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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+1.79%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.08B
AUM Growth
+$143M
Cap. Flow
+$123M
Cap. Flow %
5.9%
Top 10 Hldgs %
20.64%
Holding
1,098
New
109
Increased
483
Reduced
383
Closed
98

Top Buys

Rank Stock Value
1
VGT icon
Vanguard Information Technology ETF
VGT
+$11.9M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$8.9M
3
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$8.48M
4
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$7.6M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$7.12M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$9.05M
2
MBB icon
iShares MBS ETF
MBB
+$7.28M
3
VT icon
Vanguard Total World Stock ETF
VT
+$4.1M
4
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$4.02M
5
FVC icon
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
+$3.36M

Sector Composition

Rank Sector Weight
1 Technology 7.08%
2 Financials 4.39%
3 Consumer Discretionary 4.39%
4 Industrials 4.11%
5 Healthcare 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EIX icon
751
Edison International
EIX
$30.7B
$307K 0.01%
4,072
-6
-0.1% -$432
XPO icon
752
XPO
XPO
$25B
$307K 0.01%
12,398
+662
+6% +$15.3K
INFY icon
753
Infosys
INFY
$45B
$306K 0.01%
26,938
-2,592
-9% -$29.2K
QSR icon
754
Restaurant Brands International
QSR
$25.1B
$305K 0.01%
+4,283
New +$316K
VEEV icon
755
CALL
Veeva Systems
VEEV
$30.3B
$305K 0.01%
2,000
– –
DNP icon
756
DNP Select Income Fund
DNP
$4.18B
$303K 0.01%
23,539
-9,032
-28% -$112K
XHE icon
757
State Street SPDR S&P Health Care Equipment ETF
XHE
$147M
$303K 0.01%
3,878
+199
+5% +$16K
KLAC icon
758
KLA
KLAC
$275B
$302K 0.01%
+18,960
New +$265K
SIL icon
759
Global X Silver Miners ETF NEW
SIL
$4.08B
$302K 0.01%
10,749
+453
+4% +$13.1K
MAR icon
760
Marriott International
MAR
$98.7B
$300K 0.01%
2,412
+658
+38% +$87.3K
CYBR
761
DELISTED
CyberArk
CYBR
$299K 0.01%
2,991
-3,181
-52% -$383K
CDW icon
762
CDW
CDW
$17.1B
$297K 0.01%
2,409
+260
+12% +$29.8K
ARI
763
Apollo Commercial Real Estate
ARI
$887M
$296K 0.01%
15,440
-1,476
-9% -$27.8K
JKHY icon
764
Jack Henry & Associates
JKHY
$10.7B
$296K 0.01%
2,031
-143
-7% -$20.3K
BNDC icon
765
FlexShares Core Select Bond Fund
BNDC
$167M
$295K 0.01%
11,490
+1,300
+13% +$33.1K
GPN icon
766
Global Payments
GPN
$22.1B
$295K 0.01%
1,854
+471
+34% +$76.9K
OUSA icon
767
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$737M
$295K 0.01%
8,481
+1,102
+15% +$37.9K
JTD
768
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
$295K 0.01%
17,647
+1,935
+12% +$32.1K
TOTL icon
769
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.11B
$294K 0.01%
5,981
+1,303
+28% +$64K
MORL
770
DELISTED
ETRACS Monthly Pay 2xLeveraged Mortgage REIT ETN
MORL
$294K 0.01%
21,319
+357
+2% +$4.94K
BCI icon
771
abrdn Bloomberg All Commodity Strategy K-1 Free ETF
BCI
$2.56B
$293K 0.01%
13,309
+4,358
+49% +$96.4K
EXPD icon
772
Expeditors International
EXPD
$22.9B
$293K 0.01%
3,949
-195
-5% -$14.3K
IGF icon
773
iShares Global Infrastructure ETF
IGF
$11B
$293K 0.01%
6,307
+685
+12% +$31.4K
AON icon
774
Aon
AON
$77.3B
$292K 0.01%
1,507
-120
-7% -$23.2K
SMG icon
775
ScottsMiracle-Gro
SMG
$4.03B
$292K 0.01%
2,872
+146
+5% +$15.3K
29 30
31
32 33

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Sigma Planning Corp's Q3 2019 Portfolio in Review

As of Q3 2019, Sigma Planning Corp held 1,098 positions worth $2.08B, up 7.3% from $1.94B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp deployed $123M of net new capital in Q3 2019, opening 109 new positions and adding to 483 existing holdings. Its largest new stake was Chipotle Mexican Grill: 389,450 shares worth $6.55M.

By sector, the portfolio is most concentrated in Technology at 7.1% of assets, down from 7.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $9.05M trimmed.

  • Sigma Planning Corp's largest Q3 2019 buy was Chipotle Mexican Grill: 389,450 shares worth $6.55M.
  • Sigma Planning Corp added most to Vanguard Information Technology ETF in Q3 2019, an estimated $11.9M increase.
  • Sigma Planning Corp's biggest Q3 2019 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $9.05M.
  • Sigma Planning Corp fully exited Vanguard Total World Stock ETF in Q3 2019, selling an estimated $4.1M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $2.08B portfolio in Q3 2019.
  • Sigma Planning Corp opened 109 new positions and closed 98 in Q3 2019.
  • Sigma Planning Corp's portfolio value rose 7.3% quarter-over-quarter to $2.08B.

Based on Sigma Planning Corp's 13F filing for Q3 2019, filed 1 Nov 2019.