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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+12.59%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.76B
AUM Growth
+$386M
Cap. Flow
+$217M
Cap. Flow %
12.31%
Top 10 Hldgs %
19.78%
Holding
1,008
New
157
Increased
460
Reduced
296
Closed
68

Top Buys

Rank Stock Value
1
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$21.8M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$9.97M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$9.39M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$9.32M
5
MBB icon
iShares MBS ETF
MBB
+$9.11M

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$7.42M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$5.97M
3
SSO icon
ProShares Ultra S&P500
SSO
+$5.95M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$5.88M
5
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$5.68M

Sector Composition

Rank Sector Weight
1 Technology 7.02%
2 Healthcare 4.47%
3 Financials 4.46%
4 Industrials 4.26%
5 Consumer Discretionary 4.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRO
751
DELISTED
Marathon Oil Corporation
MRO
$254K 0.01%
+15,200
New +$248K
FAF icon
752
First American
FAF
$7.67B
$253K 0.01%
+4,921
New +$244K
SUB icon
753
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
$253K 0.01%
2,390
+22
+0.9% +$2.32K
AJG icon
754
Arthur J. Gallagher & Co
AJG
$63.7B
$252K 0.01%
+3,230
New +$249K
NIM icon
755
Nuveen Select Maturities Municipal Fund
NIM
$117M
$252K 0.01%
25,325
– –
TSLA icon
756
CALL
Tesla
TSLA
$1.24T
$252K 0.01%
13,500
-4,500
-25% -$90.3K
J icon
757
Jacobs Solutions
J
$15.9B
$251K 0.01%
+4,034
New +$227K
QDF icon
758
FlexShares Quality Dividend Index Fund
QDF
$2.21B
$251K 0.01%
5,612
-206
-4% -$8.89K
BDJ icon
759
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.7B
$250K 0.01%
29,244
+142
+0.5% +$1.2K
USO icon
760
United States Oil Fund
USO
$2.45B
$249K 0.01%
+2,489
New +$229K
KKR icon
761
KKR & Co
KKR
$89.2B
$246K 0.01%
10,471
+404
+4% +$9.2K
NPO icon
762
Enpro
NPO
$7.05B
$246K 0.01%
+3,809
New +$251K
PANW icon
763
Palo Alto Networks
PANW
$264B
$246K 0.01%
+6,084
New +$226K
RPAI
764
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$245K 0.01%
20,099
+9
+0% +$110
GOOS
765
Canada Goose Holdings
GOOS
$868M
$244K 0.01%
5,072
+382
+8% +$19.5K
IGM icon
766
iShares Expanded Tech Sector ETF
IGM
$9.94B
$244K 0.01%
7,086
-9,762
-58% -$314K
IT icon
767
Gartner
IT
$9.41B
$244K 0.01%
+1,610
New +$223K
MXIM
768
DELISTED
Maxim Integrated Products
MXIM
$244K 0.01%
4,584
-1,260
-22% -$67.7K
TLTE icon
769
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
$334M
$242K 0.01%
4,561
-100
-2% -$5.22K
GAP
770
The Gap Inc
GAP
$6.84B
$242K 0.01%
9,250
-487
-5% -$12.4K
IVAL icon
771
Alpha Architect International Quantitative Value ETF
IVAL
$214M
$241K 0.01%
8,588
-6,388
-43% -$176K
BDCS
772
DELISTED
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
$241K 0.01%
12,240
– –
SMMV icon
773
iShares MSCI USA Small-Cap Min Vol Factor ETF
SMMV
$287M
$240K 0.01%
+7,433
New +$233K
GWPH
774
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$240K 0.01%
+1,424
New +$212K
G icon
775
Genpact
G
$5.3B
$238K 0.01%
+6,761
New +$213K
29 30
31
32 33

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Sigma Planning Corp's Q1 2019 Portfolio in Review

As of Q1 2019, Sigma Planning Corp held 1,008 positions worth $1.76B, up 28% from $1.37B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp deployed $217M of net new capital in Q1 2019, opening 157 new positions and adding to 460 existing holdings. Its largest new stake was Invesco AI and Next Gen Software ETF: 179,652 shares worth $5.47M.

By sector, the portfolio is most concentrated in Technology at 7% of assets, up from 6.6% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Floating Rate Bond ETF, an estimated $7.42M trimmed.

  • Sigma Planning Corp's largest Q1 2019 buy was Invesco AI and Next Gen Software ETF: 179,652 shares worth $5.47M.
  • Sigma Planning Corp added most to Invesco S&P 500 Low Volatility ETF in Q1 2019, an estimated $21.8M increase.
  • Sigma Planning Corp's biggest Q1 2019 reduction was iShares Floating Rate Bond ETF, cutting an estimated $7.42M.
  • Sigma Planning Corp fully exited iShares Micro-Cap ETF in Q1 2019, selling an estimated $1.5M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $1.76B portfolio in Q1 2019.
  • Sigma Planning Corp opened 157 new positions and closed 68 in Q1 2019.
  • Sigma Planning Corp's portfolio value rose 28% quarter-over-quarter to $1.76B.

Based on Sigma Planning Corp's 13F filing for Q1 2019, filed 1 May 2019.