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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+10.07%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.53B
AUM Growth
+$248M
Cap. Flow
+$67.8M
Cap. Flow %
2.68%
Top 10 Hldgs %
24.76%
Holding
1,197
New
143
Increased
443
Reduced
455
Closed
136

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$16.1M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$12.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$12.3M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11.8M
5
GLD icon
SPDR Gold Trust
GLD
+$8.31M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$14.2M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$10.4M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6.27M
4
FBT icon
First Trust NYSE Arca Biotechnology Index Fund
FBT
+$5.32M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5M

Sector Composition

Rank Sector Weight
1 Technology 11.79%
2 Consumer Discretionary 6.34%
3 Healthcare 4.95%
4 Communication Services 4.06%
5 Financials 3.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GBAB
751
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$383M
$338K 0.01%
14,357
-190
-1% -$4.53K
LUMN icon
752
Lumen
LUMN
$6.4B
$336K 0.01%
33,340
-12,507
-27% -$130K
SRE icon
753
Sempra
SRE
$60.1B
$336K 0.01%
+5,670
New +$349K
CTAS icon
754
Cintas
CTAS
$84.1B
$333K 0.01%
4,000
-92
-2% -$7.09K
LNC icon
755
Lincoln National
LNC
$7.93B
$333K 0.01%
10,626
+1,533
+17% +$54.7K
SNY icon
756
Sanofi
SNY
$106B
$333K 0.01%
6,646
-100
-1% -$5.15K
INMD icon
757
InMode
INMD
$890M
$332K 0.01%
18,358
-1,058
-5% -$17.4K
UL icon
758
Unilever
UL
$132B
$331K 0.01%
4,767
+173
+4% +$11.5K
BLES icon
759
Inspire Global Hope ETF
BLES
$159M
$329K 0.01%
11,850
-3,550
-23% -$99.6K
HMLP
760
DELISTED
HOEGH LNG PARTNERS LP
HMLP
$329K 0.01%
31,030
-10,832
-26% -$114K
HACK icon
761
Amplify Cybersecurity ETF
HACK
$2.65B
$328K 0.01%
7,038
+1,194
+20% +$56.4K
REM icon
762
iShares Mortgage Real Estate ETF
REM
$543M
$328K 0.01%
12,737
-2,543
-17% -$66.1K
AIVI icon
763
WisdomTree International AI Enhanced Value Fund
AIVI
$60.5M
$327K 0.01%
9,092
+706
+8% +$25.9K
IBN icon
764
ICICI Bank
IBN
$107B
$327K 0.01%
+33,298
New +$332K
PANW icon
765
Palo Alto Networks
PANW
$266B
$326K 0.01%
8,004
+1,968
+33% +$81.9K
BIIB icon
766
Biogen
BIIB
$29.9B
$325K 0.01%
1,147
-235
-17% -$65.5K
EEMS icon
767
iShares MSCI Emerging Markets Small-Cap ETF
EEMS
$353M
$325K 0.01%
+7,418
New +$321K
GDV icon
768
Gabelli Dividend & Income Trust
GDV
$2.61B
$325K 0.01%
17,687
-5,167
-23% -$96.2K
BJUL icon
769
Innovator US Equity Buffer ETF July
BJUL
$343M
$322K 0.01%
11,366
+111
+1% +$3.12K
JKHY icon
770
Jack Henry & Associates
JKHY
$10.9B
$322K 0.01%
1,982
-133
-6% -$23.1K
RVT icon
771
Royce Value Trust
RVT
$2.21B
$321K 0.01%
25,392
+409
+2% +$5.35K
BYND icon
772
Beyond Meat
BYND
$285M
$320K 0.01%
+1,926
New +$261K
CSGP icon
773
CoStar Group
CSGP
$12.1B
$320K 0.01%
3,770
-850
-18% -$67.7K
NTSX icon
774
WisdomTree US Efficient Core Fund
NTSX
$1.34B
$319K 0.01%
+9,572
New +$314K
FDG icon
775
American Century Focused Dynamic Growth ETF
FDG
$384M
$318K 0.01%
+4,904
New +$305K
29 30
31
32 33

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Sigma Planning Corp's Q3 2020 Portfolio in Review

As of Q3 2020, Sigma Planning Corp held 1,197 positions worth $2.53B, up 11% from $2.28B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp's Q3 2020 filing shows 143 new, 443 increased, 455 reduced and 136 closed positions. Its largest new stake was Abiomed Inc: 20,372 shares worth $5.64M. The largest sale was iShares Core S&P Mid-Cap ETF, an estimated $14.2M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q3 2020 buy was Abiomed Inc: 20,372 shares worth $5.64M.
  • Sigma Planning Corp added most to iShares MSCI USA Momentum Factor ETF in Q3 2020, an estimated $16.1M increase.
  • Sigma Planning Corp's biggest Q3 2020 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $14.2M.
  • Sigma Planning Corp fully exited CyrusOne Inc Common Stock in Q3 2020, selling an estimated $3.05M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $2.53B portfolio in Q3 2020.
  • Sigma Planning Corp opened 143 new positions and closed 136 in Q3 2020.
  • Sigma Planning Corp's portfolio value rose 11% quarter-over-quarter to $2.53B.

Based on Sigma Planning Corp's 13F filing for Q3 2020, filed 3 Nov 2020.