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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+7.5%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.37B
AUM Growth
+$287M
Cap. Flow
+$149M
Cap. Flow %
6.27%
Top 10 Hldgs %
22.16%
Holding
1,143
New
143
Increased
513
Reduced
371
Closed
92

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$7.45M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$6.06M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$6.01M
4
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$5.52M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.67M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.41M
2
NEE icon
NextEra Energy
NEE
+$5.94M
3
CMG icon
Chipotle Mexican Grill
CMG
+$5.85M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.59M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$4.89M

Sector Composition

Rank Sector Weight
1 Technology 7.36%
2 Financials 4.5%
3 Healthcare 4.01%
4 Industrials 3.83%
5 Consumer Discretionary 3.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DLTR icon
751
Dollar Tree
DLTR
$23.1B
$332K 0.01%
3,527
-3,541
-50% -$372K
DDIV icon
752
First Trust Exchange-Traded Fund VI First Trust Dorsey Wright Momentum & Dividend ETF
DDIV
$71.2M
$329K 0.01%
+12,381
New +$324K
SPAB icon
753
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.78B
$329K 0.01%
11,187
+1,959
+21% +$57.7K
YUM icon
754
Yum! Brands
YUM
$41B
$329K 0.01%
3,266
-288
-8% -$29.8K
KIO
755
KKR Income Opportunities Fund
KIO
$450M
$328K 0.01%
20,771
-4,528
-18% -$69.8K
INFO
756
DELISTED
IHS Markit Ltd. Common Shares
INFO
$328K 0.01%
4,353
-534
-11% -$38K
SABR icon
757
Sabre
SABR
$656M
$327K 0.01%
14,590
-6,656
-31% -$148K
MSI icon
758
Motorola Solutions
MSI
$69.4B
$324K 0.01%
2,011
-2,798
-58% -$461K
GBAB
759
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$382M
$323K 0.01%
13,644
-93
-0.7% -$2.21K
GSBC icon
760
Great Southern Bancorp
GSBC
$863M
$323K 0.01%
+5,095
New +$308K
LNC icon
761
Lincoln National
LNC
$7.91B
$323K 0.01%
5,467
+3
+0.1% +$177
CSQ icon
762
Calamos Strategic Total Return Fund
CSQ
$3.21B
$322K 0.01%
23,706
+8,499
+56% +$111K
FTNT icon
763
Fortinet
FTNT
$112B
$322K 0.01%
+15,070
New +$284K
ASML icon
764
ASML
ASML
$675B
$321K 0.01%
+1,085
New +$293K
LEG icon
765
Leggett & Platt
LEG
$1.52B
$321K 0.01%
6,306
+696
+12% +$34.1K
NUM
766
DELISTED
Nuveen Michigan Quality Municipal Income Fund
NUM
$321K 0.01%
22,707
+490
+2% +$6.87K
ESNT icon
767
Essent Group
ESNT
$6.06B
$320K 0.01%
6,153
+1,503
+32% +$78.4K
RDIV icon
768
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.36B
$320K 0.01%
8,098
-8,668
-52% -$332K
DGRW icon
769
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.6B
$319K 0.01%
6,576
+562
+9% +$26.2K
DGX icon
770
Quest Diagnostics
DGX
$25.1B
$319K 0.01%
2,990
-41
-1% -$4.28K
SRC
771
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$317K 0.01%
+6,442
New +$320K
AVGO icon
772
CALL
Broadcom
AVGO
$1.82T
$316K 0.01%
+10,000
New +$304K
FTGC icon
773
First Trust Global Tactical Commodity Strategy Fund
FTGC
$2.99B
$316K 0.01%
16,676
+5,877
+54% +$109K
SJM icon
774
J.M. Smucker
SJM
$12.6B
$315K 0.01%
3,020
-426
-12% -$45.1K
IGF icon
775
iShares Global Infrastructure ETF
IGF
$11B
$314K 0.01%
6,553
+246
+4% +$11.6K
29 30
31
32 33

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Sigma Planning Corp's Q4 2019 Portfolio in Review

As of Q4 2019, Sigma Planning Corp held 1,143 positions worth $2.37B, up 14% from $2.08B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp deployed $149M of net new capital in Q4 2019, opening 143 new positions and adding to 513 existing holdings. Its largest new stake was iShares US Transportation ETF: 66,896 shares worth $3.27M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, up from 7.1% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $6.41M trimmed.

  • Sigma Planning Corp's largest Q4 2019 buy was iShares US Transportation ETF: 66,896 shares worth $3.27M.
  • Sigma Planning Corp added most to iShares Core Dividend Growth ETF in Q4 2019, an estimated $7.45M increase.
  • Sigma Planning Corp's biggest Q4 2019 reduction was iShares Core S&P 500 ETF, cutting an estimated $6.41M.
  • Sigma Planning Corp fully exited Avalara, Inc. in Q4 2019, selling an estimated $4.36M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.37B portfolio in Q4 2019.
  • Sigma Planning Corp opened 143 new positions and closed 92 in Q4 2019.
  • Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $2.37B.

Based on Sigma Planning Corp's 13F filing for Q4 2019, filed 3 Feb 2020.