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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+4.25%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$732M
AUM Growth
+$17.2M
Cap. Flow
+$2.4M
Cap. Flow %
0.33%
Top 10 Hldgs %
18%
Holding
810
New
114
Increased
279
Reduced
290
Closed
110

Top Buys

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$5.57M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.92M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$4.01M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.97M
5
RING icon
iShares MSCI Global Gold Miners ETF
RING
+$3.69M

Top Sells

Rank Stock Value
1
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$5.87M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.48M
3
SH icon
ProShares Short S&P500
SH
+$3.97M
4
SSO icon
ProShares Ultra S&P500
SSO
+$3.73M
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$3.5M

Sector Composition

Rank Sector Weight
1 Consumer Staples 6.17%
2 Technology 5.83%
3 Healthcare 5.3%
4 Industrials 4.69%
5 Communication Services 4.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
URI icon
776
United Rentals
URI
$71.1B
– –
-2,996
Closed -$217K
UTF icon
777
Cohen & Steers Infrastructure Fund
UTF
$3.14B
– –
-10,146
Closed -$194K
VEU icon
778
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
– –
-4,815
Closed -$209K
VWOB icon
779
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.15B
– –
-3,105
Closed -$230K
WOLF icon
780
CALL
Wolfspeed
WOLF
$1.2B
– –
-21,500
Closed -$573K
XHB icon
781
State Street SPDR S&P Homebuilders ETF
XHB
$1.74B
– –
-6,792
Closed -$232K
XSD icon
782
State Street SPDR S&P Semiconductor ETF
XSD
$2.78B
– –
-10,170
Closed -$444K
NS
783
DELISTED
NuStar Energy L.P.
NS
– –
-5,241
Closed -$210K
DDF
784
DELISTED
Delaware Investments Dividend & Income Fund, Inc.
DDF
– –
-34,629
Closed -$305K
GWPH
785
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
– –
-12,122
Closed -$842K
FIT
786
DELISTED
Fitbit, Inc. Class A common stock
FIT
– –
-24,003
Closed -$710K
AGN
787
DELISTED
Allergan plc
AGN
– –
-2,049
Closed -$641K
BWLD
788
CALL
DELISTED
Buffalo Wild Wings, Inc.
BWLD
– –
-1,500
Closed -$239K
UGAZ
789
DELISTED
VelocityShares 3x Long Natural Gas ETN linked to the S&P GSCI Natural Gas Index ER due February 9, 2
UGAZ
– –
-10
Closed -$60K
WFM
790
DELISTED
Whole Foods Market Inc
WFM
– –
-6,554
Closed -$220K
INVN
791
DELISTED
Invensense Inc
INVN
– –
-91,236
Closed -$933K
TSL
792
DELISTED
Trina Solar Limited
TSL
– –
-21,700
Closed -$239K
UWTI
793
DELISTED
VelocityShares 3x Long Crude Oil ETN linked to the S&P GSCI Crude Oil Index ER due February 9,
UWTI
– –
-3,126
Closed -$123K
DRYS
794
DELISTED
DryShips Inc. Common Stock
DRYS
– –
0
– -$3K
CRWN
795
DELISTED
CROWN MEDIA HOLDINGS INC CL-A
CRWN
– –
-10,000
Closed -$56K
NQI
796
DELISTED
NUVEEN QUALITY MUNICIPAL FUND INC
NQI
– –
-15,897
Closed -$217K
NGLS
797
DELISTED
TARGA RESOURCES PARTNERS LP COM UTS REPTG LTD PARTERSHIP INT
NGLS
– –
-36,840
Closed -$609K
GDP
798
DELISTED
GOODRICH PETROLEUM CORP(NEW)
GDP
– –
-10,500
Closed -$3K
HHY
799
DELISTED
Brookfield High Income Fund Inc.
HHY
– –
-11,614
Closed -$80K
BDSI
800
CALL
DELISTED
BioDelivery Sciences International, Inc.
BDSI
– –
-10,000
Closed -$48K
29 30 31
32
33

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Sigma Planning Corp's Q1 2016 Portfolio in Review

As of Q1 2016, Sigma Planning Corp held 810 positions worth $732M, up 2.4% from $714M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Sigma Planning Corp's Q1 2016 filing shows 114 new, 279 increased, 290 reduced and 110 closed positions. Its largest new stake was iShares MSCI Global Gold Miners ETF: 254,038 shares worth $4.35M. The largest sale was Fidelity Nasdaq Composite Index ETF, an estimated $5.87M.

By sector, the portfolio is most concentrated in Consumer Staples at 6.2% of assets, up from 5.3% a quarter earlier, followed by Technology and Healthcare.

  • Sigma Planning Corp's largest Q1 2016 buy was iShares MSCI Global Gold Miners ETF: 254,038 shares worth $4.35M.
  • Sigma Planning Corp added most to iShares Core S&P Total US Stock Market ETF in Q1 2016, an estimated $5.57M increase.
  • Sigma Planning Corp's biggest Q1 2016 reduction was Fidelity Nasdaq Composite Index ETF, cutting an estimated $5.87M.
  • Sigma Planning Corp fully exited ProShares Ultra S&P500 in Q1 2016, selling an estimated $3.73M.
  • Sigma Planning Corp's ten largest holdings make up 18% of its $732M portfolio in Q1 2016.
  • Sigma Planning Corp opened 114 new positions and closed 110 in Q1 2016.
  • Sigma Planning Corp's portfolio value rose 2.4% quarter-over-quarter to $732M.

Based on Sigma Planning Corp's 13F filing for Q1 2016, filed 18 Apr 2016.