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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+3.99%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.21B
AUM Growth
+$148M
Cap. Flow
+$110M
Cap. Flow %
9.07%
Top 10 Hldgs %
19.82%
Holding
899
New
109
Increased
447
Reduced
277
Closed
52

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$15M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$9.39M
3
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$6.58M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.08M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.82M

Top Sells

Rank Stock Value
1
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$8.5M
2
VNQ icon
Vanguard Real Estate ETF
VNQ
+$7.19M
3
IUSG icon
iShares Core S&P US Growth ETF
IUSG
+$4.35M
4
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$3.23M
5
DD icon
DuPont de Nemours
DD
+$2.81M

Sector Composition

Rank Sector Weight
1 Technology 6.02%
2 Healthcare 4.77%
3 Financials 4.73%
4 Industrials 4.48%
5 Consumer Staples 4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VGSH icon
751
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$212K 0.02%
3,487
+5
+0.1% +$304
CIM
752
Chimera Investment
CIM
$1.05B
$211K 0.02%
3,719
+335
+10% +$19K
MAR icon
753
Marriott International
MAR
$98.7B
$211K 0.02%
+1,916
New +$197K
IGE icon
754
iShares North American Natural Resources ETF
IGE
$747M
$210K 0.02%
6,229
-301
-5% -$9.66K
CY
755
DELISTED
Cypress Semiconductor
CY
$210K 0.02%
+13,980
New +$196K
GG
756
DELISTED
Goldcorp Inc
GG
$210K 0.02%
+16,207
New +$213K
LADR
757
Ladder Capital
LADR
$1.25B
$209K 0.02%
15,143
+880
+6% +$11.8K
QQEW icon
758
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.71B
$208K 0.02%
3,737
-1,486
-28% -$80.9K
SRC
759
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$208K 0.02%
5,408
-156
-3% -$5.76K
STOR
760
DELISTED
STORE Capital Corporation
STOR
$208K 0.02%
+8,383
New +$204K
IXJ icon
761
iShares Global Healthcare ETF
IXJ
$4.11B
$207K 0.02%
+3,676
New +$202K
AA icon
762
Alcoa
AA
$11.7B
$206K 0.02%
+4,420
New +$177K
MRSH
763
Marsh
MRSH
$86.3B
$206K 0.02%
+2,452
New +$194K
PEG icon
764
Public Service Enterprise Group
PEG
$39.8B
$206K 0.02%
4,453
-464
-9% -$21K
ABMD
765
DELISTED
Abiomed Inc
ABMD
$206K 0.02%
+1,221
New +$185K
EW icon
766
Edwards Lifesciences
EW
$47.6B
$205K 0.02%
5,625
+120
+2% +$4.58K
DY icon
767
Dycom Industries
DY
$12.9B
$204K 0.02%
2,377
+18
+0.8% +$1.52K
EFG icon
768
iShares MSCI EAFE Growth ETF
EFG
$16.3B
$202K 0.02%
+2,607
New +$198K
GNW icon
769
Genworth Financial
GNW
$3.8B
$202K 0.02%
52,412
– –
GOVT icon
770
iShares US Treasury Bond ETF
GOVT
$43.6B
$202K 0.02%
8,018
-3,286
-29% -$83.3K
MS icon
771
Morgan Stanley
MS
$337B
$202K 0.02%
4,184
-2,108
-34% -$97.8K
SA
772
Seabridge Gold
SA
$2.8B
$202K 0.02%
16,526
-1,159
-7% -$13.4K
THO icon
773
Thor Industries
THO
$3.99B
$202K 0.02%
+1,607
New +$173K
PCEF icon
774
Invesco CEF Income Composite ETF
PCEF
$812M
$200K 0.02%
8,334
-802
-9% -$19.1K
NS
775
DELISTED
NuStar Energy L.P.
NS
$200K 0.02%
4,928
+98
+2% +$4.14K
29 30
31
32 33

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Sigma Planning Corp's Q3 2017 Portfolio in Review

As of Q3 2017, Sigma Planning Corp held 899 positions worth $1.21B, up 14% from $1.06B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp deployed $110M of net new capital in Q3 2017, opening 109 new positions and adding to 447 existing holdings. Its largest new stake was Invesco Dorsey Wright SmallCap Momentum ETF: 40,931 shares worth $1.94M.

By sector, the portfolio is most concentrated in Technology at 6% of assets, up from 5.7% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares MSCI EAFE Value ETF, an estimated $8.5M trimmed.

  • Sigma Planning Corp's largest Q3 2017 buy was Invesco Dorsey Wright SmallCap Momentum ETF: 40,931 shares worth $1.94M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q3 2017, an estimated $15M increase.
  • Sigma Planning Corp's biggest Q3 2017 reduction was iShares MSCI EAFE Value ETF, cutting an estimated $8.5M.
  • Sigma Planning Corp fully exited DuPont de Nemours in Q3 2017, selling an estimated $2.81M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $1.21B portfolio in Q3 2017.
  • Sigma Planning Corp opened 109 new positions and closed 52 in Q3 2017.
  • Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $1.21B.

Based on Sigma Planning Corp's 13F filing for Q3 2017, filed 6 Nov 2017.