer Partners
ET
$60.6B
$159K 0.01%
11,158
+527
+5% +$7.51K
SIGM
796
DELISTED
Sigma Designs Inc
SIGM
$155K 0.01%
+25,000
New +$155K
MZF
797
DELISTED
Managed Duration Inv Grd Muni Fd
MZF
$154K 0.01%
11,355
– –
GNW icon
798
Genworth Financial
GNW
$3.55B
$148K 0.01%
52,266
+249
+0.5% +$705
SIRI icon
799
SiriusXM
SIRI
$7.94B
$147K 0.01%
2,356
+95
+4% +$5.93K
FSM icon
800
Fortuna Silver Mines
FSM
$2.34B
$146K 0.01%
+28,051
New +$146K
30 31
32
33 34