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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.9%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.01B
AUM Growth
+$212M
Cap. Flow
+$69.9M
Cap. Flow %
2.32%
Top 10 Hldgs %
20.05%
Holding
1,384
New
123
Increased
566
Reduced
572
Closed
89

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$12.2M
2
GLD icon
SPDR Gold Trust
GLD
+$8.86M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$7.77M
4
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$7.48M
5
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$6.77M

Top Sells

Rank Stock Value
1
TIP icon
iShares TIPS Bond ETF
TIP
+$5.92M
2
PTLC icon
Pacer Trendpilot US Large Cap ETF
PTLC
+$5.7M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$5.18M
4
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$4.65M
5
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$4.61M

Sector Composition

Rank Sector Weight
1 Technology 10.47%
2 Healthcare 4.8%
3 Consumer Discretionary 4.45%
4 Financials 4.25%
5 Industrials 3.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AN icon
751
AutoNation
AN
$7.1B
$562K 0.02%
4,181
-109
-3% -$14K
PJUL icon
752
Innovator US Equity Power Buffer ETF July
PJUL
$1.22B
$561K 0.02%
17,721
-2,550
-13% -$79K
CHD icon
753
Church & Dwight Co
CHD
$23.4B
$560K 0.02%
6,332
+1,260
+25% +$105K
DHS icon
754
WisdomTree US High Dividend Fund
DHS
$1.57B
$553K 0.02%
6,723
-1,550
-19% -$132K
LIVE icon
755
Live Ventures
LIVE
$30.7M
$547K 0.02%
17,809
-215
-1% -$7.29K
MFIC icon
756
MidCap Financial Investment
MFIC
$790M
$545K 0.02%
47,822
+3,430
+8% +$41.1K
IMCB icon
757
iShares Morningstar Mid-Cap ETF
IMCB
$1.66B
$544K 0.02%
8,970
-869
-9% -$53.3K
IBKR icon
758
Interactive Brokers
IBKR
$41.1B
$543K 0.02%
+26,324
New +$536K
OUSM icon
759
ALPS O'Shares US Small-Cap Quality Dividend ETF
OUSM
$886M
$543K 0.02%
+15,375
New +$545K
FALN icon
760
iShares Fallen Angels USD Bond ETF
FALN
$1.63B
$542K 0.02%
21,435
-2,091
-9% -$52.5K
OFS icon
761
OFS Capital
OFS
$46M
$541K 0.02%
52,615
+1,210
+2% +$12.2K
CASH icon
762
Pathward Financial
CASH
$1.82B
$540K 0.02%
13,016
+6
+0% +$283
CASS icon
763
Cass Information Systems
CASS
$705M
$539K 0.02%
+12,443
New +$594K
DEED icon
764
First Trust Securitized Plus ETF
DEED
$80.1M
$535K 0.02%
24,625
-77
-0.3% -$1.66K
ILCG icon
765
iShares Morningstar Growth ETF
ILCG
$3.09B
$534K 0.02%
9,654
+391
+4% +$20.5K
APO icon
766
Apollo Global Management
APO
$71.6B
$534K 0.02%
8,460
-45
-0.5% -$3.01K
ETSY icon
767
Etsy
ETSY
$7.96B
$533K 0.02%
4,785
+419
+10% +$52K
LZB icon
768
La-Z-Boy
LZB
$1.62B
$531K 0.02%
18,256
+3
+0% +$85
TPVG icon
769
TriplePoint Venture Growth BDC
TPVG
$182M
$530K 0.02%
43,893
+6,128
+16% +$71.5K
MLPA icon
770
Global X MLP ETF
MLPA
$2.25B
$530K 0.02%
12,731
+6,597
+108% +$279K
FEM icon
771
First Trust Emerging Markets AlphaDEX Fund
FEM
$746M
$527K 0.02%
24,862
-696
-3% -$15K
VTEB icon
772
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.2B
$526K 0.02%
10,383
+415
+4% +$20.8K
AIVI icon
773
WisdomTree International AI Enhanced Value Fund
AIVI
$60.5M
$525K 0.02%
13,513
+4
+0% +$154
GNTX icon
774
Gentex
GNTX
$4.88B
$521K 0.02%
18,604
-105
-0.6% -$2.96K
PMAR icon
775
Innovator US Equity Power Buffer ETF March
PMAR
$756M
$520K 0.02%
+16,155
New +$506K
29 30
31
32 33

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Sigma Planning Corp's Q1 2023 Portfolio in Review

As of Q1 2023, Sigma Planning Corp held 1,384 positions worth $3.01B, up 7.6% from $2.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp's Q1 2023 filing shows 123 new, 566 increased, 572 reduced and 89 closed positions. Its largest new stake was iShares 0-3 Month Treasury Bond ETF: 74,585 shares worth $7.5M. The largest sale was iShares TIPS Bond ETF, an estimated $5.92M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2023 buy was iShares 0-3 Month Treasury Bond ETF: 74,585 shares worth $7.5M.
  • Sigma Planning Corp added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2023, an estimated $12.2M increase.
  • Sigma Planning Corp's biggest Q1 2023 reduction was iShares TIPS Bond ETF, cutting an estimated $5.92M.
  • Sigma Planning Corp fully exited FT Vest US Equity Deep Buffer ETF March in Q1 2023, selling an estimated $4.35M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $3.01B portfolio in Q1 2023.
  • Sigma Planning Corp opened 123 new positions and closed 89 in Q1 2023.
  • Sigma Planning Corp's portfolio value rose 7.6% quarter-over-quarter to $3.01B.

Based on Sigma Planning Corp's 13F filing for Q1 2023, filed 8 May 2023.