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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+4.97%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.03B
AUM Growth
+$118M
Cap. Flow
+$78.5M
Cap. Flow %
7.6%
Top 10 Hldgs %
17.52%
Holding
846
New
111
Increased
409
Reduced
233
Closed
70

Top Buys

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$8.81M
2
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$8.13M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.9M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.49M
5
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$3.04M

Top Sells

Rank Stock Value
1
IUSG icon
iShares Core S&P US Growth ETF
IUSG
+$8.3M
2
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$7.99M
3
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$6.79M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$4.41M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.52M

Sector Composition

Rank Sector Weight
1 Technology 5.45%
2 Financials 5.07%
3 Healthcare 4.9%
4 Industrials 4.8%
5 Consumer Staples 4.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OPK icon
751
Opko Health
OPK
$921M
$83K 0.01%
+10,371
New +$87.3K
MHF
752
Western Asset Municipal High Income Fund
MHF
$151M
$81K 0.01%
11,255
-1,321
-11% -$9.56K
REED
753
DELISTED
Reeds, Inc. Common Stock
REED
$79K 0.01%
379
+51
+16% +$10.3K
NCZ
754
Virtus Convertible & Income Fund II
NCZ
$292M
$65K 0.01%
2,673
– –
SAND
755
DELISTED
Sandstorm Gold
SAND
$65K 0.01%
15,150
-300
-2% -$1.32K
CBAY
756
DELISTED
Cymabay Therapeutics
CBAY
$61K 0.01%
+14,085
New +$40.4K
TULP
757
Bloomia Holdings
TULP
$18.2M
$60K 0.01%
5,757
– –
FAX
758
abrdn Asia-Pacific Income Fund
FAX
$590M
$55K 0.01%
+1,846
New +$53.7K
KOPN icon
759
Kopin
KOPN
$663M
$53K 0.01%
13,000
– –
DHY
760
Credit Suisse High Yield Credit Fund
DHY
$238M
$47K ﹤0.01%
17,505
+10
+0.1% +$27
AUY
761
DELISTED
Yamana Gold, Inc.
AUY
$45K ﹤0.01%
16,406
-1,383
-8% -$4.18K
EGO icon
762
Eldorado Gold
EGO
$8.31B
$44K ﹤0.01%
2,557
+3
+0.1% +$50
NGD
763
DELISTED
New Gold Inc
NGD
$39K ﹤0.01%
13,050
+400
+3% +$1.29K
BDSI
764
DELISTED
BioDelivery Sciences International, Inc.
BDSI
$36K ﹤0.01%
18,959
-1,300
-6% -$2.51K
ARTX
765
DELISTED
Arotech Corporation
ARTX
$30K ﹤0.01%
10,000
– –
CYTO
766
DELISTED
Altamira Therapeutics Ltd
CYTO
– –
0
– –
CDMO
767
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
$23K ﹤0.01%
5,000
+2,115
+73% +$7.09K
GSAT icon
768
Globalstar
GSAT
$10.2B
$20K ﹤0.01%
+833
New +$18.7K
PLUG icon
769
Plug Power
PLUG
$2.92B
$17K ﹤0.01%
+12,026
New +$13.8K
ALO
770
DELISTED
Alio Gold Inc
ALO
$8K ﹤0.01%
2,138
-65
-3% -$242
MEMP
771
DELISTED
Memorial Production Partners LP Common Units
MEMP
$1K ﹤0.01%
10,995
– –
AAPL icon
772
CALL
Apple
AAPL
$4.89T
– –
-7,200
Closed -$208K
AEG icon
773
Aegon
AEG
$13.5B
– –
-15,339
Closed -$65K
BGT icon
774
BlackRock Floating Rate Income Trust
BGT
$322M
– –
-10,937
Closed -$154K
BHP icon
775
BHP
BHP
$213B
– –
-6,919
Closed -$221K
29 30
31
32 33

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Sigma Planning Corp's Q1 2017 Portfolio in Review

As of Q1 2017, Sigma Planning Corp held 846 positions worth $1.03B, up 13% from $915M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Sigma Planning Corp deployed $78.5M of net new capital in Q1 2017, opening 111 new positions and adding to 409 existing holdings. Its largest new stake was iShares MSCI EAFE Value ETF: 165,518 shares worth $8.33M.

By sector, the portfolio is most concentrated in Technology at 5.5% of assets, up from 5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares Core S&P US Growth ETF, an estimated $8.3M trimmed.

  • Sigma Planning Corp's largest Q1 2017 buy was iShares MSCI EAFE Value ETF: 165,518 shares worth $8.33M.
  • Sigma Planning Corp added most to iShares Core S&P Total US Stock Market ETF in Q1 2017, an estimated $8.81M increase.
  • Sigma Planning Corp's biggest Q1 2017 reduction was iShares Core S&P US Growth ETF, cutting an estimated $8.3M.
  • Sigma Planning Corp fully exited Papa John's in Q1 2017, selling an estimated $1.32M.
  • Sigma Planning Corp's ten largest holdings make up 18% of its $1.03B portfolio in Q1 2017.
  • Sigma Planning Corp opened 111 new positions and closed 70 in Q1 2017.
  • Sigma Planning Corp's portfolio value rose 13% quarter-over-quarter to $1.03B.

Based on Sigma Planning Corp's 13F filing for Q1 2017, filed 24 Apr 2017.