SPC

Sigma Planning Corp Portfolio holdings

AUM $3.33B
1-Year Return 17.21%
This Quarter Return
-0.52%
1 Year Return
+17.21%
3 Year Return
+65.27%
5 Year Return
+117.04%
10 Year Return
+263.51%
AUM
$1.36B
AUM Growth
+$69.5M
Cap. Flow
+$90.3M
Cap. Flow %
6.65%
Top 10 Hldgs %
19.41%
Holding
937
New
87
Increased
411
Reduced
335
Closed
81

Top Buys

1
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
$6.41M
2
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
$6.28M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
$5.66M
4
IVV icon
iShares Core S&P 500 ETF
IVV
$5.46M
5
FDMO icon
Fidelity Momentum Factor ETF
FDMO
$4.6M

Top Sells

1
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
$4.8M
2
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$4.54M
3
CC icon
Chemours
CC
$4.34M
4
GEM icon
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GEM
$3.54M
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
$3.05M

Sector Composition

1 Technology 6.25%
2 Financials 5.22%
3 Healthcare 4.63%
4 Industrials 4.57%
5 Consumer Discretionary 3.77%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NFJ
751
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.24B
$212K 0.02%
16,711
– –
RYN icon
752
Rayonier
RYN
$4.12B
$212K 0.02%
+6,347
New +$212K
FEM icon
753
First Trust Emerging Markets AlphaDEX Fund
FEM
$460M
$211K 0.02%
+7,214
New +$211K
QQEW icon
754
First Trust NASDAQ-100 Equal Weighted Index Fund
QQEW
$1.86B
$211K 0.02%
3,575
-227
-6% -$13.4K
SPYG icon
755
SPDR Portfolio S&P 500 Growth ETF
SPYG
$40.8B
$211K 0.02%
6,309
-560
-8% -$18.7K
FDT icon
756
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$613M
$210K 0.02%
+3,348
New +$210K
UNIT
757
Uniti Group
UNIT
$1.59B
$208K 0.02%
12,811
-11,937
-48% -$194K
TWOU
758
DELISTED
2U, Inc.
TWOU
$208K 0.02%
+83
New +$208K
EQT icon
759
EQT Corp
EQT
$32.2B
$207K 0.02%
8,017
+4
+0% +$103
EXAS icon
760
Exact Sciences
EXAS
$10.2B
$207K 0.02%
5,122
– –
LDP icon
761
Cohen & Steers Duration Preferred & Income Fund
LDP
$631M
$207K 0.02%
8,130
-850
-9% -$21.6K
STX icon
762
Seagate
STX
$40B
$207K 0.02%
+3,542
New +$207K
TROW icon
763
T Rowe Price
TROW
$23.8B
$207K 0.02%
1,921
-7,723
-80% -$832K
FLRN icon
764
SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$2.78B
$206K 0.02%
+6,691
New +$206K
AQMS icon
765
Aqua Metals
AQMS
$5.86M
$205K 0.02%
395
+198
+101% +$103K
REGN icon
766
Regeneron Pharmaceuticals
REGN
$60.8B
$205K 0.02%
+594
New +$205K
CMP icon
767
Compass Minerals
CMP
$784M
$204K 0.01%
3,379
-14
-0.4% -$845
EIX icon
768
Edison International
EIX
$21B
$204K 0.01%
3,207
-473
-13% -$30.1K
GBAB
769
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$422M
$203K 0.01%
9,437
+200
+2% +$4.3K
PALL icon
770
abrdn Physical Palladium Shares ETF
PALL
$508M
$203K 0.01%
2,241
-105
-4% -$9.51K
QABA icon
771
First Trust NASDAQ ABA Community Bank Index Fund
QABA
$108M
$203K 0.01%
3,828
-32,304
-89% -$1.71M
BBY icon
772
Best Buy
BBY
$16.1B
$202K 0.01%
+2,881
New +$202K
BHC icon
773
Bausch Health
BHC
$2.72B
$202K 0.01%
12,683
-1,367
-10% -$21.8K
NEM icon
774
Newmont
NEM
$83.7B
$202K 0.01%
+5,165
New +$202K
GHII
775
DELISTED
Invesco S&P High Income Infrastructure ETF
GHII
$202K 0.01%
7,971
-2,872
-26% -$72.8K
29 30
31
32 33