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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+5.24%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.3B
AUM Growth
+$85.5M
(+7.1%)
Cap. Flow
+$30.3M
Cap. Flow
% of AUM
2.34%
Top 10 Holdings %
Top 10 Hldgs %
19.03%
Holding
922
New
75
Increased
425
Reduced
333
Closed
70
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
DuPont de Nemours
DD
|
+$5.75M |
| 2 |
iShares S&P 500 Value ETF
IVE
|
+$5.51M |
| 3 |
Fidelity MSCI Consumer Staples Index ETF
FSTA
|
+$5.22M |
| 4 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$2.77M |
| 5 |
First Trust Dow Jones Internet Index Fund ETF
FDN
|
+$2.74M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P US Value ETF
IUSV
|
+$12.4M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$10.6M |
| 3 |
Fidelity Nasdaq Composite Index ETF
ONEQ
|
+$4.19M |
| 4 |
Skyworks Solutions
SWKS
|
+$2.67M |
| 5 |
iShares US Real Estate ETF
IYR
|
+$2.44M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 5.96% |
| 2 | Financials | 5.11% |
| 3 | Industrials | 4.91% |
| 4 | Healthcare | 4.64% |
| 5 | Consumer Staples | 4.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
776
Essential Utilities
WTRG
$11.2B
| $200K | 0.02% |
+5,106
| New | +$186K |
|
|
SRC
777
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
| $199K | 0.02% |
5,185
-223
| -4% | -$8.47K |
|
778
Kite Realty
KRG
$5.95B
| $197K | 0.02% |
10,075
-7,338
| -42% | -$143K |
|
|
FPI
779
Farmland Partners
FPI
$419M
| $194K | 0.01% |
22,395
-2,324
| -9% | -$20.8K |
|
780
Ezcorp Inc
EZPW
$1.82B
| $191K | 0.01% |
15,670
-4,200
| -21% | -$45.8K |
|
|
SAND
781
DELISTED
Sandstorm Gold
SAND
| $191K | 0.01% |
38,294
-4,296
| -10% | -$19.5K |
|
|
SNLN
782
DELISTED
Highland/iBoxx Senior Loan ETF
SNLN
| $186K | 0.01% |
10,248
-2,300
| -18% | -$42K |
|
783
Under Armour Class C
UA
$2.92B
| $184K | 0.01% |
13,781
-24,230
| -64% | -$317K |
|
784
Energy Transfer Partners
ET
$70.1B
| $183K | 0.01% |
10,631
-8,836
| -45% | -$151K |
|
785
Under Armour
UAA
$3B
| $183K | 0.01% |
12,662
-6,329
| -33% | -$91.4K |
|
|
PMF
786
DELISTED
PIMCO Municipal Income Fund
PMF
| $173K | 0.01% |
13,303
+262
| +2% | +$3.46K |
|
|
MVT
787
DELISTED
BlackRock MuniVest Fund II
MVT
| $171K | 0.01% |
11,098
-3,350
| -23% | -$51.8K |
|
|
CYS
788
DELISTED
CYS Investments Inc.
CYS
| $166K | 0.01% |
20,645
+357
| +2% | +$2.95K |
|
789
Nuveen Municipal Value Fund
NUV
$1.91B
| $163K | 0.01% |
16,085
-2,696
| -14% | -$27.4K |
|
790
Genworth Financial
GNW
$3.8B
| $162K | 0.01% |
52,017
-395
| -0.8% | -$1.37K |
|
|
JCO
791
DELISTED
Nuveen Credit Opportunities 2022 Target Term Fund
JCO
| $156K | 0.01% |
16,450
-689
| -4% | -$6.81K |
|
792
BlackBerry
BB
$5.01B
| $155K | 0.01% |
13,881
+97
| +0.7% | +$1.06K |
|
|
MAG
793
DELISTED
MAG Silver
MAG
| $153K | 0.01% |
12,402
+1,572
| +15% | +$17.7K |
|
794
Nuveen Select Maturities Municipal Fund
NIM
$117M
| $153K | 0.01% |
+15,325
| New | +$156K |
|
|
MZF
795
DELISTED
Managed Duration Inv Grd Muni Fd
MZF
| $152K | 0.01% |
11,355
| – | – |
|
796
OFS Capital
OFS
$43.8M
| $150K | 0.01% |
+12,624
| New | +$158K |
|
797
Barings BDC
BBDC
$862M
| $148K | 0.01% |
15,552
+228
| +1% | +$2.5K |
|
798
McEwen Inc
MUX
$1.03B
| $148K | 0.01% |
6,501
+327
| +5% | +$6.61K |
|
799
PhenixFIN
PFX
$83.9M
| $147K | 0.01% |
1,410
+7
| +0.5% | +$799 |
|
|
GGN
800
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$767M
| $145K | 0.01% |
27,739
-303
| -1% | -$1.63K |
|
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Sigma Planning Corp's Q4 2017 Portfolio in Review
As of Q4 2017, Sigma Planning Corp held 922 positions worth $1.3B, up 7.1% from $1.21B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
Sigma Planning Corp's Q4 2017 filing shows 75 new, 425 increased, 333 reduced and 70 closed positions. Its largest new stake was DuPont de Nemours: 31,933 shares worth $5.76M. The largest sale was iShares Core S&P US Value ETF, an estimated $12.4M.
By sector, the portfolio is most concentrated in Technology at 6% of assets, down from 6% a quarter earlier, followed by Financials and Industrials.
- Sigma Planning Corp's largest Q4 2017 buy was DuPont de Nemours: 31,933 shares worth $5.76M.
- Sigma Planning Corp added most to iShares S&P 500 Value ETF in Q4 2017, an estimated $5.51M increase.
- Sigma Planning Corp's biggest Q4 2017 reduction was iShares Core S&P US Value ETF, cutting an estimated $12.4M.
- Sigma Planning Corp fully exited Newmont in Q4 2017, selling an estimated $1.74M.
- Sigma Planning Corp's ten largest holdings make up 19% of its $1.3B portfolio in Q4 2017.
- Sigma Planning Corp opened 75 new positions and closed 70 in Q4 2017.
- Sigma Planning Corp's portfolio value rose 7.1% quarter-over-quarter to $1.3B.
Based on Sigma Planning Corp's 13F filing for Q4 2017, filed 7 Feb 2018.