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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
-15.19%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.68B
AUM Growth
-$686M
(-29%)
Cap. Flow
-$313M
Cap. Flow
% of AUM
-18.61%
Top 10 Holdings %
Top 10 Hldgs %
24.56%
Holding
1,150
New
99
Increased
340
Reduced
463
Closed
235
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$14.9M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$13M |
| 3 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$11M |
| 4 |
First Trust Enhanced Short Maturity ETF
FTSM
|
+$4.19M |
| 5 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$3.69M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 Low Volatility ETF
SPLV
|
+$16M |
| 2 |
iShares S&P 500 Growth ETF
IVW
|
+$12.7M |
| 3 |
Invesco S&P MidCap Low Volatility ETF
XMLV
|
+$9.08M |
| 4 |
iShares MSCI EAFE Min Vol Factor ETF
EFAV
|
+$8.23M |
| 5 |
Copart
CPRT
|
+$7.69M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.92% |
| 2 | Healthcare | 4.9% |
| 3 | Consumer Discretionary | 4.23% |
| 4 | Communication Services | 3.99% |
| 5 | Consumer Staples | 3.91% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
751
IQVIA
IQV
$35.6B
| $220K | 0.01% |
2,037
+208
| +11% | +$29.7K |
|
752
DNP Select Income Fund
DNP
$4.15B
| $219K | 0.01% |
22,350
-30
| -0.1% | -$360 |
|
753
iShares Russell 2000 Value ETF
IWN
$14.4B
| $218K | 0.01% |
2,655
-625
| -19% | -$70.1K |
|
754
Philips
PHG
$24.3B
| $218K | 0.01% |
6,833
+316
| +5% | +$11.2K |
|
|
VMW
755
PUT
DELISTED
VMware, Inc
VMW
| $218K | 0.01% |
+1,800
| New | +$247K |
|
|
CMA
756
DELISTED
Comerica
CMA
| $217K | 0.01% |
7,402
-1,200
| -14% | -$65.2K |
|
757
HEICO Corp
HEI
$49.9B
| $217K | 0.01% |
2,915
+1
| +0% | +$109 |
|
|
PVLA
758
Palvella Therapeutics
PVLA
$2.03B
| $216K | 0.01% |
+1,184
| New | +$298K |
|
|
DTP
759
DELISTED
DTE Energy Company 2019 Corporate Units
DTP
| $216K | 0.01% |
+5,733
| New | +$269K |
|
|
STOR
760
DELISTED
STORE Capital Corporation
STOR
| $215K | 0.01% |
11,861
-170
| -1% | -$5.62K |
|
761
CALL
Alibaba
BABA
$276B
| $214K | 0.01% |
1,100
+100
| +10% | +$20.9K |
|
762
Cigna
CI
$77B
| $214K | 0.01% |
1,206
+210
| +21% | +$40.7K |
|
763
Linde
LIN
$234B
| $214K | 0.01% |
1,236
+29
| +2% | +$5.72K |
|
764
Parker-Hannifin
PH
$124B
| $214K | 0.01% |
+1,649
| New | +$298K |
|
765
Tyson Foods
TSN
$21.4B
| $214K | 0.01% |
3,699
-616
| -14% | -$46K |
|
766
Twilio
TWLO
$29.5B
| $214K | 0.01% |
2,388
-7,494
| -76% | -$823K |
|
767
State Street SPDR S&P Health Care Equipment ETF
XHE
$158M
| $214K | 0.01% |
2,985
+107
| +4% | +$8.7K |
|
|
CHY
768
Calamos Convertible and High Income Fund
CHY
$1.02B
| $213K | 0.01% |
24,136
+6,266
| +35% | +$67.2K |
|
|
LTC
769
LTC Properties
LTC
$2.15B
| $212K | 0.01% |
6,854
-584
| -8% | -$25K |
|
770
Cracker Barrel
CBRL
$1.17B
| $211K | 0.01% |
2,535
-1,442
| -36% | -$198K |
|
771
Zscaler
ZS
$23.8B
| $210K | 0.01% |
+3,456
| New | +$190K |
|
772
Franklin FTSE Japan ETF
FLJP
$3.94B
| $209K | 0.01% |
9,634
-1,011
| -9% | -$24.5K |
|
773
Schwab Emerging Markets Equity ETF
SCHE
$12.4B
| $209K | 0.01% |
10,097
-12,350
| -55% | -$309K |
|
774
Innovator US Equity Buffer ETF July
BJUL
$343M
| $208K | 0.01% |
8,755
-60
| -0.7% | -$1.59K |
|
775
MGM Resorts International
MGM
$11.8B
| $208K | 0.01% |
+17,585
| New | +$452K |
|
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Sigma Planning Corp's Q1 2020 Portfolio in Review
As of Q1 2020, Sigma Planning Corp held 1,150 positions worth $1.68B, down 29% from $2.37B the previous quarter. Its ten largest holdings account for 25% of the portfolio.
Sigma Planning Corp withdrew a net $313M in Q1 2020, closing 235 positions and reducing 463 holdings. Its most notable exit was Copart, an estimated $7.69M position sold in full.
By sector, the portfolio is most concentrated in Technology at 8.9% of assets, up from 7.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.
Against the trend, Sigma Planning Corp opened a new position in VanEck Semiconductor ETF worth $2.81M.
- Sigma Planning Corp's largest Q1 2020 buy was VanEck Semiconductor ETF: 47,920 shares worth $2.81M.
- Sigma Planning Corp added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $14.9M increase.
- Sigma Planning Corp's biggest Q1 2020 reduction was Invesco S&P 500 Low Volatility ETF, cutting an estimated $16M.
- Sigma Planning Corp fully exited Copart in Q1 2020, selling an estimated $7.69M.
- Sigma Planning Corp's ten largest holdings make up 25% of its $1.68B portfolio in Q1 2020.
- Sigma Planning Corp opened 99 new positions and closed 235 in Q1 2020.
- Sigma Planning Corp's portfolio value fell 29% quarter-over-quarter to $1.68B.
Based on Sigma Planning Corp's 13F filing for Q1 2020, filed 1 May 2020.