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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-0.42%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.32B
AUM Growth
-$30.1M
Cap. Flow
+$18.8M
Cap. Flow %
0.57%
Top 10 Hldgs %
19.8%
Holding
1,540
New
127
Increased
671
Reduced
531
Closed
168

Top Buys

Rank Stock Value
1
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$13.7M
2
JVAL icon
JPMorgan US Value Factor ETF
JVAL
+$9.67M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$8.51M
4
VLUE icon
iShares MSCI USA Value Factor ETF
VLUE
+$8.04M
5
RPG icon
Invesco S&P 500 Pure Growth ETF
RPG
+$7.21M

Top Sells

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$11.9M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$10.3M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$7.75M
4
RPV icon
Invesco S&P 500 Pure Value ETF
RPV
+$7.34M
5
BBWI icon
Bath & Body Works
BBWI
+$7.26M

Sector Composition

Rank Sector Weight
1 Technology 11.42%
2 Consumer Discretionary 5.83%
3 Financials 4.89%
4 Healthcare 4.72%
5 Communication Services 4.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESTC icon
751
Elastic
ESTC
$6.37B
$579K 0.02%
3,883
+128
+3% +$19.7K
RA
752
Brookfield Real Assets Income Fund
RA
$704M
$578K 0.02%
27,665
+4,410
+19% +$97.3K
MPC icon
753
Marathon Petroleum
MPC
$91.2B
$575K 0.02%
9,304
-259
-3% -$14.9K
TWTR
754
DELISTED
Twitter, Inc.
TWTR
$574K 0.02%
9,510
-320
-3% -$21K
DON icon
755
WisdomTree US MidCap Dividend Fund
DON
$4.05B
$573K 0.02%
13,830
+312
+2% +$13.1K
CMRE icon
756
Costamare
CMRE
$1.89B
$572K 0.02%
+36,896
New +$476K
USIG icon
757
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.3B
$572K 0.02%
9,510
+1,189
+14% +$72.4K
GPC icon
758
Genuine Parts
GPC
$17.6B
$571K 0.02%
4,708
+367
+8% +$45.8K
SSRM icon
759
SSR Mining
SSRM
$5.45B
$570K 0.02%
39,146
+9,887
+34% +$157K
UA icon
760
Under Armour Class C
UA
$2.95B
$566K 0.02%
32,281
+13,410
+71% +$257K
BOND icon
761
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.4B
$565K 0.02%
5,110
+809
+19% +$90.2K
FCVT icon
762
First Trust SSI Strategic Convertible Securities ETF
FCVT
$113M
$564K 0.02%
11,112
+2,770
+33% +$142K
HYLS icon
763
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.6B
$564K 0.02%
11,694
-9,147
-44% -$442K
GLDM icon
764
SPDR Gold MiniShares Trust
GLDM
$27.8B
$562K 0.02%
16,083
-5,914
-27% -$210K
VIGI icon
765
Vanguard International Dividend Appreciation ETF
VIGI
$8.98B
$562K 0.02%
6,447
-2,539
-28% -$227K
WOOF icon
766
Petco
WOOF
$777M
$561K 0.02%
+26,565
New +$560K
STEM icon
767
Stem
STEM
$50M
$560K 0.02%
1,172
+10
+0.9% +$5.26K
BTG icon
768
B2Gold
BTG
$5.16B
$559K 0.02%
163,329
+15,696
+11% +$60.7K
IRM icon
769
Iron Mountain
IRM
$37.8B
$559K 0.02%
12,876
-5,240
-29% -$236K
FBCG icon
770
Fidelity Blue Chip Growth ETF
FBCG
$6.75B
$556K 0.02%
17,102
+4,992
+41% +$166K
VSTO
771
DELISTED
Vista Outdoor Inc.
VSTO
$556K 0.02%
13,802
+1,315
+11% +$54.2K
IBUY icon
772
Amplify Online Retail ETF
IBUY
$110M
$552K 0.02%
5,047
-1,946
-28% -$230K
NEA icon
773
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.35B
$552K 0.02%
36,345
+494
+1% +$7.81K
URA icon
774
Global X Uranium ETF
URA
$5.6B
$551K 0.02%
23,168
+12,605
+119% +$268K
PVG
775
DELISTED
PRETIUM RESOURCES INC.
PVG
$550K 0.02%
+57,054
New +$545K
29 30
31
32 33

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Sigma Planning Corp's Q3 2021 Portfolio in Review

As of Q3 2021, Sigma Planning Corp held 1,540 positions worth $3.32B, down 0.9% from $3.36B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp's Q3 2021 filing shows 127 new, 671 increased, 531 reduced and 168 closed positions. Its largest new stake was VictoryShares US 500 Enhanced Volatility Wtd ETF: 55,783 shares worth $3.97M. The largest sale was Invesco S&P 500 High Beta ETF, an estimated $11.9M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q3 2021 buy was VictoryShares US 500 Enhanced Volatility Wtd ETF: 55,783 shares worth $3.97M.
  • Sigma Planning Corp added most to Schwab US Large-Cap Growth ETF in Q3 2021, an estimated $13.7M increase.
  • Sigma Planning Corp's biggest Q3 2021 reduction was Invesco S&P 500 High Beta ETF, cutting an estimated $11.9M.
  • Sigma Planning Corp fully exited Invesco S&P 500 Pure Value ETF in Q3 2021, selling an estimated $7.34M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $3.32B portfolio in Q3 2021.
  • Sigma Planning Corp opened 127 new positions and closed 168 in Q3 2021.
  • Sigma Planning Corp's portfolio value fell 0.9% quarter-over-quarter to $3.32B.

Based on Sigma Planning Corp's 13F filing for Q3 2021, filed 28 Oct 2021.